Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ASTRAVIA FAMILY WEALTH OFFICE LLCRegistered Investment Advisers · CRD # 342263 · CA · 120-Day Approval
- ASTRIS ADVISORY JAPAN K.K.Registered Investment Advisers · CRD # 307365 · Approved
- ASTROFLUX CAPITAL, INC.Exempt Reporting Advisers · CRD # 343739 · CO · ERA - Active
- ASYLUM MANAGEMENT, LLCExempt Reporting Advisers · CRD # 328244 · NY · ERA - Active
- ASYMMETRIC CAPITAL MANAGEMENT, LLC.Registered Investment Advisers · CRD # 285739 · MN · Approved
- ASYMMETRIC CAPITAL, LLCExempt Reporting Advisers · CRD # 315882 · MA · ERA - Active
- ASYMMETRIC TECHNOLOGIES, LLCExempt Reporting Advisers · CRD # 319583 · FL · ERA - Active
- ASYMMETRICAL CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 318956 · NY · ERA - Active
- AT ONE VENTURES OPCO, LLCExempt Reporting Advisers · CRD # 307972 · CA · ERA - Active
- ATAIROS MANAGEMENT, L.P.Registered Investment Advisers · CRD # 281947 · PA · Approved
- ATALA FINANCIAL INCRegistered Investment Advisers · CRD # 318371 · CA · Approved
- ATALAN CAPITAL PARTNERS, LPRegistered Investment Advisers · CRD # 226714 · NY · Approved
- ATALANTA SOSNOFF CAPITAL, LLCRegistered Investment Advisers · CRD # 104880 · NY · Approved
- ATALANTA SOSNOFF MANAGEMENT, LLCRegistered Investment Advisers · CRD # 11085 · NY · Approved
- ATARAXIA PARTNERS, LLCExempt Reporting Advisers · CRD # 317485 · CA · ERA - Active
- ATB CAPITAL MARKETS USA INC.Registered Investment Advisers · CRD # 155053 · Approved
- ATCAP PARTNERS, LLCRegistered Investment Advisers · CRD # 158214 · MD · Approved
- ATEGENOS CAPITAL, LLCRegistered Investment Advisers · CRD # 326708 · PA · Approved
- ATEGRA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164245 · VA · Approved
- ATERIAN INVESTMENT MANAGEMENT, LPRegistered Investment Advisers · CRD # 169302 · NY · Approved
- ATFS ADVISERS LLCRegistered Investment Advisers · CRD # 324191 · Approved
- ATHENA INVESTMENT MANAGEMENTRegistered Investment Advisers · CRD # 106542 · Approved
- ATHENA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 319373 · NV · Approved
- ATHENS CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 161885 · CA · ERA - Active
- ATHIR CAPITAL LPExempt Reporting Advisers · CRD # 332818 · IL · ERA - Active
- ATHOS CAPITAL LIMITEDExempt Reporting Advisers · CRD # 287804 · ERA - Active
- ATHOS PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 309862 · UT · Approved
- ATHYRIUM CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 161528 · NY · Approved
- ATIKA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167227 · NY · Approved
- ATINC, LLCExempt Reporting Advisers · CRD # 312506 · CA · ERA - Active
- ATIVO CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 125303 · IL · Approved
- ATL ADVISOR LPRegistered Investment Advisers · CRD # 173866 · NY · Approved
- ATLA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 312501 · NY · Approved
- ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C.Registered Investment Advisers · CRD # 116719 · GA · Approved
- ATLANTA CONSULTING GROUP ADVISORS, LLCRegistered Investment Advisers · CRD # 288169 · GA · Approved
- ATLANTIC CAPITAL STRATEGIES, INC.Registered Investment Advisers · CRD # 146725 · Approved
- ATLANTIC CREEK INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 163428 · NY · Approved
- ATLANTIC EDGE PRIVATE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 327354 · Approved
- ATLANTIC FAMILY WEALTH, LLCRegistered Investment Advisers · CRD # 171062 · FL · Approved
- ATLANTIC INVESTMENT MANAGEMENT, INCRegistered Investment Advisers · CRD # 137698 · NY · Approved
- ATLANTIC PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 311517 · NC · Approved
- ATLANTIC RIDGE CAPITAL LLCExempt Reporting Advisers · CRD # 339611 · NY · ERA - Active
- ATLANTIC STREET CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 161107 · CT · Approved
- ATLANTIC UNION MUNICIPAL ADVISORS, INCRegistered Investment Advisers · CRD # 329425 · VA · Approved
- ATLANTICA VENTURES MANAGEMENT LLCExempt Reporting Advisers · CRD # 319377 · MD · ERA - Active
- ATLANTIS WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 169956 · OH · Approved
- ATLAS ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 173561 · PR · Approved
- ATLAS BROWN, INC.Registered Investment Advisers · CRD # 133408 · KY · Approved
- ATLAS CAPITAL ADVISORS INC.Registered Investment Advisers · CRD # 127036 · CA · Approved
- ATLAS CAPITAL MANAGEMENT CORPRegistered Investment Advisers · CRD # 106107 · IN · Approved