Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ADVANCED CAPITAL GROUP, INC.Registered Investment Advisers · CRD # 109673 · MN · Approved
- ADVANCED FINANCIAL STRATEGIES INCRegistered Investment Advisers · CRD # 108296 · CA · Approved
- ADVANCED PLANNING ADVISORS GROUP INC.Registered Investment Advisers · CRD # 313101 · IL · Approved
- ADVANCED PORTFOLIO MANAGEMENT, LLCRegistered Investment Advisers · CRD # 138769 · NY · Approved
- ADVANCED RETIREMENT SOLUTIONS, LLCRegistered Investment Advisers · CRD # 288022 · Approved
- ADVANCED WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 284438 · FL · Approved
- ADVANCIT CAPITAL ADVISORS LLCExempt Reporting Advisers · CRD # 167928 · MA · ERA - Active
- ADVANTAGE ADVISERS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 108180 · NY · Approved
- ADVANTAGE ADVISERS MULTI-MANAGER, L.L.C.Registered Investment Advisers · CRD # 108178 · NY · Approved
- ADVANTAGE CAPITAL INVESTMENT ADVISER, LLCRegistered Investment Advisers · CRD # 171365 · LA · Approved
- ADVANTAGE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 171128 · NY · Approved
- ADVANTAGE INVESTING, INC.Registered Investment Advisers · CRD # 116059 · FL · Approved
- ADVANTAGE PARTNERS PTE. LTD.Exempt Reporting Advisers · CRD # 324136 · ERA - Active
- ADVANTECH CAPITAL ADVISORS II LIMITEDExempt Reporting Advisers · CRD # 300893 · ERA - Active
- ADVANTECH CAPITAL ADVISORS LTD.Exempt Reporting Advisers · CRD # 281747 · ERA - Active
- ADVAYA LLPExempt Reporting Advisers · CRD # 334239 · ERA - Active
- ADVENT CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 113013 · NY · Approved
- ADVENT GLOBAL OPPORTUNITIES MANAGEMENT LLCRegistered Investment Advisers · CRD # 174333 · MA · Approved
- ADVENT INTERNATIONAL, L.P.Registered Investment Advisers · CRD # 105673 · MA · Approved
- ADVENT LIFE SCIENCES LLPExempt Reporting Advisers · CRD # 173031 · ERA - Active
- ADVENT PARTNERS PTY LTDExempt Reporting Advisers · CRD # 171232 · ERA - Active
- ADVENT-MORRO EQUITY PARTNERS, INC.Exempt Reporting Advisers · CRD # 162930 · PR · ERA - Active
- ADVERB VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 326839 · CA · ERA - Active
- ADVICE & PLANNING SERVICES LLCRegistered Investment Advisers · CRD # 283626 · PA · Approved
- ADVICE ONLY, PBCRegistered Investment Advisers · CRD # 334039 · CA · Approved
- ADVICEONE ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 111614 · CT · Approved
- ADVISIFI LLCRegistered Investment Advisers · CRD # 332477 · FL · Approved
- ADVISOR COMPLIANCE PARTNERS LLCRegistered Investment Advisers · CRD # 338484 · HI · Approved
- ADVISOR FINANCIAL SERVICES INCRegistered Investment Advisers · CRD # 118537 · NY · Approved
- ADVISOR LOGISTICS, LLCRegistered Investment Advisers · CRD # 292784 · TX · Approved
- ADVISOR OS LLCRegistered Investment Advisers · CRD # 287792 · IL · Approved
- ADVISOR PARTNERS II, LLCRegistered Investment Advisers · CRD # 321633 · CA · Approved
- ADVISOR RESOURCE COUNCILRegistered Investment Advisers · CRD # 164109 · TX · Approved
- ADVISOR SHARE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 307997 · WA · Approved
- ADVISORENGINE PORTFOLIO SOLUTIONS INC.Registered Investment Advisers · CRD # 336317 · NC · Approved
- ADVISORNET FINANCIAL, INC.Registered Investment Advisers · CRD # 113074 · MN · Approved
- ADVISORS ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 46727 · CO · Approved
- ADVISORS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 112266 · NJ · Approved
- ADVISORS CRYPTO, INC.Registered Investment Advisers · CRD # 109201 · TX · Approved
- ADVISORS FINANCIAL, INC.Registered Investment Advisers · CRD # 144837 · VA · Approved
- ADVISORS MANAGEMENT GROUP INCRegistered Investment Advisers · CRD # 113020 · WI · Approved
- ADVISORS PREFERRED LLCRegistered Investment Advisers · CRD # 157980 · MD · Approved
- ADVISORSHARES INVESTMENTS, LLCRegistered Investment Advisers · CRD # 149782 · MD · Approved
- ADVISORTRUST PARTNERS, LLCRegistered Investment Advisers · CRD # 304967 · NC · Approved
- ADVISORY ADVOCATES LLCRegistered Investment Advisers · CRD # 284100 · MI · Approved
- ADVISORY ALPHA, LLCRegistered Investment Advisers · CRD # 158282 · MI · Approved
- ADVISORY INVESTOR SERVICES LLCRegistered Investment Advisers · CRD # 173134 · FL · Approved
- ADVISORY RESEARCH INCRegistered Investment Advisers · CRD # 108254 · IL · Approved
- ADVISORY SERVICES NETWORK, LLCRegistered Investment Advisers · CRD # 146051 · GA · Approved
- ADVISORY SOLUTIONS GROUP, LLCRegistered Investment Advisers · CRD # 339919 · MN · Approved