Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- BAIRD CAPITAL PARTNERS EUROPE LIMITEDExempt Reporting Advisers · CRD # 169015 · ERA - Active
- BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLCRegistered Investment Advisers · CRD # 269982 · WI · Approved
- BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLCRegistered Investment Advisers · CRD # 292786 · WI · Approved
- BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 326646 · WI · Approved
- BAIRD STRATEGAS LLCRegistered Investment Advisers · CRD # 149326 · NY · Approved
- BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLCRegistered Investment Advisers · CRD # 145166 · WI · Approved
- BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLCRegistered Investment Advisers · CRD # 168956 · WI · Approved
- BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLCRegistered Investment Advisers · CRD # 298155 · WI · Approved
- BAKER AVENUE ASSET MANAGEMENT, LPRegistered Investment Advisers · CRD # 132657 · CA · Approved
- BAKER BROS. ADVISORS LPRegistered Investment Advisers · CRD # 158149 · NY · Approved
- BAKER ELLIS ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 121802 · WA · Approved
- BAKER STREET ADVISORS, LLCRegistered Investment Advisers · CRD # 128066 · CA · Approved
- BAKER TILLY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167811 · WI · Approved
- BAKERS CREEK MANAGEMENT LLCExempt Reporting Advisers · CRD # 326175 · TX · ERA - Active
- BALANCE CAPITAL PARTNERS L.P.Registered Investment Advisers · CRD # 325617 · FL · Approved
- BALANCE CASH MANAGEMENT INC.Registered Investment Advisers · CRD # 333867 · CA · Approved
- BALANCE LEGAL CAPITAL LLPExempt Reporting Advisers · CRD # 309176 · ERA - Active
- BALANCE POINT CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 264789 · CT · Approved
- BALANCE WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 329589 · OH · Approved
- BALANCED FINANCIAL PLANNING, INC.Registered Investment Advisers · CRD # 128161 · KS · Approved
- BALANCED ROCK INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 157424 · MA · Approved
- BALANCED WEALTH GROUP LLCRegistered Investment Advisers · CRD # 328007 · OH · Approved
- BALANCED WEALTH MANAGEMENT, LLC.Registered Investment Advisers · CRD # 174699 · RI · Approved
- BALANZ ADVISORS LLCRegistered Investment Advisers · CRD # 322263 · FL · Approved
- BALBEC CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 284363 · AZ · Approved
- BALBOA WEALTH PARTNERS, INC.Registered Investment Advisers · CRD # 282329 · AZ · Approved
- BALCH HILL CAPITAL, LLCRegistered Investment Advisers · CRD # 113209 · Approved
- BALDERTON CAPITAL (UK) LLPExempt Reporting Advisers · CRD # 160323 · ERA - Active
- BALDWIN & CLARKE ADVISORY SERVICES LLCRegistered Investment Advisers · CRD # 105666 · NH · Approved
- BALDWIN INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 108922 · PA · Approved
- BALDWIN WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 105343 · MA · Approved
- BALEEN CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 311438 · NV · Approved
- BALEFIRE, LLCRegistered Investment Advisers · CRD # 168733 · TX · Approved
- BALENTINE LLCRegistered Investment Advisers · CRD # 152511 · GA · Approved
- BALERION SPACE VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 326964 · TX · ERA - Active
- BALIS ENTERPRISES LLCRegistered Investment Advisers · CRD # 315130 · Approved
- BALL & COMPANY WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 133950 · Approved
- BALLAST ADVISORS, LLCRegistered Investment Advisers · CRD # 285991 · MN · Approved
- BALLAST ASSET MANAGEMENT, LPRegistered Investment Advisers · CRD # 311116 · TX · Approved
- BALLAST CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 282369 · IA · Approved
- BALLAST EQUITY PARTNERS MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 330189 · NY · Approved
- BALLAST FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 304430 · PA · Approved
- BALLAST POINT FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 283295 · CA · Approved
- BALLAST ROCK PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 322064 · SC · Approved
- BALLAST, INC.Registered Investment Advisers · CRD # 152695 · KY · Approved
- BALLENTINE PARTNERS, LLCRegistered Investment Advisers · CRD # 152802 · MA · Approved
- BALLEW ADVISORS INCRegistered Investment Advisers · CRD # 110522 · MS · Approved
- BALLINA CAPITAL, LLCRegistered Investment Advisers · CRD # 289598 · Approved
- BALLISTIC VENTURES ALPHA LLCExempt Reporting Advisers · CRD # 318512 · CA · ERA - Active
- BALLYROCK INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 115324 · MA · Approved