Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- MILL ROAD CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 157095 · CT · Approved
- MIZZEN MANAGEMENT LLCRegistered Investment Advisers · CRD # 333592 · CT · Approved
- MJP ASSOCIATES, INC.Registered Investment Advisers · CRD # 127654 · CT · Approved
- MONACHIL CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 311376 · CT · Approved
- MONECO ADVISORS, LLCRegistered Investment Advisers · CRD # 171922 · CT · Approved
- MONOMOY CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 160759 · CT · Approved
- MONTE FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 150119 · CT · Approved
- MORRISSEY WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 291228 · CT · Approved
- MORSE ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 285650 · CT · Approved
- MOUNTAIN POINT CREDIT MANAGEMENT LLCRegistered Investment Advisers · CRD # 330615 · CT · Approved
- MULLANEY KEATING & WRIGHT INCRegistered Investment Advisers · CRD # 110743 · CT · Approved
- MXI2 CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 324042 · CT · ERA - Active
- MYCOR CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 324312 · CT · Approved
- N10 ASSETS, LLC.Registered Investment Advisers · CRD # 342185 · CT · Approved
- N10 WEALTH, LLCRegistered Investment Advisers · CRD # 342013 · CT · Approved
- NANTAHALA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 158081 · CT · Approved
- NASSAU PRIVATE CREDIT LLCRegistered Investment Advisers · CRD # 300220 · CT · Approved
- NATARE CAPITAL MANAGEMENT LPExempt Reporting Advisers · CRD # 294229 · CT · ERA - Active
- NEBRODI PARTNERS, LLCRegistered Investment Advisers · CRD # 174280 · CT · Approved
- NEOS INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 321256 · CT · Approved
- NEW CANAAN FUNDING MEZZANINE LLCExempt Reporting Advisers · CRD # 164826 · CT · ERA - Active
- NEW CHINA CAPITAL MANAGEMENT CORP.Registered Investment Advisers · CRD # 295905 · CT · Approved
- NEW ENGLAND ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 105900 · CT · Approved
- NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 109203 · CT · Approved
- NEWDAY FUNDS, INC.Registered Investment Advisers · CRD # 174758 · CT · Approved
- NEWEDGE WEALTH, LLCRegistered Investment Advisers · CRD # 307771 · CT · Approved
- NEWMAN, NICHOLAS DRAKEExempt Reporting Advisers · CRD # 163333 · CT · ERA - Active
- NGN CAPITAL LLCExempt Reporting Advisers · CRD # 162938 · CT · ERA - Active
- NIGHT OWL CAPITAL CANADA, LLCRegistered Investment Advisers · CRD # 338234 · CT · Approved
- NIGHT OWL CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 106030 · CT · Approved
- NORTHCOAST ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 282241 · CT · Approved
- NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 133046 · CT · Approved
- NORTHLIGHT CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 170112 · CT · Approved
- NPLP MANAGEMENT COMPANY LLCExempt Reporting Advisers · CRD # 335167 · CT · ERA - Active
- NSV MANAGEMENT LLCExempt Reporting Advisers · CRD # 162486 · CT · ERA - Active
- O'SHAUGHNESSY ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 144594 · CT · Approved
- OAK HCFT MANAGEMENT COMPANY LLCExempt Reporting Advisers · CRD # 171582 · CT · ERA - Active
- OAK MANAGEMENT CORPORATIONExempt Reporting Advisers · CRD # 162441 · CT · ERA - Active
- OAKRIDGE MANAGEMENT GROUP LLCRegistered Investment Advisers · CRD # 306284 · CT · Approved
- OCCAM CREST MANAGEMENT LPExempt Reporting Advisers · CRD # 318337 · CT · ERA - Active
- OLYMPIAD RESEARCH LPRegistered Investment Advisers · CRD # 304420 · CT · Approved
- OLYMPUS ADVISORS, LLCRegistered Investment Advisers · CRD # 160851 · CT · Approved
- ONDO CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 325197 · CT · Approved
- ONE RIVER ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167835 · CT · Approved
- ORACLE INVESTMENT MANAGEMENT, INC.Exempt Reporting Advisers · CRD # 138127 · CT · ERA - Active
- ORBIT VENTURE PARTNERS LLCExempt Reporting Advisers · CRD # 307018 · CT · ERA - Active
- OSAIC INSTITUTIONS, INC.Registered Investment Advisers · CRD # 35371 · CT · Approved
- OTTER ROCK ADVISORS LPExempt Reporting Advisers · CRD # 338160 · CT · ERA - Active
- OUTSIDERS VENTURE PARTNERS, LLCExempt Reporting Advisers · CRD # 324799 · CT · ERA - Active
- OXFORD GATE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 297061 · CT · Approved