Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- CARPATHIAN CAPITAL, LLCExempt Reporting Advisers · CRD # 332934 · ERA - Active
- CARPEDIEM ADVISORS PRIVATE LIMITEDExempt Reporting Advisers · CRD # 334494 · ERA - Active
- CARPENTER, CLAYDON ADVISORS, INC.Registered Investment Advisers · CRD # 143516 · FL · Approved
- CARR FINANCIAL GROUP CORPORATIONRegistered Investment Advisers · CRD # 317321 · MA · Approved
- CARR'S HILL CAPITAL PARTNERS MANAGEMENT, L.P.Registered Investment Advisers · CRD # 305205 · LA · Approved
- CARRAIGHILL CAPITAL LIMITEDRegistered Investment Advisers · CRD # 290703 · Approved
- CARRERA CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 330834 · MI · Approved
- CARRET ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 131445 · NY · Approved
- CARRHAE CAPITAL (DIFC) LIMITEDRegistered Investment Advisers · CRD # 337385 · Approved
- CARRHAE CAPITAL, LLPRegistered Investment Advisers · CRD # 161900 · Approved
- CARRIAGE SERVICES INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 164325 · TX · Approved
- CARRICK CAPITAL MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 165915 · CA · Approved
- CARRICK LANE LLCRegistered Investment Advisers · CRD # 309148 · NY · Approved
- CARRINGTON CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 130813 · CT · Approved
- CARROLL ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 334565 · TX · Approved
- CARROLL INVESTORS, INC.Registered Investment Advisers · CRD # 311180 · SC · Approved
- CARROLL STREET CAPITAL LLCExempt Reporting Advisers · CRD # 334083 · NY · ERA - Active
- CARROLLTON MINERAL PARTNERS GP, LPExempt Reporting Advisers · CRD # 162202 · TX · ERA - Active
- CARRONADE CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 309174 · CT · Approved
- CARRY ADVISORS LLCRegistered Investment Advisers · CRD # 323620 · NY · Approved
- CARSON ADVISORY, INC.Registered Investment Advisers · CRD # 117410 · GA · Approved
- CARSON GROUP INVESTING, LLCRegistered Investment Advisers · CRD # 291744 · NE · Approved
- CARSON MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 153261 · TX · Approved
- CARSONALLARIA WEALTH MANAGEMENT, LTD.Registered Investment Advisers · CRD # 157998 · IL · Approved
- CARSWELL INVESTMENTS, LLCRegistered Investment Advisers · CRD # 158205 · NY · Approved
- CARTA FINANCIERA SA.Registered Investment Advisers · CRD # 306723 · Approved
- CARTE VERTE MANAGEMENT LLCExempt Reporting Advisers · CRD # 304948 · CA · ERA - Active
- CARTENNA CAPITAL LPRegistered Investment Advisers · CRD # 307688 · CT · Approved
- CARTER FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 301025 · IL · Approved
- CARTER FINANCIAL, LLCRegistered Investment Advisers · CRD # 298327 · CA · Approved
- CARTER-HASTON INVESTMENT PARTNERS II GP, LLCRegistered Investment Advisers · CRD # 165442 · TN · Approved
- CARTER, TERRY & COMPANY, INC.Registered Investment Advisers · CRD # 16365 · GA · Approved
- CARTESIAN CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 159370 · NY · Approved
- CARTESS INVESTMENT PARTNERS LLCExempt Reporting Advisers · CRD # 317294 · TX · ERA - Active
- CARTHAGE CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 337863 · ERA - Active
- CARUSO MCLEAN & CO., INC.Registered Investment Advisers · CRD # 126084 · NY · Approved
- CARVAL CLO MANAGEMENT LLCRegistered Investment Advisers · CRD # 298135 · MN · Approved
- CARY STREET PARTNERS ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 289178 · VA · Approved
- CARY STREET PARTNERS INVESTMENT ADVISORY LLCRegistered Investment Advisers · CRD # 128545 · VA · Approved
- CAS INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 170071 · CT · Approved
- CASA VERDE CAPITAL, LLCExempt Reporting Advisers · CRD # 269907 · CA · ERA - Active
- CASCADE FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 326620 · CA · Approved
- CASCADE FINANCIAL STRATEGIES, LLCRegistered Investment Advisers · CRD # 166610 · OR · Approved
- CASCADE INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 117294 · OR · Approved
- CASCADE INVESTMENT GROUP, INC.Registered Investment Advisers · CRD # 35844 · CO · Approved
- CASCADE WEALTH ADVISORS, INCRegistered Investment Advisers · CRD # 158470 · WA · Approved
- CASCADES CAPITAL ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167102 · NC · Approved
- CASDER INSTITUTE OF WEALTH INC.Exempt Reporting Advisers · CRD # 339172 · NY · ERA - Active
- CASDIN CAPITAL, LLCRegistered Investment Advisers · CRD # 169579 · NY · Approved
- CASEY CAPITAL, LLCExempt Reporting Advisers · CRD # 160680 · FL · ERA - Active