Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- THEWICK, INCRegistered Investment Advisers · CRD # 342763 · NJ · Approved
- THREE BRIDGES CAPITAL, LPRegistered Investment Advisers · CRD # 160021 · NJ · Approved
- TILSON FINANCIAL GROUP INCRegistered Investment Advisers · CRD # 110890 · NJ · Approved
- TLG ADVISORS, INC.Registered Investment Advisers · CRD # 111052 · NJ · Approved
- TOEWS CORPORATIONRegistered Investment Advisers · CRD # 106304 · NJ · Approved
- TOMORO LLCRegistered Investment Advisers · CRD # 340227 · NJ · 120-Day Approval
- TRANQUILLI FINANCIAL ADVISOR, LLCRegistered Investment Advisers · CRD # 298056 · NJ · Approved
- TRANSCEND CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 299723 · NJ · Approved
- TRAPHAGEN INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 107764 · NJ · Approved
- TSG ALPHA PARTNERS, LLCRegistered Investment Advisers · CRD # 319493 · NJ · Approved
- TSP CAPITAL MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 131889 · NJ · Approved
- UBS FINANCIAL SERVICES INC.Registered Investment Advisers · CRD # 8174 · NJ · Approved
- UGVP MANAGEMENT, LLCRegistered Investment Advisers · CRD # 170880 · NJ · Approved
- UNIO CAPITAL LLCRegistered Investment Advisers · CRD # 166483 · NJ · Approved
- UNITED PHYSICIANS CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 342995 · NJ · ERA - Active
- UPLAND INVESTMENT ADVISORS, LLCExempt Reporting Advisers · CRD # 304149 · NJ · ERA - Active
- VALHUM ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 323895 · NJ · Approved
- VALLEY WEALTH MANAGERS, INC.Registered Investment Advisers · CRD # 108879 · NJ · Approved
- VAUGHAN AND COMPANY SECURITIES, INC.Registered Investment Advisers · CRD # 18826 · NJ · Approved
- VENTURE INVESTMENT MANAGEMENT CO., L.L.C.Registered Investment Advisers · CRD # 160002 · NJ · Approved
- VESTGEN INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 118851 · NJ · Approved
- VETERI PLACE CORPORATIONRegistered Investment Advisers · CRD # 160664 · NJ · Approved
- VICTORY ASSET MANAGEMENT CO., INC.Registered Investment Advisers · CRD # 107203 · NJ · Approved
- VINANCE REALM LTDExempt Reporting Advisers · CRD # 337620 · NJ · ERA - Active
- VISION RETIREMENT, LLCRegistered Investment Advisers · CRD # 173064 · NJ · Approved
- W. H. REAVES & CO., INC.Registered Investment Advisers · CRD # 3140 · NJ · Approved
- WASHINGTON CROSSING ADVISORS LLCRegistered Investment Advisers · CRD # 281511 · NJ · Approved
- WATERMARK GROUP, INC.Registered Investment Advisers · CRD # 108272 · NJ · Approved
- WBI INVESTMENTS, LLCRegistered Investment Advisers · CRD # 106336 · NJ · Approved
- WEALTH MANAGEMENT ASSOCIATES, INC.Registered Investment Advisers · CRD # 117606 · NJ · Approved
- WEALTH PLANNING ASSET MANAGEMENT LIMITED LIABILITY COMPANYRegistered Investment Advisers · CRD # 279034 · NJ · Approved
- WEALTH QUARTERBACK LLCRegistered Investment Advisers · CRD # 282967 · NJ · Approved
- WEINGARTEN ASSOCIATES, L.L.C.Registered Investment Advisers · CRD # 127718 · NJ · Approved
- WELLINGTON HARBOR CAP LTDExempt Reporting Advisers · CRD # 337658 · NJ · ERA - Active
- WEST HORIZON CAPITAL, LLCRegistered Investment Advisers · CRD # 337734 · NJ · Approved
- WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 302098 · NJ · Approved
- WISS PRIVATE CLIENT ADVISORS, LLCRegistered Investment Advisers · CRD # 286319 · NJ · Approved
- WOLF FOREST INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 301916 · NJ · ERA - Active
- WOLOSHIN INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 132346 · NJ · Approved
- WOMEN'S WEALTH ADVISORRegistered Investment Advisers · CRD # 317291 · NJ · Approved
- WOODMERE ASSET MANAGEMENT, LLCExempt Reporting Advisers · CRD # 297212 · NJ · ERA - Active
- WORLD INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 208512 · NJ · Approved
- WORTH VENTURE PARTNERS, LLCRegistered Investment Advisers · CRD # 168610 · NJ · Approved
- YORKVILLE ADVISORS GLOBAL, LPRegistered Investment Advisers · CRD # 165390 · NJ · Approved
- YORKVILLE AMERICA EQUITIES, LLCRegistered Investment Advisers · CRD # 336431 · NJ · Approved
- ZAIS GROUP LLCRegistered Investment Advisers · CRD # 108371 · NJ · Approved
- ZOZOTRADE INCExempt Reporting Advisers · CRD # 339009 · NJ · ERA - Active
- ZYNERGY RETIREMENT PLANNINGRegistered Investment Advisers · CRD # 143861 · NJ · Approved