Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- AMERICAN FUNDSTARS FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 315860 · CA · Approved
- AMERICAN INDEPENDENT SECURITIES GROUP, LLCRegistered Investment Advisers · CRD # 135288 · ID · Approved
- AMERICAN INFRASTRUCTURE PARTNERS, LLCRegistered Investment Advisers · CRD # 299402 · CA · Approved
- AMERICAN INVESTMENT ADVISORS INCRegistered Investment Advisers · CRD # 104579 · WI · Approved
- AMERICAN INVESTMENT SERVICES INCRegistered Investment Advisers · CRD # 110043 · MA · Approved
- AMERICAN MONEY MANAGEMENT CORPORATION ("AMMC")Registered Investment Advisers · CRD # 161853 · OH · Approved
- AMERICAN MONEY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 115357 · CA · Approved
- AMERICAN MORTGAGE INVESTMENT PARTNERS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 284231 · CA · Approved
- AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.Registered Investment Advisers · CRD # 110117 · WA · Approved
- AMERICAN PACIFIC GROUP, L.P.Registered Investment Advisers · CRD # 306218 · CA · Approved
- AMERICAN REALTY ADVISORS, LLCRegistered Investment Advisers · CRD # 107965 · CA · Approved
- AMERICAN RETIREMENT PLANNING GROUP INCRegistered Investment Advisers · CRD # 108300 · NV · Approved
- AMERICAN SECURITIES LLCRegistered Investment Advisers · CRD # 160648 · NY · Approved
- AMERICAN TRIPLE I, LLCRegistered Investment Advisers · CRD # 318463 · NY · Approved
- AMERICAN TRUST INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 114439 · NH · Approved
- AMERICAN VENTURES IM LLCRegistered Investment Advisers · CRD # 337677 · FL · Approved
- AMERICAN VO IM LLCExempt Reporting Advisers · CRD # 343815 · FL · ERA - Active
- AMERICAN WEALTH ADMINISTRATION GROUP LLCRegistered Investment Advisers · CRD # 282683 · NY · Approved
- AMERICAN WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 145791 · GA · Approved
- AMERICAN WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 122205 · NV · Approved
- AMERICAN WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 25536 · GA · Approved
- AMERICANA PARTNERS, LLCRegistered Investment Advisers · CRD # 301354 · TX · Approved
- AMERIPRISE FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 6363 · MN · Approved
- AMERISERV WEALTH ADVISORS INCRegistered Investment Advisers · CRD # 105846 · PA · Approved
- AMERISOURCE FUND MANAGEMENT, LLCExempt Reporting Advisers · CRD # 337277 · TX · ERA - Active
- AMERITAS ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 317245 · NE · Approved
- AMERITAS INVESTMENT PARTNERS, INC.Registered Investment Advisers · CRD # 109381 · NE · Approved
- AMERITY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 322265 · FL · Approved
- AMERRA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 155860 · NJ · Approved
- AMFAM VC MANAGEMENT, LLCExempt Reporting Advisers · CRD # 305055 · WI · ERA - Active
- AMG ASSET MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 319444 · GA · Approved
- AMG FUNDS LLCRegistered Investment Advisers · CRD # 153456 · CT · Approved
- AMH EQUITY LTDRegistered Investment Advisers · CRD # 160452 · Approved
- AMHERST CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 174130 · NY · Approved
- AMI ASSET MANAGEMENT CORPRegistered Investment Advisers · CRD # 110291 · CA · Approved
- AMI ENTERPRISES INC.Registered Investment Advisers · CRD # 342848 · NC · 120-Day Approval
- AMI INVESTMENT MANAGEMENT INCRegistered Investment Advisers · CRD # 106321 · IN · Approved
- AMIA CAPITAL LLPExempt Reporting Advisers · CRD # 286664 · ERA - Active
- AMICORP WEALTH SERVICES LLCRegistered Investment Advisers · CRD # 319247 · FL · Approved
- AMICUS FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 131315 · TX · Approved
- AMICUS INDIA CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 330205 · ERA - Active
- AMIDON & PETERSEN FINANCIALS, LLCRegistered Investment Advisers · CRD # 143079 · NY · Approved
- AMINO CAPITAL MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 209511 · CA · ERA - Active
- AMITI VENTURES MANAGEMENT 4 LTD.Exempt Reporting Advisers · CRD # 341118 · ERA - Active
- AMITY VENTURES, LLCRegistered Investment Advisers · CRD # 290313 · CA · Approved
- AMJ FINANCIAL WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 162878 · VA · Approved
- AMOON VENTURES Y.SH. LTD.Exempt Reporting Advisers · CRD # 300546 · ERA - Active
- AMOVA ASSET MANAGEMENT AMERICAS, INC.Registered Investment Advisers · CRD # 824 · NY · Approved
- AMOVA ASSET MANAGEMENT ASIA LIMITEDRegistered Investment Advisers · CRD # 161589 · Approved
- AMOVA ASSET MANAGEMENT CO., LTD.Registered Investment Advisers · CRD # 110997 · Approved