Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- AXEVIL CAPITAL, LLCExempt Reporting Advisers · CRD # 323970 · CA · ERA - Active
- AXIA ADVISORY, LLCRegistered Investment Advisers · CRD # 107571 · IN · Approved
- AXIA ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 173148 · Approved
- AXIA WEALTH MANAGEMENT INCRegistered Investment Advisers · CRD # 155890 · OR · Approved
- AXIAL PARTNERS, LLCExempt Reporting Advisers · CRD # 331811 · CA · ERA - Active
- AXIAL READE CAPITAL, LPRegistered Investment Advisers · CRD # 301386 · NY · Approved
- AXIENT INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 336722 · AL · Approved
- AXIM WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 319618 · OH · Approved
- AXIOM ALTERNATIVE INVESTMENTS SARLRegistered Investment Advisers · CRD # 282155 · Approved
- AXIOM ASIA PRIVATE CAPITAL MANAGEMENT SERVICES, LPExempt Reporting Advisers · CRD # 163156 · ERA - Active
- AXIOM EQUITY 2 GP LTD.Exempt Reporting Advisers · CRD # 341278 · ERA - Active
- AXIOM EQUITY CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 341328 · ERA - Active
- AXIOM FINANCIAL STRATEGIES GROUP, LLCRegistered Investment Advisers · CRD # 306618 · IN · Approved
- AXIOM INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 141516 · NY · Approved
- AXIOM INVESTORS LLCRegistered Investment Advisers · CRD # 109605 · CT · Approved
- AXIOM WEALTH STRATEGIES, LLCRegistered Investment Advisers · CRD # 313124 · OR · Approved
- AXIOMQED LLCExempt Reporting Advisers · CRD # 337869 · ERA - Active
- AXIS WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 167122 · RI · Approved
- AXIUM CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 337522 · ERA - Active
- AXIUM INFRASTRUCTURE INC.Registered Investment Advisers · CRD # 286454 · Approved
- AXIUM INFRASTRUCTURE US INC.Registered Investment Advisers · CRD # 168164 · NY · Approved
- AXIUS ADVISORS LLCRegistered Investment Advisers · CRD # 330006 · MO · Approved
- AXIVON EXCHANGE LTDExempt Reporting Advisers · CRD # 340961 · CO · ERA - Active
- AXON CAPITAL LPRegistered Investment Advisers · CRD # 158281 · NY · Approved
- AXONIC CAPITAL LLCRegistered Investment Advisers · CRD # 159518 · NY · Approved
- AXOS INVEST, INCRegistered Investment Advisers · CRD # 150953 · NV · Approved
- AXQ CAPITAL, LPRegistered Investment Advisers · CRD # 318863 · NJ · Approved
- AXS INVESTMENTS LLCRegistered Investment Advisers · CRD # 305714 · NY · Approved
- AXXCESS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164081 · CA · Approved
- AXXES ADVISORS I LLCRegistered Investment Advisers · CRD # 332460 · FL · Approved
- AXXES ADVISORS LLCRegistered Investment Advisers · CRD # 318039 · FL · Approved
- AXXETS WEALTH MANAGEMENT USA LLCRegistered Investment Advisers · CRD # 340858 · FL · Approved
- AYAL CAPITAL ADVISORS LIMITEDExempt Reporting Advisers · CRD # 169853 · ERA - Active
- AYM CAPITAL, LLCExempt Reporting Advisers · CRD # 163556 · ERA - Active
- AYRSHIRE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 157883 · CT · Approved
- AYRTON CAPITAL LLCRegistered Investment Advisers · CRD # 286298 · CT · Approved
- AZARIAS CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 174466 · PA · Approved
- AZIMUT INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 134626 · FL · Approved
- AZIMUTH CAPITAL INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 319062 · MI · Approved
- AZIMUTH CAPITAL MANAGEMENT IV LTD.Exempt Reporting Advisers · CRD # 292608 · ERA - Active
- AZIMUTH CAPITAL MANAGEMENT V LTD.Exempt Reporting Advisers · CRD # 325225 · ERA - Active
- AZIMUTH ENERGY PARTNERS GP III LPExempt Reporting Advisers · CRD # 163399 · ERA - Active
- AZLIN CONSULTANTS PVT. LTD.Exempt Reporting Advisers · CRD # 284296 · ERA - Active
- AZOLLA MANAGEMENT COMPANY, LPExempt Reporting Advisers · CRD # 318033 · MA · ERA - Active
- AZORA CAPITAL LPRegistered Investment Advisers · CRD # 287621 · FL · Approved
- AZORIA CAPITAL, INC.Registered Investment Advisers · CRD # 334835 · DC · Approved
- AZTLAN EQUITY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 286360 · VA · Approved
- AZURA PARTNERS US LLCRegistered Investment Advisers · CRD # 327986 · NY · Approved
- AZURE CAPITAL PARTNERS LPExempt Reporting Advisers · CRD # 112536 · FL · ERA - Active
- AZURE91 MANAGEMENT, LLCExempt Reporting Advisers · CRD # 314488 · CA · ERA - Active