Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- BARINGS (U.K.) LIMITEDExempt Reporting Advisers · CRD # 158277 · ERA - Active
- BARINGS AUSTRALIA PTY LTDExempt Reporting Advisers · CRD # 169697 · ERA - Active
- BARINGS LLCRegistered Investment Advisers · CRD # 106006 · NC · Approved
- BARINGTON COMPANIES INVESTORS, LLCRegistered Investment Advisers · CRD # 161305 · NY · Approved
- BARK SECURITIES, LLCRegistered Investment Advisers · CRD # 337787 · CA · 120-Day Approval
- BARKER WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 226768 · WA · Approved
- BARLOW WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 325308 · KY · Approved
- BARLOW, LINDA, ANNRegistered Investment Advisers · CRD # 111643 · CA · Approved
- BARNEGAT FUND MANAGEMENT INC.Registered Investment Advisers · CRD # 158347 · NJ · Approved
- BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 328496 · OH · Approved
- BARNES PETTEY FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 142944 · MS · Approved
- BARNES WEALTH MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 132189 · CA · Approved
- BARNETT & CO INCRegistered Investment Advisers · CRD # 105867 · TN · Approved
- BARNETT CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 159113 · FL · Approved
- BARNSTONE ADVISORS LLCRegistered Investment Advisers · CRD # 144511 · PA · Approved
- BAROMETER CAPITAL MANAGEMENT INC.Registered Investment Advisers · CRD # 156409 · Approved
- BARON CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 110791 · NY · Approved
- BARON FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 144234 · NJ · Approved
- BARON SILVER STEVENS FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 126767 · FL · Approved
- BARON WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 153117 · MI · Approved
- BARR FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 125444 · FL · Approved
- BARRAMUNDI ADVISORS LLCRegistered Investment Advisers · CRD # 334454 · FL · Approved
- BARREL RATE CAPITAL, L.L.C.Exempt Reporting Advisers · CRD # 324527 · ERA - Active
- BARREL STRENGTH PARTNERS LLCExempt Reporting Advisers · CRD # 334049 · IN · ERA - Active
- BARREL VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 330756 · IL · ERA - Active
- BARRETT & COMPANY, INC.Registered Investment Advisers · CRD # 1175 · RI · Approved
- BARRETT UPTON CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 326104 · IL · Approved
- BARRETT WEALTH CONNECTION LLCRegistered Investment Advisers · CRD # 161020 · IL · Approved
- BARRON FINANCIAL GROUP, LLPRegistered Investment Advisers · CRD # 140504 · CT · Approved
- BARROW, HANLEY, MEWHINNEY & STRAUSS, LLCRegistered Investment Advisers · CRD # 105519 · TX · Approved
- BARRY INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 144955 · MA · Approved
- BARTHOLOMEW & COMPANY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 342680 · MA · 120-Day Approval
- BARTLETT & CO. WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 292246 · OH · Approved
- BARTLEY FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 124293 · NH · Approved
- BARTON INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 141084 · PA · Approved
- BARWICK & PARTNERS, INC.Registered Investment Advisers · CRD # 174336 · Approved
- BAS CAPITAL CORP.Registered Investment Advisers · CRD # 150430 · Approved
- BASA RESOURCES, INC.Registered Investment Advisers · CRD # 290034 · TX · Approved
- BASALT INFRASTRUCTURE PARTNERS LLCRegistered Investment Advisers · CRD # 162276 · NY · Approved
- BASALT INFRASTRUCTURE PARTNERS LLPRegistered Investment Advisers · CRD # 161881 · Approved
- BASE CASE MANAGEMENT, LLCExempt Reporting Advisers · CRD # 323761 · CA · ERA - Active
- BASE PARTNERS CONSULTORIA DE INVESTIMENTOS E NEGOCIOS LTDAExempt Reporting Advisers · CRD # 293295 · ERA - Active
- BASE VENTURE MANAGEMENT, INC.Exempt Reporting Advisers · CRD # 325088 · CA · ERA - Active
- BASE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 321991 · FL · Approved
- BASE10 PARTNERS MANAGEMENT LLCExempt Reporting Advisers · CRD # 288914 · CA · ERA - Active
- BASE4 CAPITAL LPExempt Reporting Advisers · CRD # 317334 · CA · ERA - Active
- BASECAMP WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 334018 · WA · Approved
- BASELINE INDUSTRIES, L.P.Exempt Reporting Advisers · CRD # 294309 · WY · ERA - Active
- BASELINE WEALTH MANAGEMENT LTD.Registered Investment Advisers · CRD # 155526 · Approved
- BASEPOINT ADVISORS LLCRegistered Investment Advisers · CRD # 316715 · NY · Approved