Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- APRIEM ADVISORSRegistered Investment Advisers · CRD # 108188 · CA · Approved
- APRIO WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 127333 · GA · Approved
- APS ADVISORSRegistered Investment Advisers · CRD # 153504 · CA · Approved
- APS ASSET MANAGEMENT PTE LTDRegistered Investment Advisers · CRD # 109189 · Approved
- APS MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 284697 · CA · Approved
- APS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 298233 · NY · Approved
- APSE CAPITAL LLPExempt Reporting Advisers · CRD # 338804 · ERA - Active
- APT WEALTH USA PTY LTDRegistered Investment Advisers · CRD # 342273 · Approved
- APTIOR CAPITAL LLPExempt Reporting Advisers · CRD # 290621 · ERA - Active
- APTUS CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 167626 · AL · Approved
- APTUS FINANCIAL LLCRegistered Investment Advisers · CRD # 280033 · Approved
- AQR ARBITRAGE, LLCRegistered Investment Advisers · CRD # 114626 · CT · Approved
- AQR CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 111883 · CT · Approved
- AQR FLEX MANAGEMENT, LLCRegistered Investment Advisers · CRD # 342478 · CT · Approved
- AQS ASSET MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 131544 · TX · Approved
- AQT CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 338922 · CA · ERA - Active
- AQUA ADVISORS LLCRegistered Investment Advisers · CRD # 285399 · Approved
- AQUA CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 151887 · CA · Approved
- AQUA LAKE CAPITAL LIMITEDExempt Reporting Advisers · CRD # 343276 · ERA - Active
- AQUA-SPARK MANAGEMENT B.V.Exempt Reporting Advisers · CRD # 170168 · ERA - Active
- AQUAE CAPITAL LLCExempt Reporting Advisers · CRD # 321978 · ERA - Active
- AQUALIS PARTNERS LLCRegistered Investment Advisers · CRD # 342218 · CT · 120-Day Approval
- AQUAMARINE FINANCIAL (CAYMAN) LTDRegistered Investment Advisers · CRD # 335337 · Approved
- AQUAMARINE ZURICH AGExempt Reporting Advisers · CRD # 323809 · ERA - Active
- AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 292769 · NY · Approved
- AQUARIAN HOLDINGS MANAGEMENT LLCRegistered Investment Advisers · CRD # 293116 · NY · Approved
- AQUATIC CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 307291 · IL · Approved
- AQUILINE MANAGEMENT HOLDINGS LPRegistered Investment Advisers · CRD # 327352 · NY · Approved
- AQUIRE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 149559 · UT · Approved
- AR ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 110342 · CA · Approved
- AR CAPITALExempt Reporting Advisers · CRD # 329598 · ERA - Active
- ARA ADVISERS, LLCRegistered Investment Advisers · CRD # 298845 · TX · Approved
- ARA GC PARTNERS, LLCRegistered Investment Advisers · CRD # 334354 · TX · Approved
- ARABLE CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 287629 · WA · Approved
- ARAGON CAPITAL LLCRegistered Investment Advisers · CRD # 166958 · FL · Approved
- ARAGON CAPITAL, LLCRegistered Investment Advisers · CRD # 337597 · AL · Approved
- ARAGON GLOBAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 156043 · FL · Approved
- ARAGUAIA CAPITAL PARTNERS CONSULTORIA DE INVESTIMENTOS LTDA.Exempt Reporting Advisers · CRD # 169849 · ERA - Active
- ARAMAS CAPITAL HOLDINGS LLCExempt Reporting Advisers · CRD # 331828 · NY · ERA - Active
- ARANOVA CAPITAL, LLCExempt Reporting Advisers · CRD # 335003 · CA · ERA - Active
- ARARAT CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 291783 · CT · Approved
- ARAVALI ASSET MANAGEMENT PTE LTDExempt Reporting Advisers · CRD # 313273 · ERA - Active
- ARAVALLI CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 327861 · NY · Approved
- ARAX ADVISORY PARTNERS, LLCRegistered Investment Advisers · CRD # 133535 · NY · Approved
- ARB FUND MANAGEMENT LLCExempt Reporting Advisers · CRD # 318311 · IL · ERA - Active
- ARBA CREDIT MANAGEMENT, L.P.Registered Investment Advisers · CRD # 304734 · PA · Approved
- ARBALPHA CAPITAL, LLCRegistered Investment Advisers · CRD # 327158 · FL · Approved
- ARBION LIMITEDRegistered Investment Advisers · CRD # 155663 · Approved
- ARBITER PARTNERS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156290 · NY · Approved
- ARBOR FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 150713 · IL · Approved