Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ALUMINA INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164273 · NC · Approved
- ALUMNI VENTURES, LLCExempt Reporting Advisers · CRD # 170562 · NH · ERA - Active
- ALVEO WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166898 · Approved
- ALVIN CLAY FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 226655 · PA · Approved
- ALWALEED X.AI INC.Exempt Reporting Advisers · CRD # 339810 · ERA - Active
- ALYESKA INVESTMENT GROUP, L.P.Registered Investment Advisers · CRD # 155058 · IL · Approved
- AM ADVISORSExempt Reporting Advisers · CRD # 284168 · ERA - Active
- AM INVESTMENT STRATEGIES, LLCRegistered Investment Advisers · CRD # 165823 · TN · Approved
- AM SQUARED LIMITEDExempt Reporting Advisers · CRD # 296223 · ERA - Active
- AMADEUS CAPITAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 161838 · ERA - Active
- AMALIA PARTNER AGRegistered Investment Advisers · CRD # 338138 · Approved
- AMALTASH ADVISORS LLCRegistered Investment Advisers · CRD # 341060 · Approved
- AMANSA CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 145780 · ERA - Active
- AMARA FINANCIAL, LLCRegistered Investment Advisers · CRD # 308290 · CA · Approved
- AMASIA MANAGEMENT, LLCExempt Reporting Advisers · CRD # 171756 · ERA - Active
- AMAZZ INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 126545 · NY · Approved
- AMBARONE MANAGEMENT LLCExempt Reporting Advisers · CRD # 344147 · ERA - Active
- AMBER CAPITAL UK LLPExempt Reporting Advisers · CRD # 293867 · ERA - Active
- AMBER INFRASTRUCTURE INVESTMENT ADVISOR LLCRegistered Investment Advisers · CRD # 328406 · NY · Approved
- AMBER ROAD INVESTORS LPRegistered Investment Advisers · CRD # 342249 · NY · 120-Day Approval
- AMBER TRUST II MANAGEMENT S.A.Exempt Reporting Advisers · CRD # 162770 · ERA - Active
- AMBERJACK CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 161464 · TX · Approved
- AMBERLAKE PARTNERS SAMRegistered Investment Advisers · CRD # 322274 · Approved
- AMBERSTONE MANAGEMENT LLCExempt Reporting Advisers · CRD # 316613 · CA · ERA - Active
- AMBIENTA SGR S.P.A.Exempt Reporting Advisers · CRD # 292352 · ERA - Active
- AMBINA PARTNERS LLCExempt Reporting Advisers · CRD # 298373 · CT · ERA - Active
- AMBIX VENTURE MANAGEMENT, LLCExempt Reporting Advisers · CRD # 316862 · CA · ERA - Active
- AMBOY STREET VENTURES, LLCExempt Reporting Advisers · CRD # 318080 · CA · ERA - Active
- AMBROSE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 341604 · IN · Approved
- AMELIORA WEALTH MANAGEMENT LTD.Registered Investment Advisers · CRD # 164038 · Approved
- AMERANT INVESTMENTS, INC.Registered Investment Advisers · CRD # 117284 · FL · Approved
- AMERAUDI ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 119854 · NY · Approved
- AMERGIN ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 323350 · FL · Approved
- AMERICA COSTONE INVESTMENT ADVISERS INC.Exempt Reporting Advisers · CRD # 328134 · CA · ERA - Active
- AMERICA FIRST INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 106984 · NE · Approved
- AMERICA'S FRONTIER MANAGEMENT, LLCExempt Reporting Advisers · CRD # 330450 · VA · ERA - Active
- AMERICAN ALPHA ADVISORS, LLCRegistered Investment Advisers · CRD # 291796 · NY · Approved
- AMERICAN ASSETS INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 131660 · CA · Approved
- AMERICAN BEACON ADVISORS, INC.Registered Investment Advisers · CRD # 105552 · TX · Approved
- AMERICAN CAPITAL ADVISORY, LLCRegistered Investment Advisers · CRD # 141944 · ID · Approved
- AMERICAN CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 110861 · NY · Approved
- AMERICAN CENTURY INVESTMENT MANAGEMENT INCRegistered Investment Advisers · CRD # 105778 · MO · Approved
- AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.Registered Investment Advisers · CRD # 290043 · MO · Approved
- AMERICAN COMMUNITY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 147376 · IL · Approved
- AMERICAN DISCOVERY INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 301331 · CA · Approved
- AMERICAN EXPATS IN EUROPE LTD.Registered Investment Advisers · CRD # 319225 · Approved
- AMERICAN FINANCIAL & TAX STRATEGIES, INC.Registered Investment Advisers · CRD # 115559 · NY · Approved
- AMERICAN FINANCIAL ADVISORS INCRegistered Investment Advisers · CRD # 108530 · FL · Approved
- AMERICAN FINANCIAL ADVISORS, LLC.Registered Investment Advisers · CRD # 115824 · GA · Approved
- AMERICAN FINANCIAL MANAGEMENT, LTD.Registered Investment Advisers · CRD # 111016 · MD · Approved