Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ATV GP (VI) LLCExempt Reporting Advisers · CRD # 334497 · VI · ERA - Active
- ATW PARTNERS LLCRegistered Investment Advisers · CRD # 283146 · NY · Approved
- ATW SPAC MANAGEMENT LLCRegistered Investment Advisers · CRD # 283737 · NY · Approved
- ATWATER CAPITAL, LLCRegistered Investment Advisers · CRD # 299075 · CA · Approved
- ATWATER MALICK, LLCRegistered Investment Advisers · CRD # 147972 · PA · Approved
- ATWATER WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 172749 · MA · Approved
- ATWOOD & PALMER, INC.Registered Investment Advisers · CRD # 104995 · MO · Approved
- ATWOOD FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 288941 · Approved
- ATX FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 311589 · TX · Approved
- ATYANT CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 165518 · Approved
- AUA PRIVATE EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 170597 · FL · Approved
- AUBREY CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 285802 · Approved
- AUCTUS ADVISORS LLCRegistered Investment Advisers · CRD # 289489 · NC · Approved
- AUCTUS FUND MANGEMENT LLCExempt Reporting Advisers · CRD # 172509 · MA · ERA - Active
- AUDACIOUS MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 312217 · CA · ERA - Active
- AUDACITY VENTURE MANAGEMENT, LLCExempt Reporting Advisers · CRD # 332685 · NY · ERA - Active
- AUDAX MANAGEMENT COMPANY (NY), LLCRegistered Investment Advisers · CRD # 159458 · NY · Approved
- AUDAX MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 160483 · MA · Approved
- AUDAX PDB MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 333812 · NY · Approved
- AUDENT GLOBAL ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 308166 · CA · Approved
- AUDEO ADVISORS LLCExempt Reporting Advisers · CRD # 339549 · ERA - Active
- AUDION MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 162304 · CA · ERA - Active
- AUDUMORE CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 343270 · NY · ERA - Active
- AUERBACH INVESTMENT SERVICES, LLCRegistered Investment Advisers · CRD # 290041 · PA · Approved
- AUFMAN ASSOCIATES INCRegistered Investment Advisers · CRD # 104622 · PA · Approved
- AUGC PARTNERS LLCExempt Reporting Advisers · CRD # 289424 · ERA - Active
- AUGMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 335130 · TX · Approved
- AUGMENT INFRASTRUCTURE MANAGERS ADVISORY LLCRegistered Investment Advisers · CRD # 315485 · MD · Approved
- AUGUREY CAPITAL ADVISORS, LLCExempt Reporting Advisers · CRD # 324933 · NJ · ERA - Active
- AUGUST CAPITAL MASTER MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 160586 · CA · ERA - Active
- AUGUST EQUITY LLPExempt Reporting Advisers · CRD # 163018 · ERA - Active
- AUGUST WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 339322 · CT · Approved
- AUGUSTINE ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 105801 · FL · Approved
- AULDBRASS PARTNERS, LPRegistered Investment Advisers · CRD # 161360 · NY · Approved
- AULIS CAPITAL GP I, LPExempt Reporting Advisers · CRD # 341185 · ERA - Active
- AULIS CAPITAL US ADVISOR, LLCExempt Reporting Advisers · CRD # 341217 · CA · ERA - Active
- AULL & MONROE INVESTMENT MANAGEMENT CORPRegistered Investment Advisers · CRD # 104830 · AL · Approved
- AUOUR INVESTMENTS LLCRegistered Investment Advisers · CRD # 173392 · MA · Approved
- AURA CAPITAL, LLCExempt Reporting Advisers · CRD # 339918 · ERA - Active
- AURA INVESTMENTS LLCRegistered Investment Advisers · CRD # 342730 · 120-Day Approval
- AURANSER INC.Registered Investment Advisers · CRD # 340833 · SC · 120-Day Approval
- AURDAN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 330304 · PA · Approved
- AUREANA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 154124 · Approved
- AURELIA FOUNDRY MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 327707 · ERA - Active
- AURELIEN CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 317988 · IL · ERA - Active
- AURELIUS CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 157325 · NY · Approved
- AURELIUS FAMILY OFFICE, LLCRegistered Investment Advisers · CRD # 323016 · NH · Approved
- AURELIUS INVESTMENT ADVISORY INC.Exempt Reporting Advisers · CRD # 329320 · NY · ERA - Active
- AURELIUS INVESTMENT ADVISORY LIMITEDExempt Reporting Advisers · CRD # 314916 · ERA - Active
- AURELIUS VENTURES, LLCExempt Reporting Advisers · CRD # 329034 · UT · ERA - Active