Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- PRINCETON CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 113926 · NJ · Approved
- PRINCETON EQUITY ADVISORS, LPRegistered Investment Advisers · CRD # 310405 · NJ · Approved
- PRINCETON GLOBAL ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 146644 · NJ · Approved
- PRIVATE ADVISOR GROUP, LLCRegistered Investment Advisers · CRD # 155216 · NJ · Approved
- PRIVATE ADVISOR NETWORK, LLCRegistered Investment Advisers · CRD # 299133 · NJ · Approved
- PRIVATE WEALTH MANAGEMENT GROUP LLCRegistered Investment Advisers · CRD # 166539 · NJ · Approved
- PROFESSIONAL TRADING SERVICES BROKERAGE, LLCRegistered Investment Advisers · CRD # 119307 · NJ · Approved
- PRUCO SECURITIES, LLCRegistered Investment Advisers · CRD # 5685 · NJ · Approved
- PRUDENTIAL SELECT STRATEGIES LLCRegistered Investment Advisers · CRD # 286153 · NJ · Approved
- PRYSM CAPITAL, L.P.Registered Investment Advisers · CRD # 304961 · NJ · Approved
- PUFF WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 298177 · NJ · Approved
- QUAKER WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 284546 · NJ · Approved
- QUANTUM CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 111083 · NJ · Approved
- QUIQ CAPITAL LLCExempt Reporting Advisers · CRD # 330077 · NJ · ERA - Active
- RAAB & MOSKOWITZ ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 111987 · NJ · Approved
- RDM CAPITAL ASSOCIATES INCRegistered Investment Advisers · CRD # 106941 · NJ · Approved
- REDBLACK ADVISERS, INC.Registered Investment Advisers · CRD # 151692 · NJ · Approved
- REDWOOD FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 291250 · NJ · Approved
- REDWOOD WEALTH MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 281741 · NJ · Approved
- REEDMARK ADVISORS, LLCRegistered Investment Advisers · CRD # 173760 · NJ · Approved
- REMBRANDT CAPITAL CORPExempt Reporting Advisers · CRD # 343303 · NJ · ERA - Active
- REVEL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 340306 · NJ · Approved
- REVOLVE WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 286643 · NJ · Approved
- REVOLVERCAP MANAGEMENT, L.P.Registered Investment Advisers · CRD # 290377 · NJ · Approved
- RIDGEWOOD INVESTMENTS LLCRegistered Investment Advisers · CRD # 121220 · NJ · Approved
- RIDGEWOOD PRIVATE EQUITY PARTNERS, LLCExempt Reporting Advisers · CRD # 283321 · NJ · ERA - Active
- RILEX CAPITAL LLCRegistered Investment Advisers · CRD # 309783 · NJ · Approved
- RISK SETTLEMENTS MANAGER, LLCRegistered Investment Advisers · CRD # 321759 · NJ · Approved
- RMR WEALTH BUILDERS, INC.Registered Investment Advisers · CRD # 169005 · NJ · Approved
- ROUNDVIEW CAPITAL, LLCRegistered Investment Advisers · CRD # 148083 · NJ · Approved
- ROXBURY FINANCIAL LLCRegistered Investment Advisers · CRD # 330547 · NJ · Approved
- RSW INVESTMENTS HOLDINGS, LLCRegistered Investment Advisers · CRD # 302023 · NJ · Approved
- RYAN HERITAGE, LLPRegistered Investment Advisers · CRD # 317097 · NJ · Approved
- S.F. EHRLICH ASSOCIATES, INC.Registered Investment Advisers · CRD # 121356 · NJ · Approved
- SACKS & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 174909 · NJ · Approved
- SAGE RESIDENTIAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 315039 · NJ · Approved
- SAIPH CAPITAL, LLCRegistered Investment Advisers · CRD # 312119 · NJ · Approved
- SALVUS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 171986 · NJ · Approved
- SANDALWOOD SECURITIES, INC.Registered Investment Advisers · CRD # 27240 · NJ · Approved
- SANDRO WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 332113 · NJ · Approved
- SANSONE ADVISORS, LLCExempt Reporting Advisers · CRD # 342393 · NJ · ERA - Active
- SAX WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 119193 · NJ · Approved
- SCIENCAST MANAGEMENT LPRegistered Investment Advisers · CRD # 271030 · NJ · Approved
- SCIENTECH RESEARCH LLCRegistered Investment Advisers · CRD # 310615 · NJ · Approved
- SEABRIDGE INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 108681 · NJ · Approved
- SEELAUS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 149582 · NJ · Approved
- SEIX CLO MANAGEMENT LLCRegistered Investment Advisers · CRD # 285354 · NJ · Approved
- SELKIRK MANAGEMENT, LLCRegistered Investment Advisers · CRD # 162808 · NJ · Approved
- SFI ADVISORS, LLCRegistered Investment Advisers · CRD # 287929 · NJ · Approved
- SHAPIRO FINANCIAL SECURITY GROUP, INC.Registered Investment Advisers · CRD # 120801 · NJ · Approved