Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- AVIATOR'S WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 330735 · 120-Day Approval
- AVICENE INVESTMENT MANAGEMENT LPRegistered Investment Advisers · CRD # 339617 · NY · Approved
- AVID VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 313538 · NY · ERA - Active
- AVID WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 323124 · TX · Approved
- AVIDIAN WEALTH ENTERPRISES, LLCRegistered Investment Advisers · CRD # 127186 · TX · Approved
- AVIDITY PARTNERS MANAGEMENT LPRegistered Investment Advisers · CRD # 304628 · TX · Approved
- AVILA RE CAPITAL, LLCRegistered Investment Advisers · CRD # 325431 · CA · Approved
- AVILA VC, LLCExempt Reporting Advisers · CRD # 334148 · FL · ERA - Active
- AVINOVA CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 343601 · ERA - Active
- AVION WEALTH, LLCRegistered Investment Advisers · CRD # 134242 · TX · Approved
- AVIOR WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 148674 · NE · Approved
- AVISE FINANCIAL COOPERATIVE, INC.Registered Investment Advisers · CRD # 328790 · CA · Approved
- AVISEN ADVISORS, LLCRegistered Investment Advisers · CRD # 113791 · CA · Approved
- AVISO WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 108146 · WA · Approved
- AVISTA CAPITAL HOLDINGS, L.P.Registered Investment Advisers · CRD # 160750 · NY · Approved
- AVITY INVESTMENT MANAGEMENT INC.Registered Investment Advisers · CRD # 104623 · CT · Approved
- AVIVA INVESTORS CANADA INC.Registered Investment Advisers · CRD # 333457 · Approved
- AVIVAR ADVISORS, LLCRegistered Investment Advisers · CRD # 215516 · Approved
- AVM CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 339585 · ERA - Active
- AVOCET CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 156261 · IL · Approved
- AVODAH CAPITAL GROUP, LLCExempt Reporting Advisers · CRD # 319775 · CO · ERA - Active
- AVONDALE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 152590 · TX · Approved
- AVONWOOD CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 325043 · PA · ERA - Active
- AVORO CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 154091 · NY · Approved
- AVORY & COMPANY, LLC.Registered Investment Advisers · CRD # 284812 · FL · Approved
- AVOS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 313979 · CT · Approved
- AVP MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 283298 · ERA - Active
- AVRIO WEALTH LLCRegistered Investment Advisers · CRD # 337579 · NY · Approved
- AVRIO WEALTH PTE LTDRegistered Investment Advisers · CRD # 306064 · Approved
- AVV MANAGEMENT COMPANY LLCExempt Reporting Advisers · CRD # 335970 · FL · ERA - Active
- AW CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 333969 · ERA - Active
- AWAKEN WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 341005 · TX · Approved
- AWANI CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 335179 · DC · Approved
- AWEALTH INTERNATIONAL AGRegistered Investment Advisers · CRD # 343883 · Approved
- AWESOME ENABLERS, L.L.C.Exempt Reporting Advisers · CRD # 298755 · CA · ERA - Active
- AWH CAPITAL, L.P.Registered Investment Advisers · CRD # 146740 · TX · Approved
- AWH FINANCIAL, LLCRegistered Investment Advisers · CRD # 285183 · PA · Approved
- AWM CAPITAL, LLCRegistered Investment Advisers · CRD # 287980 · AZ · Approved
- AWM FINANCIAL SERVICES INC.Registered Investment Advisers · CRD # 144351 · TX · Approved
- AWM INVESTMENT COMPANY INCRegistered Investment Advisers · CRD # 110346 · NY · Approved
- AWR INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 118538 · CA · Approved
- AXA INVESTMENT MANAGERS PARISExempt Reporting Advisers · CRD # 309494 · ERA - Active
- AXA INVESTMENT MANAGERS UK LIMITEDExempt Reporting Advisers · CRD # 319562 · ERA - Active
- AXA INVESTMENT MANAGERS US INCRegistered Investment Advisers · CRD # 113608 · NY · Approved
- AXA REAL ESTATE INVESTMENT MANAGERS SGPExempt Reporting Advisers · CRD # 282641 · ERA - Active
- AXAR CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 217520 · NY · Approved
- AXCEL MANAGEMENT A/SExempt Reporting Advisers · CRD # 308113 · ERA - Active
- AXCS INVESTMENTS LLCExempt Reporting Advisers · CRD # 334940 · NY · ERA - Active
- AXEBROOK CAPITAL LLPExempt Reporting Advisers · CRD # 319419 · ERA - Active
- AXECAP INVESTMENTS, LLCRegistered Investment Advisers · CRD # 314674 · OH · Approved