Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- AMOVA ASSET MANAGEMENT UK LIMITEDRegistered Investment Advisers · CRD # 111038 · Approved
- AMP FOUNDRY GP, L.L.C.Exempt Reporting Advisers · CRD # 341099 · CA · ERA - Active
- AMP FOUNDRY MANAGEMENT LLCExempt Reporting Advisers · CRD # 342103 · CA · ERA - Active
- AMPERSAND CAPITAL GROUP, L.P.Registered Investment Advisers · CRD # 329612 · CA · Approved
- AMPERSAND MANAGEMENT LLCRegistered Investment Advisers · CRD # 161522 · MA · Approved
- AMPFIELD MANAGEMENT, L.P.Registered Investment Advisers · CRD # 292722 · NY · Approved
- AMPHORA EQUITY PARTNERS LLCExempt Reporting Advisers · CRD # 336575 · CT · ERA - Active
- AMPHORA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157968 · NC · Approved
- AMPLE WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 343558 · FL · 120-Day Approval
- AMPLIFY ENDOWMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 277129 · Approved
- AMPLIFY FINANCIAL, LLCRegistered Investment Advisers · CRD # 325721 · AZ · Approved
- AMPLIFY INVESTMENTS LLCRegistered Investment Advisers · CRD # 173781 · IL · Approved
- AMPLIFY MANAGEMENT LLCExempt Reporting Advisers · CRD # 167059 · CA · ERA - Active
- AMPLIO II PRIVATE EQUITY ABExempt Reporting Advisers · CRD # 343161 · ERA - Active
- AMPLIO PRIVATE EQUITY ABExempt Reporting Advisers · CRD # 301988 · ERA - Active
- AMPLIUS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 334991 · PA · Approved
- AMPLIUS WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 312463 · PA · Approved
- AMR ACTION FUND GP GMBHExempt Reporting Advisers · CRD # 335963 · ERA - Active
- AMR ACTION FUND GP, LLCExempt Reporting Advisers · CRD # 312684 · MA · ERA - Active
- AMR CAPITAL, LLCExempt Reporting Advisers · CRD # 290656 · TX · ERA - Active
- AMSTEAD GROUP LLCExempt Reporting Advisers · CRD # 343959 · NY · ERA - Active
- AMULET CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 172012 · CT · Approved
- AMULETUM INVESTMENT GROUP LLC SERIES 1Exempt Reporting Advisers · CRD # 344191 · ERA - Active
- AMUNDI US INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 334151 · MA · Approved
- AMUNDSEN INVESTMENT MANAGEMENTExempt Reporting Advisers · CRD # 314479 · ERA - Active
- AMUNI FINANCIAL, INC.Registered Investment Advisers · CRD # 8365 · FL · Approved
- AMWAL CAPITAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 309196 · ERA - Active
- AN EXCEPTIONAL LIFE FINANCIAL, LLCRegistered Investment Advisers · CRD # 288742 · IN · Approved
- AN ORDINARY HOLDCO LTDExempt Reporting Advisers · CRD # 309415 · ERA - Active
- ANABRANCH CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 309151 · CT · Approved
- ANACAP FINANCIAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 307333 · ERA - Active
- ANACAPA CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 169160 · CA · ERA - Active
- ANAGRAM ASSET MANAGEMENT, LLCExempt Reporting Advisers · CRD # 327114 · CA · ERA - Active
- ANAGRAM CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 335987 · IL · ERA - Active
- ANALOG CENTURY MANAGEMENT LPRegistered Investment Advisers · CRD # 298760 · NY · Approved
- ANALYST ALPHA GENERATION LIMITEDRegistered Investment Advisers · CRD # 164479 · Approved
- ANALYST PORTFOLIO MANAGEMENT LTD.Registered Investment Advisers · CRD # 114642 · Approved
- ANALYZE FUTURE LLCRegistered Investment Advisers · CRD # 314583 · CT · Approved
- ANANYM CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 332320 · NY · Approved
- ANAR MANAGEMENT LLCExempt Reporting Advisers · CRD # 290420 · CA · ERA - Active
- ANATOLE INVESTMENT MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 306995 · ERA - Active
- ANAVIO CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 282101 · ERA - Active
- ANAX FINANCIAL GROUPExempt Reporting Advisers · CRD # 336354 · WY · ERA - Active
- ANCALA PARTNERS LLCRegistered Investment Advisers · CRD # 333844 · NY · Approved
- ANCALA PARTNERS LLPExempt Reporting Advisers · CRD # 308380 · ERA - Active
- ANCHOR & OAK WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 342544 · FL · 120-Day Approval
- ANCHOR BAY CAPITAL, INC.Registered Investment Advisers · CRD # 116913 · CA · Approved
- ANCHOR BAY PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 327418 · CA · Approved
- ANCHOR CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 105540 · MA · Approved
- ANCHOR CAPITAL MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 288368 · NC · ERA - Active