SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1,701–1,750 of 2,202 matching (names starting with A)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- ASCENDANT CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 306257 · CA · Approved
- ASCENDENT CAPITAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 162710 · ERA - Active
- ASCENDO VENTURES, LLCExempt Reporting Advisers · CRD # 334147 · FL · ERA - Active
- ASCENDOR WEALTH, LLCRegistered Investment Advisers · CRD # 148969 · NC · Approved
- ASCENSION CAPITAL ADVISORS, INC.Registered Investment Advisers · CRD # 109518 · TX · Approved
- ASCENSION INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 159767 · MO · Approved
- ASCENSION WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 146451 · CA · Approved
- ASCENSUS INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 120632 · MA · Approved
- ASCENT ADVISORS LLCRegistered Investment Advisers · CRD # 335353 · MN · Approved
- ASCENT CAPITAL ADVISORS INDIA PRIVATE LIMITEDExempt Reporting Advisers · CRD # 161583 · ERA - Active
- ASCENT CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 291218 · AZ · Approved
- ASCENT FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 325706 · VA · Approved
- ASCENT FUNDS MANAGEMENT LLCExempt Reporting Advisers · CRD # 327567 · ERA - Active
- ASCENT VENTURE MANAGEMENT, INCExempt Reporting Advisers · CRD # 162108 · ERA - Active
- ASCENT WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 158898 · NY · Approved
- ASCENTA CAPITAL MANAGEMENT CO., L.P.Exempt Reporting Advisers · CRD # 327650 · ERA - Active
- ASCENTIO CAPITAL, LPRegistered Investment Advisers · CRD # 343623 · NY · 120-Day Approval
- ASCENTIS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 318126 · TX · Approved
- ASCENTIS INDEPENDENT ADVISORS, LLCRegistered Investment Advisers · CRD # 322879 · TX · Approved
- ASCENTIS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 330923 · TX · Approved
- ASCENTRIS, LLCRegistered Investment Advisers · CRD # 154814 · CO · Approved
- ASCERTIS CAPITAL PTE. LIMITEDExempt Reporting Advisers · CRD # 333880 · ERA - Active
- ASCO FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 124395 · PA · Approved
- ASEMPA, LLCRegistered Investment Advisers · CRD # 328609 · LA · Approved
- ASESORDEINVERSIONES.COM LTDRegistered Investment Advisers · CRD # 331588 · Approved
- ASGARD ASSET MANAGEMENT A/SExempt Reporting Advisers · CRD # 324667 · ERA - Active
- ASH INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 322109 · GA · Approved
- ASHBAY CAPITAL, LLCRegistered Investment Advisers · CRD # 168788 · NY · Approved
- ASHCROFT PARTNERS LLCExempt Reporting Advisers · CRD # 333962 · ERA - Active
- ASHDON INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 130180 · TN · Approved
- ASHE CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 169616 · NJ · Approved
- ASHFORD ADVISORS, LLCRegistered Investment Advisers · CRD # 114238 · NY · Approved
- ASHFORD CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 110696 · DE · Approved
- ASHGROVE CAPITAL LLPExempt Reporting Advisers · CRD # 318191 · ERA - Active
- ASHGROVE CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 318192 · ERA - Active
- ASHGROVE SPECIALTY LENDING FUND I (GP) S.A.R.L.Exempt Reporting Advisers · CRD # 318194 · ERA - Active
- ASHLAND FOREST CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 338252 · IL · ERA - Active
- ASHMORE INVESTMENT ADVISORS LIMITEDRegistered Investment Advisers · CRD # 170303 · Approved
- ASHMORE INVESTMENT MANAGEMENT LTDRegistered Investment Advisers · CRD # 112551 · Approved
- ASHOKA WHITEOAK CAPITAL PTE. LTD.Registered Investment Advisers · CRD # 299712 · Approved
- ASHTON THOMAS PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 153902 · AZ · Approved
- ASHTON THOMAS SECURITIES, LLCRegistered Investment Advisers · CRD # 16629 · NY · Approved
- ASHWOOD ADVISORS, LLCRegistered Investment Advisers · CRD # 128811 · MA · Approved
- ASHWOOD CAPITAL MANAGEMENT LTDExempt Reporting Advisers · CRD # 309566 · ERA - Active
- ASHWORTH WEALTH, LLCRegistered Investment Advisers · CRD # 116950 · UT · Approved
- ASIA ALTERNATIVES MANAGEMENT LLCRegistered Investment Advisers · CRD # 141481 · CA · Approved
- ASIA DEBT MANAGEMENT HONG KONG LIMITEDExempt Reporting Advisers · CRD # 162215 · ERA - Active
- ASIA FRONTIER INVESTMENTS LIMITEDExempt Reporting Advisers · CRD # 307143 · ERA - Active
- ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 32338 · Approved
- ASIA PARTNERS FUND MANAGEMENT PTE. LTD.Exempt Reporting Advisers · CRD # 305065 · ERA - Active