SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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Showing 351–400 of 5,752 matchingSource: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- AMBARONE MANAGEMENT LLCExempt Reporting Advisers · CRD # 344147 · ERA - Active
- AMBER CAPITAL UK LLPExempt Reporting Advisers · CRD # 293867 · ERA - Active
- AMBER TRUST II MANAGEMENT S.A.Exempt Reporting Advisers · CRD # 162770 · ERA - Active
- AMBERLAKE PARTNERS SAMRegistered Investment Advisers · CRD # 322274 · Approved
- AMBIENTA SGR S.P.A.Exempt Reporting Advisers · CRD # 292352 · ERA - Active
- AMELIORA WEALTH MANAGEMENT LTD.Registered Investment Advisers · CRD # 164038 · Approved
- AMERICAN EXPATS IN EUROPE LTD.Registered Investment Advisers · CRD # 319225 · Approved
- AMH EQUITY LTDRegistered Investment Advisers · CRD # 160452 · Approved
- AMIA CAPITAL LLPExempt Reporting Advisers · CRD # 286664 · ERA - Active
- AMICUS INDIA CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 330205 · ERA - Active
- AMITI VENTURES MANAGEMENT 4 LTD.Exempt Reporting Advisers · CRD # 341118 · ERA - Active
- AMOON VENTURES Y.SH. LTD.Exempt Reporting Advisers · CRD # 300546 · ERA - Active
- AMOVA ASSET MANAGEMENT ASIA LIMITEDRegistered Investment Advisers · CRD # 161589 · Approved
- AMOVA ASSET MANAGEMENT CO., LTD.Registered Investment Advisers · CRD # 110997 · Approved
- AMOVA ASSET MANAGEMENT UK LIMITEDRegistered Investment Advisers · CRD # 111038 · Approved
- AMPLIFY ENDOWMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 277129 · Approved
- AMPLIO II PRIVATE EQUITY ABExempt Reporting Advisers · CRD # 343161 · ERA - Active
- AMPLIO PRIVATE EQUITY ABExempt Reporting Advisers · CRD # 301988 · ERA - Active
- AMR ACTION FUND GP GMBHExempt Reporting Advisers · CRD # 335963 · ERA - Active
- AMULETUM INVESTMENT GROUP LLC SERIES 1Exempt Reporting Advisers · CRD # 344191 · ERA - Active
- AMUNDSEN INVESTMENT MANAGEMENTExempt Reporting Advisers · CRD # 314479 · ERA - Active
- AMWAL CAPITAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 309196 · ERA - Active
- AN ORDINARY HOLDCO LTDExempt Reporting Advisers · CRD # 309415 · ERA - Active
- ANACAP FINANCIAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 307333 · ERA - Active
- ANALYST ALPHA GENERATION LIMITEDRegistered Investment Advisers · CRD # 164479 · Approved
- ANALYST PORTFOLIO MANAGEMENT LTD.Registered Investment Advisers · CRD # 114642 · Approved
- ANATOLE INVESTMENT MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 306995 · ERA - Active
- ANAVIO CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 282101 · ERA - Active
- ANCALA PARTNERS LLPExempt Reporting Advisers · CRD # 308380 · ERA - Active
- ANCHOR EQUITY PARTNERS I GP (CAYMAN), LTD.Exempt Reporting Advisers · CRD # 294049 · ERA - Active
- ANCHOR EQUITY PARTNERS II GP (CAYMAN), LTD.Exempt Reporting Advisers · CRD # 281335 · ERA - Active
- ANCHOR EQUITY PARTNERS III GP (CAYMAN), LTD.Exempt Reporting Advisers · CRD # 296794 · ERA - Active
- ANCHOR EQUITY PARTNERS IV GP (CAYMAN), LTD.Exempt Reporting Advisers · CRD # 315998 · ERA - Active
- ANCHORAGE CAPITAL PARTNERS IV PTY LIMITEDExempt Reporting Advisers · CRD # 327574 · ERA - Active
- ANCHORAGE CAPITAL PARTNERS PTY LIMITEDExempt Reporting Advisers · CRD # 162615 · ERA - Active
- ANDA ASSET MANAGEMENT CO., LTD.Registered Investment Advisers · CRD # 165123 · Approved
- ANDAR CAPITAL MANAGEMENT HK LIMITEDExempt Reporting Advisers · CRD # 339694 · ERA - Active
- ANDEAN SOCIAL INFRASTRUCTURE GP LIMITEDExempt Reporting Advisers · CRD # 290185 · ERA - Active
- ANDERA PARTNERSExempt Reporting Advisers · CRD # 340676 · ERA - Active
- ANDURAND CAPITAL MANAGEMENT LLPExempt Reporting Advisers · CRD # 287812 · ERA - Active
- ANDURAND CAPITAL MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 317820 · ERA - Active
- ANGEL COLLECTIVE MANAGEMENT, LLCExempt Reporting Advisers · CRD # 313481 · ERA - Active
- ANGULAR MANAGEMENT COMPANY, L.P.Exempt Reporting Advisers · CRD # 308361 · ERA - Active
- ANIM MANAGEMENT LLCExempt Reporting Advisers · CRD # 343435 · ERA - Active
- ANISH MEHTA CAPITAL LLCExempt Reporting Advisers · CRD # 335049 · ERA - Active
- ANNAPOLIS CAPITAL LIMITEDExempt Reporting Advisers · CRD # 162605 · ERA - Active
- ANSON ADVISORS INC.Exempt Reporting Advisers · CRD # 167637 · ERA - Active
- ANTECTS ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 338363 · ERA - Active
- ANTERRA CAPITAL BVExempt Reporting Advisers · CRD # 284776 · ERA - Active
- ANTHEM VENTURE MANAGEMENT, LLCExempt Reporting Advisers · CRD # 163445 · ERA - Active