Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ALLRIDGE WEALTH MANAGEMENT, P.C.Registered Investment Advisers · CRD # 117249 · VA · Approved
- ALLSPRING FUNDS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 110841 · NC · Approved
- ALLSPRING GLOBAL INVESTMENTS (SINGAPORE) PTE. LTD.Registered Investment Advisers · CRD # 324043 · Approved
- ALLSPRING GLOBAL INVESTMENTS (UK) LIMITEDRegistered Investment Advisers · CRD # 132377 · Approved
- ALLSPRING GLOBAL INVESTMENTS, LLCRegistered Investment Advisers · CRD # 104973 · NC · Approved
- ALLSQUARE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 153591 · NY · Approved
- ALLSTATE FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 109524 · NE · Approved
- ALLSTATE INVESTMENT MANAGEMENT COMPANYRegistered Investment Advisers · CRD # 107775 · IL · Approved
- ALLSTREET CAPITAL LLCRegistered Investment Advisers · CRD # 283564 · CA · Approved
- ALLSTREET FINANCIAL, LLCRegistered Investment Advisers · CRD # 281661 · PA · Approved
- ALLUMIA VENTURES MANAGEMENT, LPExempt Reporting Advisers · CRD # 335102 · ERA - Active
- ALLUVIAL CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 169638 · Approved
- ALLVET FINANCIAL LLCRegistered Investment Advisers · CRD # 336247 · Approved
- ALLWORTH FINANCIAL, L.P.Registered Investment Advisers · CRD # 111167 · CA · Approved
- ALLY BRIDGE GROUP (NY) LLCRegistered Investment Advisers · CRD # 291072 · NY · Approved
- ALLY BRIDGE GROUP (PE) LLCRegistered Investment Advisers · CRD # 315273 · NY · Approved
- ALLY INVEST ADVISORS INCRegistered Investment Advisers · CRD # 170301 · NC · Approved
- ALM FIRST FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 108561 · TX · Approved
- ALMA CAPITAL LONDON LIMITEDExempt Reporting Advisers · CRD # 332579 · ERA - Active
- ALMA GLOBAL INFRASTRUCTURE LLCExempt Reporting Advisers · CRD # 306211 · NY · ERA - Active
- ALMANAC MANAGEMENT LLCExempt Reporting Advisers · CRD # 326270 · NY · ERA - Active
- ALMANACK CAPITAL LPExempt Reporting Advisers · CRD # 343340 · NY · ERA - Active
- ALMANACK INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 282428 · PA · Approved
- ALMAZ CAPITAL MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 171092 · CA · ERA - Active
- ALMEGA WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 316840 · AZ · Approved
- ALMITAS CAPITAL LLCRegistered Investment Advisers · CRD # 166705 · CA · Approved
- ALONGSIDE, LLCRegistered Investment Advisers · CRD # 333587 · TX · Approved
- ALOOOLA, LLCRegistered Investment Advisers · CRD # 325090 · NJ · Approved
- ALOTHON GROUP LLCExempt Reporting Advisers · CRD # 161817 · ERA - Active
- ALPACA VC INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 317262 · NY · Approved
- ALPEN PARTNERS INTERNATIONAL AGRegistered Investment Advisers · CRD # 291759 · Approved
- ALPENGLOBAL CAPITAL, LLCRegistered Investment Advisers · CRD # 140186 · Approved
- ALPHA ADVISORS, LLCRegistered Investment Advisers · CRD # 118107 · VA · Approved
- ALPHA ANALYTICS INVESTMENT GROUP LLCRegistered Investment Advisers · CRD # 109844 · CA · Approved
- ALPHA ARCHITECT, LLCRegistered Investment Advisers · CRD # 153905 · PA · Approved
- ALPHA ASCENT VENTURES LLCExempt Reporting Advisers · CRD # 292578 · ERA - Active
- ALPHA BLUE CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 328350 · Approved
- ALPHA CAPITAL ADVISORS, INC.Registered Investment Advisers · CRD # 138825 · ME · Approved
- ALPHA CAPITAL FAMILY OFFICE, LLCRegistered Investment Advisers · CRD # 307521 · CO · Approved
- ALPHA CAPITAL MANAGEMENT GROUP LLCRegistered Investment Advisers · CRD # 283624 · CO · Approved
- ALPHA DNA INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 288198 · MD · Approved
- ALPHA EV, LLCExempt Reporting Advisers · CRD # 321970 · MD · ERA - Active
- ALPHA FIDUCIARY, INC.Registered Investment Advisers · CRD # 144720 · AZ · Approved
- ALPHA FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 116291 · VA · Approved
- ALPHA FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 122545 · NC · Approved
- ALPHA FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 125800 · GA · Approved
- ALPHA FINANCIAL PARTNERS LLCRegistered Investment Advisers · CRD # 306639 · KY · Approved
- ALPHA GROWTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 316760 · FL · Approved
- ALPHA IMPACT INVESTMENT MANAGEMENT PARTNERS LLCExempt Reporting Advisers · CRD # 298224 · CA · ERA - Active
- ALPHA INNOVATIONS LTD.Registered Investment Advisers · CRD # 300529 · Approved