Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- OXFORD LANE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 154380 · CT · Approved
- OXFORD PARK MANAGEMENT, LLCRegistered Investment Advisers · CRD # 324383 · CT · Approved
- OXFORD SQUARE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 127888 · CT · Approved
- P.A.W. CAPITAL PARTNERS, LPRegistered Investment Advisers · CRD # 161094 · CT · Approved
- PALM MANAGEMENT (US) LLCExempt Reporting Advisers · CRD # 317192 · CT · ERA - Active
- PALOMA PARTNERS MANAGEMENT COMPANYRegistered Investment Advisers · CRD # 138460 · CT · Approved
- PARADOXIOM CAPITAL LPRegistered Investment Advisers · CRD # 330671 · CT · Approved
- PARKMAN HEALTHCARE PARTNERS LLCRegistered Investment Advisers · CRD # 300701 · CT · Approved
- PARSIFAL CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 299858 · CT · Approved
- PASI INVESTMENTS, LLCRegistered Investment Advisers · CRD # 145640 · CT · Approved
- PEGASUS CAPITAL ADVISORS, L.P.Registered Investment Advisers · CRD # 157094 · CT · Approved
- PELOTON EQUITY LLCRegistered Investment Advisers · CRD # 301543 · CT · Approved
- PEMBERWICK INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 149639 · CT · Approved
- PENTEGRA INVESTORS, INC.Registered Investment Advisers · CRD # 111503 · CT · Approved
- PENWOOD REAL ESTATE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 130289 · CT · Approved
- PERFORMANCE EQUITY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 110207 · CT · Approved
- PERRYRIDGE CAPITAL LPRegistered Investment Advisers · CRD # 331781 · CT · Approved
- PETTEE INVESTORS INCRegistered Investment Advisers · CRD # 105553 · CT · Approved
- PHILOSMITH CAPITAL CORPORATIONRegistered Investment Advisers · CRD # 162082 · CT · Approved
- PHRACTION MANAGEMENT LLCRegistered Investment Advisers · CRD # 298633 · CT · Approved
- PIER CAPITAL, LLCRegistered Investment Advisers · CRD # 131212 · CT · Approved
- PINEY LAKE CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 290404 · CT · Approved
- POINT 41 CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 334365 · CT · Approved
- POINT72 ASSET MANAGEMENT, L.P.Registered Investment Advisers · CRD # 283077 · CT · Approved
- PORTFOLIO ADVISORS LLCRegistered Investment Advisers · CRD # 105981 · CT · Approved
- POSITIVE SELECTION INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 331469 · CT · Approved
- POSITIVE SUM ADVISORS LLCExempt Reporting Advisers · CRD # 324219 · CT · ERA - Active
- POST ROAD GROUP LLCRegistered Investment Advisers · CRD # 288459 · CT · Approved
- PRANA CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 287925 · CT · Approved
- PRECISION CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 157784 · CT · Approved
- PRENTICE CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 161178 · CT · Approved
- PRINCIPLE WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 290180 · CT · Approved
- PRIVATE CAPITAL ADVISORS, INC.Registered Investment Advisers · CRD # 125771 · CT · Approved
- PRIVATE CAPITAL ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 317930 · CT · Approved
- PRIVATE CAPITAL STRATEGIES, LLCExempt Reporting Advisers · CRD # 163569 · CT · ERA - Active
- PROCYON ADVISORS, LLCRegistered Investment Advisers · CRD # 288239 · CT · Approved
- PROPRIUM CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 165441 · CT · Approved
- PROSTAR CAPITAL (US) LLCRegistered Investment Advisers · CRD # 166523 · CT · Approved
- QP GLOBAL FAMILY OFFICES, LLCRegistered Investment Advisers · CRD # 294879 · CT · Approved
- QUADRATIC CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 172768 · CT · Approved
- QUANTA ENERGY MANAGEMENT LLCExempt Reporting Advisers · CRD # 313010 · CT · ERA - Active
- QUANTIX COMMODITIES LPRegistered Investment Advisers · CRD # 317784 · CT · Approved
- QUORUS INC.Registered Investment Advisers · CRD # 323161 · CT · Approved
- R3CS MANAGER LLCExempt Reporting Advisers · CRD # 334433 · CT · ERA - Active
- RANGELEY CAPITAL, LLCRegistered Investment Advisers · CRD # 152725 · CT · Approved
- REINOVA CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 340095 · CT · Approved
- RELYEA ZUCKERBERG HANSON, LLCRegistered Investment Advisers · CRD # 125696 · CT · Approved
- RENAISSANCE CAPITAL LLCRegistered Investment Advisers · CRD # 109945 · CT · Approved
- RENWAVE KORE, LLCRegistered Investment Advisers · CRD # 331016 · CT · Approved
- RESOURCES MANAGEMENT CORPRegistered Investment Advisers · CRD # 104674 · CT · Approved