SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 301–350 of 5,752 matchingSource: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- ALPHA JWC VENTURES PTE. LTD.Exempt Reporting Advisers · CRD # 318303 · ERA - Active
- ALPHA OMEGA FINANCIAL ADVISORY, INC.Registered Investment Advisers · CRD # 314289 · Approved
- ALPHA PRIVATE EQUITY FUNDS MANAGEMENT COMPANYExempt Reporting Advisers · CRD # 284478 · ERA - Active
- ALPHA QUEST PTE. LTD.Exempt Reporting Advisers · CRD # 332458 · ERA - Active
- ALPHA VEE ADVISORS LLCRegistered Investment Advisers · CRD # 329205 · Approved
- ALPHA-LAB ASSET MANAGEMENT INC.Registered Investment Advisers · CRD # 327388 · Approved
- ALPHAAI CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 316128 · Approved
- ALPHACAT MANAGERS LTD.Exempt Reporting Advisers · CRD # 165909 · ERA - Active
- ALPHACHI LIMITEDExempt Reporting Advisers · CRD # 333182 · ERA - Active
- ALPHAGREP UK LIMITEDExempt Reporting Advisers · CRD # 330905 · ERA - Active
- ALPHAHILL CAPITAL LIMITEDExempt Reporting Advisers · CRD # 328922 · ERA - Active
- ALPHALEDGER INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 337461 · ERA - Active
- ALPHEMY CAPITAL SAExempt Reporting Advisers · CRD # 329116 · ERA - Active
- ALPHI CAPITAL LPExempt Reporting Advisers · CRD # 335349 · ERA - Active
- ALPINE ADVISORY PARTNERS, LLCRegistered Investment Advisers · CRD # 342998 · 120-Day Approval
- ALPINE INVESTMENT MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 323490 · ERA - Active
- ALPINE SPACE VENTURES MANAGEMENT GMBHExempt Reporting Advisers · CRD # 325472 · ERA - Active
- ALPINVEST PARTNERS B.V.Registered Investment Advisers · CRD # 159215 · Approved
- ALTA GROWTH CAPITAL, S.C.Exempt Reporting Advisers · CRD # 162484 · ERA - Active
- ALTA SEMPER CAPITAL LLPExempt Reporting Advisers · CRD # 309826 · ERA - Active
- ALTA VENTURES MEXICO, S.C.Exempt Reporting Advisers · CRD # 162944 · ERA - Active
- ALTAI CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 151638 · Approved
- ALTAIR INDUSTRIES LLCExempt Reporting Advisers · CRD # 340124 · ERA - Active
- ALTAMAR PRIVATE EQUITY SGIIC SAUExempt Reporting Advisers · CRD # 317899 · ERA - Active
- ALTAR ROCK LLCRegistered Investment Advisers · CRD # 326868 · Approved
- ALTARIUS ASSET MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 305722 · ERA - Active
- ALTAROC PARTNERS SASExempt Reporting Advisers · CRD # 164897 · ERA - Active
- ALTAS CORPORATIONExempt Reporting Advisers · CRD # 310909 · ERA - Active
- ALTER MANAGEMENT LLCExempt Reporting Advisers · CRD # 316483 · ERA - Active
- ALTERNA CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 156954 · Approved
- ALTERNATIVE LIQUIDITY CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 344456 · ERA - Active
- ALTERNATIVE LIQUIDITY GP LLCExempt Reporting Advisers · CRD # 315799 · ERA - Active
- ALTERRA AFRICA ACCELERATOR MANAGERExempt Reporting Advisers · CRD # 329364 · ERA - Active
- ALTES CAPITAL, LLCRegistered Investment Advisers · CRD # 331481 · Approved
- ALTIORA FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 292008 · Approved
- ALTIRRA VENTURES LTD.Exempt Reporting Advisers · CRD # 328467 · ERA - Active
- ALTOR FUND II GP LIMITEDExempt Reporting Advisers · CRD # 161901 · ERA - Active
- ALTOR FUND III GP LIMITEDExempt Reporting Advisers · CRD # 161903 · ERA - Active
- ALTOR FUND MANAGER ABExempt Reporting Advisers · CRD # 172713 · ERA - Active
- ALTRA ASSET MANAGEMENT CORP.Exempt Reporting Advisers · CRD # 165430 · ERA - Active
- ALUMAN INC.Registered Investment Advisers · CRD # 281073 · Approved
- ALVEO WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166898 · Approved
- ALWALEED X.AI INC.Exempt Reporting Advisers · CRD # 339810 · ERA - Active
- AM ADVISORSExempt Reporting Advisers · CRD # 284168 · ERA - Active
- AM SQUARED LIMITEDExempt Reporting Advisers · CRD # 296223 · ERA - Active
- AMADEUS CAPITAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 161838 · ERA - Active
- AMALIA PARTNER AGRegistered Investment Advisers · CRD # 338138 · Approved
- AMALTASH ADVISORS LLCRegistered Investment Advisers · CRD # 341060 · Approved
- AMANSA CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 145780 · ERA - Active
- AMASIA MANAGEMENT, LLCExempt Reporting Advisers · CRD # 171756 · ERA - Active