Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ALDARON MANAGEMENT LLCExempt Reporting Advisers · CRD # 341075 · CA · ERA - Active
- ALDEBARAN CAPITAL, LLCRegistered Investment Advisers · CRD # 122360 · IN · Approved
- ALDEBARAN FINANCIAL INCRegistered Investment Advisers · CRD # 105741 · TN · Approved
- ALDEMAR RESEARCH CORPORATIONRegistered Investment Advisers · CRD # 178523 · Approved
- ALDEN CAPITAL MANAGEMENT INC.Registered Investment Advisers · CRD # 293551 · PA · Approved
- ALDEN INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 317077 · PA · Approved
- ALDER CAPITAL, LLCRegistered Investment Advisers · CRD # 343367 · CA · 120-Day Approval
- ALDER FINANCIAL GROUP INCRegistered Investment Advisers · CRD # 108837 · GA · Approved
- ALDER POINT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 337839 · CO · Approved
- ALDER STRATEGIC OPPORTUNITIES ADVISORY I ABExempt Reporting Advisers · CRD # 342359 · ERA - Active
- ALDER VALE RESEARCH, L.P.Exempt Reporting Advisers · CRD # 340953 · CA · ERA - Active
- ALDRICH CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 283127 · VA · Approved
- ALDRICH WEALTH, LIMITED PARTNERSHIPRegistered Investment Advisers · CRD # 147200 · OR · Approved
- ALEENA CAPITAL MANAGEMENT LPExempt Reporting Advisers · CRD # 321640 · ERA - Active
- ALEPH CAPITAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 270016 · ERA - Active
- ALEPH E.S. MANAGEMENT COMPANY LTD.Exempt Reporting Advisers · CRD # 168654 · ERA - Active
- ALEPHOS CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 341469 · ERA - Active
- ALERA INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 287906 · IL · Approved
- ALERA MANAGEMENT PARTNERS LLCRegistered Investment Advisers · CRD # 341220 · Approved
- ALERCE INVESTMENT MANAGEMENT, L.P.Registered Investment Advisers · CRD # 285746 · IL · Approved
- ALERE PLANNING LLCRegistered Investment Advisers · CRD # 286121 · Approved
- ALESCO ADVISORS, LLC, AN ESL COMPANYRegistered Investment Advisers · CRD # 339091 · NY · Approved
- ALESSANDRA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 123305 · CA · Approved
- ALETHEA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156500 · Approved
- ALETHEIA ANALYST NETWORK LIMITEDRegistered Investment Advisers · CRD # 172882 · Approved
- ALETHEIAN WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 304623 · WA · Approved
- ALEXANDER BEARD (USA), INC.Registered Investment Advisers · CRD # 134642 · Approved
- ALEXANDER CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 140508 · CT · Approved
- ALEXANDER CAPITAL VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 306957 · FL · ERA - Active
- ALEXANDER CAPITAL WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 157714 · NJ · Approved
- ALEXANDER INVESTMENT SERVICES CO.Registered Investment Advisers · CRD # 1037 · KY · Approved
- ALEXANDER LABRUNERIE & CO., INC.Registered Investment Advisers · CRD # 117153 · MO · Approved
- ALEXANDER RANDOLPH ADVISORY INCRegistered Investment Advisers · CRD # 106024 · VA · Approved
- ALEXIA VENTURES LTDAExempt Reporting Advisers · CRD # 310181 · ERA - Active
- ALEXIS INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 313394 · Approved
- ALFA ALGORITHMS HK LIMITEDRegistered Investment Advisers · CRD # 333190 · Approved
- ALFA INDIGO, S.A.P.I. DE C.V.Exempt Reporting Advisers · CRD # 332462 · ERA - Active
- ALFACAP LLC, D/B/A RECIPROCAL CAPITALRegistered Investment Advisers · CRD # 285033 · Approved
- ALFRETON CAPITAL LLPExempt Reporting Advisers · CRD # 288144 · ERA - Active
- ALGEBRIS (UK) LIMITEDExempt Reporting Advisers · CRD # 286294 · ERA - Active
- ALGEBRIS INVESTMENTS (IRELAND) LIMITEDExempt Reporting Advisers · CRD # 311842 · ERA - Active
- ALGEBRIS INVESTMENTS (US) INC.Registered Investment Advisers · CRD # 169236 · MA · Approved
- ALGEBRIS INVESTMENTS US INC.Exempt Reporting Advisers · CRD # 342552 · CO · ERA - Active
- ALGERT GLOBAL LLCRegistered Investment Advisers · CRD # 125523 · CA · Approved
- ALGORITHMIC INVESTMENT MODELS, LLCRegistered Investment Advisers · CRD # 306354 · MA · Approved
- ALHAMBRA INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 138537 · FL · Approved
- ALIANZA CORP. INVESTMENT ADVISORRegistered Investment Advisers · CRD # 323267 · FL · Approved
- ALIDADE CAPITAL, LLCRegistered Investment Advisers · CRD # 165341 · MI · Approved
- ALIGHT CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 174705 · NY · Approved
- ALIGHT FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 158744 · NC · Approved