Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- BASEPOINT WEALTH, LLCRegistered Investment Advisers · CRD # 289538 · IA · Approved
- BASIN OIL AND GAS MANAGEMENT, LPRegistered Investment Advisers · CRD # 289099 · TX · Approved
- BASIS MANAGEMENT GROUP LLCRegistered Investment Advisers · CRD # 282518 · NY · Approved
- BASIS SET BUILDERS, LLCExempt Reporting Advisers · CRD # 313162 · CA · ERA - Active
- BASIS SET VENTURES, LLCExempt Reporting Advisers · CRD # 289323 · CA · ERA - Active
- BASKIR CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 166457 · NY · ERA - Active
- BASON ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 165450 · CO · Approved
- BASS AND BELL, INC.Registered Investment Advisers · CRD # 300557 · AR · Approved
- BASSAM WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 330695 · FL · Approved
- BASSO CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 132311 · CT · Approved
- BASSWOOD CAPITAL MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 138032 · NY · Approved
- BASTION ASSET MANAGEMENT INCExempt Reporting Advisers · CRD # 342790 · ERA - Active
- BASTION FIDUCIARY, LLCRegistered Investment Advisers · CRD # 333420 · Approved
- BASTION MANAGEMENT II LLCRegistered Investment Advisers · CRD # 309685 · CT · Approved
- BATES FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 116515 · IL · Approved
- BATTELL HOLDINGS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 334688 · TN · ERA - Active
- BATTERY GLOBAL ADVISORS, LLCRegistered Investment Advisers · CRD # 158508 · MA · Approved
- BATTERY MANAGEMENT CORP.Registered Investment Advisers · CRD # 160921 · MA · Approved
- BATTLE INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 283292 · GA · Approved
- BAU ADVISORS LLCRegistered Investment Advisers · CRD # 301667 · FL · Approved
- BAUER WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 152977 · CO · Approved
- BAUGH & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 136342 · GA · Approved
- BAUKUNST MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 323886 · MA · ERA - Active
- BAUM CAPITAL PARTNERS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288225 · MO · Approved
- BAUMAN ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 153061 · NV · Approved
- BAUTIS FINANCIAL, LLCRegistered Investment Advisers · CRD # 148582 · NJ · Approved
- BAXTER BROTHERS INC.Registered Investment Advisers · CRD # 106548 · CT · Approved
- BAXTER CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 105123 · IN · Approved
- BAY CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 140796 · VA · Approved
- BAY CAPITAL PARTNERS LTDExempt Reporting Advisers · CRD # 167965 · ERA - Active
- BAY CLIADAKIS & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 301214 · CA · Approved
- BAY COLONY ADVISORY GROUP, INC.Registered Investment Advisers · CRD # 152583 · MA · Approved
- BAY HARBOR WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 294000 · MD · Approved
- BAY HILLS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 158603 · CA · Approved
- BAY POINT ADVISORS, LLCRegistered Investment Advisers · CRD # 286050 · GA · Approved
- BAY POINTE WEALTH, LLCRegistered Investment Advisers · CRD # 340986 · MI · Approved
- BAY RIVERS GROUP, INC.Registered Investment Advisers · CRD # 290095 · VA · Approved
- BAYARD ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 177515 · NJ · Approved
- BAYBERRY CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 300381 · NY · Approved
- BAYBOSTON MANAGERS LLCExempt Reporting Advisers · CRD # 177520 · MA · ERA - Active
- BAYBRIDGE CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 284867 · CA · Approved
- BAYESIAN CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 283967 · Approved
- BAYFOREST CAPITAL LIMITEDRegistered Investment Advisers · CRD # 312969 · Approved
- BAYHAWK CAPITAL LPRegistered Investment Advisers · CRD # 328829 · MA · Approved
- BAYHUNT CAPITAL LLCRegistered Investment Advisers · CRD # 333514 · CA · Approved
- BAYNTREE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 226708 · AZ · Approved
- BAYOU CITY ENERGY MANAGEMENT LLCRegistered Investment Advisers · CRD # 283269 · TX · Approved
- BAYPINE HOLDINGS LPRegistered Investment Advisers · CRD # 311154 · MA · Approved
- BAYPOINTE PARTNERS, LLCRegistered Investment Advisers · CRD # 331273 · CT · Approved
- BAYRIDGE FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 296831 · NY · Approved