Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- JOHNSON FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 125101 · CO · Approved
- JPL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 328474 · CO · Approved
- JSI MANAGER LLCExempt Reporting Advisers · CRD # 333996 · CO · ERA - Active
- JUPITER WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 299220 · CO · Approved
- KELLY STRATEGIC MANAGEMENT, LLCRegistered Investment Advisers · CRD # 315259 · CO · Approved
- KEY INVESTMENT PARTNERS LLCExempt Reporting Advisers · CRD # 299384 · CO · ERA - Active
- KEYSTONE FINANCIAL SERVICESRegistered Investment Advisers · CRD # 310623 · CO · Approved
- KEYSTONE GLOBAL PARTNERS LLCRegistered Investment Advisers · CRD # 153147 · CO · Approved
- KEYSTONE VENTURE TRUST INC.Exempt Reporting Advisers · CRD # 340534 · CO · ERA - Active
- KILTERHOWLING LLCRegistered Investment Advisers · CRD # 169684 · CO · Approved
- KINGFISHER INVESTMENT ADVISORS, LLCExempt Reporting Advisers · CRD # 168144 · CO · ERA - Active
- KONVOY CAPITAL LLCExempt Reporting Advisers · CRD # 321077 · CO · ERA - Active
- KORZEN ASSET MANAGEMENT LTDExempt Reporting Advisers · CRD # 340062 · CO · ERA - Active
- KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 298353 · CO · Approved
- KSL ADVISORS, LLCRegistered Investment Advisers · CRD # 155677 · CO · Approved
- LAB QUANTITATIVE STRATEGIES, LLCRegistered Investment Advisers · CRD # 312409 · CO · Approved
- LAIYEPLUS LIMITEDExempt Reporting Advisers · CRD # 338721 · CO · ERA - Active
- LAPIS ADVISERS, LPRegistered Investment Advisers · CRD # 153710 · CO · Approved
- LARIMER CAPITAL CORPRegistered Investment Advisers · CRD # 18189 · CO · Approved
- LASALLE DEBT INVESTORSRegistered Investment Advisers · CRD # 158422 · CO · Approved
- LEDGEWYN EXCHANGE LTDExempt Reporting Advisers · CRD # 338662 · CO · ERA - Active
- LEGACY WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 333032 · CO · Approved
- LEH II MANAGEMENT LLCRegistered Investment Advisers · CRD # 328785 · CO · Approved
- LEH III MANAGEMENT LLCRegistered Investment Advisers · CRD # 341093 · CO · Approved
- LIFT OUT CAPITAL, LLCExempt Reporting Advisers · CRD # 327583 · CO · ERA - Active
- LIGHTNING EXCHANGE LTDExempt Reporting Advisers · CRD # 336375 · CO · ERA - Active
- LINCOLN ENERGY HOLDINGS LLCRegistered Investment Advisers · CRD # 333026 · CO · Approved
- LINK FOUCS LTDExempt Reporting Advisers · CRD # 343466 · CO · ERA - Active
- LINKEDIN RESEARCH INSTITUTE LTDExempt Reporting Advisers · CRD # 341052 · CO · ERA - Active
- LION EQUITY INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 283404 · CO · Approved
- LORD AND RICHARDS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 328907 · CO · Approved
- LOTUSGROUP ADVISORS, LLCRegistered Investment Advisers · CRD # 143379 · CO · Approved
- LOTUSGROUP CAPITAL, LLCRegistered Investment Advisers · CRD # 298973 · CO · Approved
- LOYD FINANCIAL MANAGEMENT INC.Registered Investment Advisers · CRD # 112236 · CO · Approved
- LUMENIS CAPITALMANAGEMENT GMBH LTDExempt Reporting Advisers · CRD # 338001 · CO · ERA - Active
- LUNEXA INVESTMENT LTDExempt Reporting Advisers · CRD # 342718 · CO · ERA - Active
- LURIMA CAPITAL LTDExempt Reporting Advisers · CRD # 341088 · CO · ERA - Active
- LUXEPOINT CAPITAL LTDExempt Reporting Advisers · CRD # 341264 · CO · ERA - Active
- M.Z. KARK & ASSOCIATES, INCRegistered Investment Advisers · CRD # 106627 · CO · Approved
- M4A3 LLCRegistered Investment Advisers · CRD # 336172 · CO · Approved
- MAGNIFI LLCRegistered Investment Advisers · CRD # 309397 · CO · Approved
- MAIA WEALTH, LLCRegistered Investment Advisers · CRD # 292817 · CO · Approved
- MAINLINE WEST FUND MANAGER LLCRegistered Investment Advisers · CRD # 147532 · CO · Approved
- MANNA TREE PARTNERS, LLCRegistered Investment Advisers · CRD # 299654 · CO · Approved
- MARKD VC LLCExempt Reporting Advisers · CRD # 321666 · CO · ERA - Active
- MARSHALL INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 174817 · CO · Approved
- MARSICO CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 109250 · CO · Approved
- MATTERN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 299342 · CO · Approved
- MAXQ ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 336560 · CO · Approved
- MCALVANY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146021 · CO · Approved