Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SHORE POINT ADVISORS, LLCRegistered Investment Advisers · CRD # 296848 · NJ · Approved
- SHOREBRIDGE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 290660 · NJ · Approved
- SHOREHAVEN WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 308026 · NJ · Approved
- SHORT CLIFFS CAPITAL LLCExempt Reporting Advisers · CRD # 339581 · NJ · ERA - Active
- SHREWSBURY RIVER CAPITAL LPRegistered Investment Advisers · CRD # 289785 · NJ · Approved
- SIDEREAL CAPITAL GROUP, LLCExempt Reporting Advisers · CRD # 320766 · NJ · ERA - Active
- SIGNATURE WEALTH MANAGEMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 298315 · NJ · Approved
- SIGNET FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 105310 · NJ · Approved
- SIMON QUICK ADVISORS, LLCRegistered Investment Advisers · CRD # 132330 · NJ · Approved
- SIMPLICITY WEALTH LLCRegistered Investment Advisers · CRD # 300572 · NJ · Approved
- SINDIA CAPITAL ADVISERS, LLCRegistered Investment Advisers · CRD # 333325 · NJ · Approved
- SKY LIFE SCIENCES CAPITAL, LPExempt Reporting Advisers · CRD # 341184 · NJ · ERA - Active
- SKYVIEW INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 286353 · NJ · Approved
- SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288663 · NJ · Approved
- SOJOURNER CONSUMER PARTNERS, LP.Exempt Reporting Advisers · CRD # 324770 · NJ · ERA - Active
- SOLUS ALTERNATIVE ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 144155 · NJ · Approved
- SOPHRON CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 331387 · NJ · Approved
- SORYN IP CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 327452 · NJ · Approved
- SOSV INVESTMENTS LLCExempt Reporting Advisers · CRD # 284976 · NJ · ERA - Active
- SPC MANAGEMENT CO., INC.Registered Investment Advisers · CRD # 157259 · NJ · Approved
- STAR ASIA MANAGEMENT LLCRegistered Investment Advisers · CRD # 162365 · NJ · Approved
- STAWNYCHY FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 128859 · NJ · Approved
- STEFFENS FINANCIAL CORPRegistered Investment Advisers · CRD # 342546 · NJ · 120-Day Approval
- STELLAR MANAGEMENT PARTNERS LLCExempt Reporting Advisers · CRD # 333500 · NJ · ERA - Active
- STEMBROOK ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 144116 · NJ · Approved
- STERLING FINANCIAL PLANNING INCRegistered Investment Advisers · CRD # 108664 · NJ · Approved
- STERN CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 124405 · NJ · Approved
- STOLZER ROTHSCHILD LEVY LLCRegistered Investment Advisers · CRD # 169817 · NJ · Approved
- STRATEGIC FAMILY WEALTH COUNSELORS, L.L.C.Registered Investment Advisers · CRD # 128199 · NJ · Approved
- SUMMIT FINANCIAL, LLCRegistered Investment Advisers · CRD # 299322 · NJ · Approved
- SUMMIT PLACE FINANCIAL ADVISORS,LLCRegistered Investment Advisers · CRD # 147984 · NJ · Approved
- SUMMIT PRIVATE INVESTMENTS, INC.Exempt Reporting Advisers · CRD # 105373 · NJ · ERA - Active
- SUSTAINVEST ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166685 · NJ · Approved
- SYSTEM 2 ADVISORS, L.P.Registered Investment Advisers · CRD # 164189 · NJ · Approved
- SYSTEMATIC ALPHA INVESTMENTS, LLCRegistered Investment Advisers · CRD # 297693 · NJ · Approved
- SYSTEMATIC FINANCIAL MANAGEMENT LPRegistered Investment Advisers · CRD # 106146 · NJ · Approved
- TA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 169326 · NJ · Approved
- TALISMAN WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 313283 · NJ · Approved
- TANDEM CAPITAL MANAGEMENT CORPRegistered Investment Advisers · CRD # 107856 · NJ · Approved
- TANDEM INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 172309 · NJ · Approved
- TAP ROOT CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 334936 · NJ · Approved
- TAURUS FINANCIAL LLCRegistered Investment Advisers · CRD # 335067 · NJ · Approved
- TC FINANCIAL MANAGEMENT, CO. INC.Registered Investment Advisers · CRD # 128967 · NJ · Approved
- TECH COUNCIL VENTURES LLCExempt Reporting Advisers · CRD # 293614 · NJ · ERA - Active
- TENON FINANCIAL LLCRegistered Investment Advisers · CRD # 305581 · NJ · Approved
- TEPLITZ FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 122038 · NJ · Approved
- TEPP RIA LLCRegistered Investment Advisers · CRD # 283899 · NJ · Approved
- THAMES CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288755 · NJ · Approved
- THE GENWEALTH GROUP, INC.Registered Investment Advisers · CRD # 154569 · NJ · Approved
- THE GMS GROUP, LLCRegistered Investment Advisers · CRD # 8000 · NJ · Approved