Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- AUREON PARTNERS LLCRegistered Investment Advisers · CRD # 338348 · NY · Approved
- AUREUM WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 272027 · FL · Approved
- AUREUS ADVISORS INC.Exempt Reporting Advisers · CRD # 339854 · CO · ERA - Active
- AUREUS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 136674 · MA · Approved
- AUROCHS CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 340972 · NJ · ERA - Active
- AURORA ARCHIPELAGO INCExempt Reporting Advisers · CRD # 340281 · CO · ERA - Active
- AURORA CAPITAL PARTNERS MANAGEMENT VI L.P.Registered Investment Advisers · CRD # 304605 · CA · Approved
- AURORA INVESTMENT COUNSELRegistered Investment Advisers · CRD # 107460 · GA · Approved
- AURORA INVESTMENT MANAGERS, LLCRegistered Investment Advisers · CRD # 146325 · FL · Approved
- AURORA MANAGEMENT LLCExempt Reporting Advisers · CRD # 330901 · NY · ERA - Active
- AURORA PRIVATE WEALTH, INC.Registered Investment Advisers · CRD # 281604 · NJ · Approved
- AURORA RE FUND MANAGER, LLCExempt Reporting Advisers · CRD # 340797 · PA · ERA - Active
- AURUM EP GP LLCExempt Reporting Advisers · CRD # 337707 · CA · ERA - Active
- AURUM PARTNERS LLCExempt Reporting Advisers · CRD # 328902 · CA · ERA - Active
- AURUM VP GP LLCExempt Reporting Advisers · CRD # 343097 · CA · ERA - Active
- AUSBIL INVESTMENT MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 289468 · Approved
- AUSDAL FINANCIAL PARTNERS, INC.Registered Investment Advisers · CRD # 7995 · IA · Approved
- AUSPAC INVESTMENT MANAGEMENT PTE. LTD.Exempt Reporting Advisers · CRD # 337544 · ERA - Active
- AUSPICIOUS FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 297962 · CA · Approved
- AUSTERRA WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 161964 · TX · Approved
- AUSTIN ASSET MANAGEMENT CORegistered Investment Advisers · CRD # 105441 · TX · Approved
- AUSTIN MONEY MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 302038 · TX · Approved
- AUSTIN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 172793 · TX · Approved
- AUSTRALIS PARTNERS (ADVISERS) LLCRegistered Investment Advisers · CRD # 175505 · NY · Approved
- AUTHENTIC COUNSEL, LLCRegistered Investment Advisers · CRD # 173306 · CO · Approved
- AUTHENTIC VENTURES INVESTMENT MANAGER, LLCRegistered Investment Advisers · CRD # 304938 · CA · Approved
- AUTHENTIC WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 343757 · VA · 120-Day Approval
- AUTHENTIKOS WEALTH ADVISORY LLCRegistered Investment Advisers · CRD # 286646 · TX · Approved
- AUTILUS PARTNERS LLCRegistered Investment Advisers · CRD # 322882 · CA · Approved
- AUTONOMOUS CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 291219 · ERA - Active
- AUTONOMOUS WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 337909 · NY · Approved
- AUTONOMY CAPITAL (JERSEY) L.P.Exempt Reporting Advisers · CRD # 338365 · ERA - Active
- AUTOPILOT ADVISERS, LLCRegistered Investment Advisers · CRD # 331749 · NY · Approved
- AUTOPILOT MANAGEMENT COMPANY LLCExempt Reporting Advisers · CRD # 329400 · NY · ERA - Active
- AUTOTECH MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 282525 · CA · ERA - Active
- AUTUMN GLORY PARTNERS, LLCRegistered Investment Advisers · CRD # 288250 · TX · Approved
- AUTUMN LANE ADVISORS, LLCRegistered Investment Advisers · CRD # 173624 · TX · Approved
- AUTUMN WIND ASSET MANAGEMENT INCExempt Reporting Advisers · CRD # 110569 · VA · ERA - Active
- AUVRAX TECHNOLOGIES INCExempt Reporting Advisers · CRD # 341628 · CO · ERA - Active
- AUXANO ADVISORS, LLCRegistered Investment Advisers · CRD # 145179 · WA · Approved
- AUXIER ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 107980 · OR · Approved
- AUXIN CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 336695 · CA · ERA - Active
- AUXO INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 290177 · MI · Approved
- AV CAPITAL MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 288140 · CA · ERA - Active
- AV COMMONEDGE INCExempt Reporting Advisers · CRD # 344156 · CO · ERA - Active
- AVAII WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 298165 · WI · Approved
- AVAIL INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 315678 · PA · Approved
- AVALA GLOBAL LPRegistered Investment Advisers · CRD # 323053 · NY · Approved
- AVALAN, LLCRegistered Investment Advisers · CRD # 156109 · CA · Approved
- AVALON ADVISORY GROUP LLCRegistered Investment Advisers · CRD # 297090 · PA · Approved