Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ALLEGRO FUNDS PTY LTDExempt Reporting Advisers · CRD # 290709 · ERA - Active
- ALLEGRO MINERAL PARTNERS LLCRegistered Investment Advisers · CRD # 324740 · TX · Approved
- ALLEN CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 135879 · NE · Approved
- ALLEN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 135147 · WA · Approved
- ALLEN FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 153511 · MI · Approved
- ALLEN INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 124454 · NY · Approved
- ALLEN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 133038 · NC · Approved
- ALLEN, CHANNING SAYLESExempt Reporting Advisers · CRD # 170169 · CT · ERA - Active
- ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 113106 · GA · Approved
- ALLERFUND VENTURES, LLCExempt Reporting Advisers · CRD # 336235 · NY · ERA - Active
- ALLEY INVESTMENT MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 317544 · IL · Approved
- ALLEYCORP ADVISERS, LLCExempt Reporting Advisers · CRD # 328257 · NY · ERA - Active
- ALLGEN FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 126877 · FL · Approved
- ALLIANCE ADVISORY & SECURITIES, LLCRegistered Investment Advisers · CRD # 18835 · CA · Approved
- ALLIANCE CONSUMER GROWTH, LLCRegistered Investment Advisers · CRD # 163639 · NY · Approved
- ALLIANCE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 152012 · MI · Approved
- ALLIANCE OF WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 164428 · SD · Approved
- ALLIANCE PARTNERS LLCRegistered Investment Advisers · CRD # 157700 · MD · Approved
- ALLIANCE PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 316612 · MA · Approved
- ALLIANCE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 288394 · PA · Approved
- ALLIANCE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 314668 · UT · Approved
- ALLIANCE WEALTH MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 169573 · NJ · Approved
- ALLIANCE WEALTH MANAGEMENT PARTNERS LLCRegistered Investment Advisers · CRD # 313195 · TN · Approved
- ALLIANCE WEALTH STRATEGIES, LLCRegistered Investment Advisers · CRD # 173559 · VA · Approved
- ALLIANCEBERNSTEIN CORPORATIONRegistered Investment Advisers · CRD # 107445 · NY · Approved
- ALLIANCEBERNSTEIN HOLDING L.P.Registered Investment Advisers · CRD # 106998 · TN · Approved
- ALLIANCEBERNSTEIN L.P.Registered Investment Advisers · CRD # 108477 · TN · Approved
- ALLIANT SECURITIES, INC.Registered Investment Advisers · CRD # 7726 · WA · Approved
- ALLIANZ CAPITAL PARTNERS GMBHExempt Reporting Advisers · CRD # 338726 · ERA - Active
- ALLIANZ CAPITAL PARTNERS OF AMERICA LLCRegistered Investment Advisers · CRD # 161684 · NY · Approved
- ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITEDRegistered Investment Advisers · CRD # 289358 · Approved
- ALLIANZ INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 111925 · MN · Approved
- ALLIE FAMILY OFFICE LLCRegistered Investment Advisers · CRD # 307144 · FL · Approved
- ALLIED ASSET ADVISORS INCRegistered Investment Advisers · CRD # 112441 · IL · Approved
- ALLIED INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 159103 · MT · Approved
- ALLIED PORTFOLIO MANAGEMENT, INC.Registered Investment Advisers · CRD # 113809 · AZ · Approved
- ALLIED PRIVATE WEALTHRegistered Investment Advisers · CRD # 328952 · FL · Approved
- ALLIED STRATEGIC PARTNERS MANAGEMENT, LPExempt Reporting Advisers · CRD # 315791 · TX · ERA - Active
- ALLIES CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 319640 · NY · Approved
- ALLISON INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 124645 · SC · Approved
- ALLIUM FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 288462 · OR · Approved
- ALLOCATE MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 316814 · CA · Approved
- ALLOCATOR SOLUTIONS, LLCRegistered Investment Advisers · CRD # 337300 · MO · Approved
- ALLODIUM INVESTMENT CONSULTANTS, LLCRegistered Investment Advisers · CRD # 135812 · MN · Approved
- ALLOS INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 155541 · KS · Approved
- ALLOS VENTURE MANAGEMENT COMPANY, LTD.Exempt Reporting Advisers · CRD # 163236 · OH · ERA - Active
- ALLOY PARTNERS, INC.Exempt Reporting Advisers · CRD # 317616 · IN · ERA - Active
- ALLOYED STRATEGIES LLCExempt Reporting Advisers · CRD # 343924 · TX · ERA - Active
- ALLPOINT FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 301028 · CA · Approved
- ALLRED CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 297533 · TX · Approved