Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- CASILIO LEITCH INVESTMENTS, LLCRegistered Investment Advisers · CRD # 173152 · CA · Approved
- CASPIAN CAPITAL, LPRegistered Investment Advisers · CRD # 155751 · NY · Approved
- CASSADAY & CO WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 317672 · VA · Approved
- CASSADY WEALTH & RETIREMENT PLANNING L.L.C.Registered Investment Advisers · CRD # 309710 · NV · Approved
- CASSEDY FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 111446 · FL · Approved
- CASSIA CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 159911 · NC · Approved
- CASSILLY FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 300672 · MD · Approved
- CASSIUS FAMILY MANAGEMENT LLCExempt Reporting Advisers · CRD # 296899 · GA · ERA - Active
- CASSIUS MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 340215 · ERA - Active
- CASTANEA PARTNERS INC.Registered Investment Advisers · CRD # 160229 · MA · Approved
- CASTELLAN GROUP, LLCRegistered Investment Advisers · CRD # 299363 · KY · Approved
- CASTFIRM ADVISORS LLCRegistered Investment Advisers · CRD # 327519 · NY · Approved
- CASTIK CAPITAL SARLExempt Reporting Advisers · CRD # 309487 · ERA - Active
- CASTLE COAST WEALTH, LLCRegistered Investment Advisers · CRD # 298439 · CA · Approved
- CASTLE CREEK ADVISORS IV LLCRegistered Investment Advisers · CRD # 158079 · CA · Approved
- CASTLE CREEK LAUNCHPAD I GP LLCExempt Reporting Advisers · CRD # 321741 · CA · ERA - Active
- CASTLE FINANCIAL & RETIREMENT PLANNING ASSOCIATES INCRegistered Investment Advisers · CRD # 107865 · NJ · Approved
- CASTLE HARLAN, INC.Registered Investment Advisers · CRD # 158106 · NY · Approved
- CASTLE HOOK PARTNERS LPRegistered Investment Advisers · CRD # 284968 · NY · Approved
- CASTLE ISLAND MANAGEMENT, LLCExempt Reporting Advisers · CRD # 298999 · MA · ERA - Active
- CASTLE LIGHT PARTNERS LPExempt Reporting Advisers · CRD # 301246 · ERA - Active
- CASTLE RIDGE ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 309774 · Approved
- CASTLE ROCK ADVISORS LLCRegistered Investment Advisers · CRD # 331429 · MA · Approved
- CASTLE ROCK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 199513 · CA · Approved
- CASTLE SECURITIES, LLCRegistered Investment Advisers · CRD # 342075 · NC · 120-Day Approval
- CASTLE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 118364 · FL · Approved
- CASTLE WEALTH PLANNING LLCRegistered Investment Advisers · CRD # 141601 · CA · Approved
- CASTLEARK ALTERNATIVES, LLCRegistered Investment Advisers · CRD # 288893 · IL · Approved
- CASTLEARK MANAGEMENT LLCRegistered Investment Advisers · CRD # 109587 · IL · Approved
- CASTLEBAR ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 162231 · KS · Approved
- CASTLEBAR CAPITAL LLPExempt Reporting Advisers · CRD # 327829 · ERA - Active
- CASTLEFORGE PARTNERS LIMITEDExempt Reporting Advisers · CRD # 301341 · ERA - Active
- CASTLEKEEP INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 111656 · CT · Approved
- CASTLEKNIGHT MANAGEMENT LPRegistered Investment Advisers · CRD # 309435 · NY · Approved
- CASTLELAKE, L.P.Registered Investment Advisers · CRD # 145165 · MN · Approved
- CASTLETON PARTNERS, LLCRegistered Investment Advisers · CRD # 140873 · Approved
- CASTLEVIEW PARTNERS, LLCRegistered Investment Advisers · CRD # 281410 · TX · Approved
- CAT ROCK CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 268817 · CT · Approved
- CATALIGHT CAPITAL US, LLCExempt Reporting Advisers · CRD # 344046 · CA · ERA - Active
- CATALIO CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 310374 · NY · Approved
- CATALUR CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 307830 · NY · Approved
- CATALYS PACIFIC, LLCExempt Reporting Advisers · CRD # 301379 · ERA - Active
- CATALYST CAPITAL ADVISERS LLCRegistered Investment Advisers · CRD # 290191 · TX · Approved
- CATALYST CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 139895 · PR · Approved
- CATALYST CAPITAL MANAGEMENT LTDExempt Reporting Advisers · CRD # 163348 · ERA - Active
- CATALYST FINANCIAL NW CORPORATIONRegistered Investment Advisers · CRD # 168534 · OR · Approved
- CATALYST FINANCIAL PARTNERS LLCRegistered Investment Advisers · CRD # 299335 · MA · Approved
- CATALYST FUNDS MANAGEMENT PTY LTDExempt Reporting Advisers · CRD # 316797 · ERA - Active
- CATALYST INTERNATIONAL ADVISORS LLCRegistered Investment Advisers · CRD # 306592 · PR · Approved
- CATALYST INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 298122 · Approved