Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ADVOCACY FINANCIAL LLCRegistered Investment Advisers · CRD # 305954 · LA · Approved
- ADVOCACY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 141943 · GA · Approved
- ADVOCATE INVESTING SERVICES, LLCRegistered Investment Advisers · CRD # 273035 · MD · Approved
- ADVR, INCRegistered Investment Advisers · CRD # 318823 · SC · Approved
- ADVUS FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 311990 · FL · Approved
- ADVYZON INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 318816 · IL · Approved
- ADW CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 175486 · Approved
- AE INDUSTRIAL PARTNERS, LPRegistered Investment Advisers · CRD # 173020 · FL · Approved
- AE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 282580 · KS · Approved
- AEA ENTERPRISE PARTNERS MANAGEMENT LPRegistered Investment Advisers · CRD # 132753 · NY · Approved
- AEA QP ADVISERS LLCRegistered Investment Advisers · CRD # 124560 · NY · Approved
- AEB CAPITAL, LLCExempt Reporting Advisers · CRD # 159488 · DC · ERA - Active
- AEC HOLDINGS, L.P.Exempt Reporting Advisers · CRD # 288791 · TX · ERA - Active
- AECOM CAPITAL REAL ESTATE, LLCRegistered Investment Advisers · CRD # 298333 · CA · Approved
- AECOM-CANYON PARTNERS REAL ESTATE FUND ADVISORS LLCRegistered Investment Advisers · CRD # 297526 · TX · Approved
- AEGIS CAPITAL CORP.Registered Investment Advisers · CRD # 15007 · NY · Approved
- AEGIS FINANCIAL CORPORATIONRegistered Investment Advisers · CRD # 111587 · VA · Approved
- AEGIS GUILD CAPITAL, LLCRegistered Investment Advisers · CRD # 339354 · NY · 120-Day Approval
- AEGIS WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 222515 · UT · Approved
- AEGIS WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 134429 · MD · Approved
- AEGIS WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 301990 · IA · Approved
- AEGIS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 199511 · FL · Approved
- AEGON ASSET MANAGEMENT UK PLCRegistered Investment Advisers · CRD # 289505 · Approved
- AEGON USA INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 114537 · IA · Approved
- AEGON USA REALTY ADVISORS, LLCRegistered Investment Advisers · CRD # 286438 · IA · Approved
- AEM ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 310360 · NJ · Approved
- AEOLUS INVESTMENT ADVISERS LTD.Exempt Reporting Advisers · CRD # 334592 · ERA - Active
- AEON INVESTMENTS LIMITEDExempt Reporting Advisers · CRD # 340007 · ERA - Active
- AEONEA LIMITEDExempt Reporting Advisers · CRD # 336367 · ERA - Active
- AEQUIM ALTERNATIVE INVESTMENTS LPRegistered Investment Advisers · CRD # 293127 · CA · Approved
- AEQUITAS INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 127625 · MA · Approved
- AERA FUNDS MANAGEMENT PTE. LTD.Exempt Reporting Advisers · CRD # 317467 · ERA - Active
- AEREF MANAGEMENT, LLCRegistered Investment Advisers · CRD # 322495 · NY · Approved
- AERIE ADVISORY GROUP LLCRegistered Investment Advisers · CRD # 333610 · WA · Approved
- AERMONT CAPITAL LLPExempt Reporting Advisers · CRD # 163201 · ERA - Active
- AERMONT CAPITAL MANAGEMENT S.A R.L.Exempt Reporting Advisers · CRD # 299262 · ERA - Active
- AERMONT ITALY S.R.L.Exempt Reporting Advisers · CRD # 339927 · ERA - Active
- AERODIGM WEALTH LLCRegistered Investment Advisers · CRD # 282312 · OR · Approved
- AESTUS CAPITAL, LLCExempt Reporting Advisers · CRD # 321068 · CA · ERA - Active
- AETERNITAS INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 338936 · PA · Approved
- AETHER INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 149742 · CO · Approved
- AETHERIS DIVERSIFIED INC.Exempt Reporting Advisers · CRD # 335339 · CO · ERA - Active
- AETHON ENERGY MANAGEMENT LLCRegistered Investment Advisers · CRD # 173136 · TX · Approved
- AETNA ASSET ADVISORS, LLCRegistered Investment Advisers · CRD # 161282 · CT · Approved
- AETOS ALTERNATIVES MANAGEMENT, L.P.Registered Investment Advisers · CRD # 116761 · NY · Approved
- AETOS CAPITAL MANAGEMENT LPExempt Reporting Advisers · CRD # 315929 · NY · ERA - Active
- AEVF GP LPExempt Reporting Advisers · CRD # 335652 · ERA - Active
- AEW CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 108633 · MA · Approved
- AF ADVISORS, INC.Registered Investment Advisers · CRD # 149683 · CA · Approved
- AF SERIES, LLCExempt Reporting Advisers · CRD # 316383 · ERA - Active