SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 251–300 of 5,752 matchingSource: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- ALDEMAR RESEARCH CORPORATIONRegistered Investment Advisers · CRD # 178523 · Approved
- ALDER STRATEGIC OPPORTUNITIES ADVISORY I ABExempt Reporting Advisers · CRD # 342359 · ERA - Active
- ALEENA CAPITAL MANAGEMENT LPExempt Reporting Advisers · CRD # 321640 · ERA - Active
- ALEPH CAPITAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 270016 · ERA - Active
- ALEPH E.S. MANAGEMENT COMPANY LTD.Exempt Reporting Advisers · CRD # 168654 · ERA - Active
- ALEPHOS CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 341469 · ERA - Active
- ALERA MANAGEMENT PARTNERS LLCRegistered Investment Advisers · CRD # 341220 · Approved
- ALERE PLANNING LLCRegistered Investment Advisers · CRD # 286121 · Approved
- ALETHEA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156500 · Approved
- ALETHEIA ANALYST NETWORK LIMITEDRegistered Investment Advisers · CRD # 172882 · Approved
- ALEXANDER BEARD (USA), INC.Registered Investment Advisers · CRD # 134642 · Approved
- ALEXIA VENTURES LTDAExempt Reporting Advisers · CRD # 310181 · ERA - Active
- ALEXIS INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 313394 · Approved
- ALFA ALGORITHMS HK LIMITEDRegistered Investment Advisers · CRD # 333190 · Approved
- ALFA INDIGO, S.A.P.I. DE C.V.Exempt Reporting Advisers · CRD # 332462 · ERA - Active
- ALFACAP LLC, D/B/A RECIPROCAL CAPITALRegistered Investment Advisers · CRD # 285033 · Approved
- ALFRETON CAPITAL LLPExempt Reporting Advisers · CRD # 288144 · ERA - Active
- ALGEBRIS (UK) LIMITEDExempt Reporting Advisers · CRD # 286294 · ERA - Active
- ALGEBRIS INVESTMENTS (IRELAND) LIMITEDExempt Reporting Advisers · CRD # 311842 · ERA - Active
- ALIGN PARTNERS CAPITAL MANAGEMENT INC.Exempt Reporting Advisers · CRD # 328839 · ERA - Active
- ALIGN VENTURES SPECIAL OPPORTUNITY GP SPV I, LLCRegistered Investment Advisers · CRD # 323154 · Approved
- ALIGNMENT FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 306644 · Approved
- ALINOR CAPITAL MANAGEMENT LLPExempt Reporting Advisers · CRD # 329691 · ERA - Active
- ALISIO CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 343516 · Approved
- ALITER CAPITAL LLPExempt Reporting Advisers · CRD # 310678 · ERA - Active
- ALITHION CAPITAL MANAGEMENT PTE LTDExempt Reporting Advisers · CRD # 285425 · ERA - Active
- ALIVE VENTURES LLCExempt Reporting Advisers · CRD # 293132 · ERA - Active
- ALJZ CONSULTING, LLCRegistered Investment Advisers · CRD # 332823 · Approved
- ALKEMI GROWTH CAPITAL LLPExempt Reporting Advisers · CRD # 305456 · ERA - Active
- ALKEN ASSET MANAGEMENT LTDRegistered Investment Advisers · CRD # 329119 · Approved
- ALL SEAS CAPITAL PARTNERS LTDExempt Reporting Advisers · CRD # 316487 · ERA - Active
- ALL VENTURE PARTNERS SCExempt Reporting Advisers · CRD # 334059 · ERA - Active
- ALL-STARS INVESTMENT LIMITEDExempt Reporting Advisers · CRD # 292840 · ERA - Active
- ALLARD PARTNERS LIMITEDRegistered Investment Advisers · CRD # 138933 · Approved
- ALLEGRO FUNDS PTY LTDExempt Reporting Advisers · CRD # 290709 · ERA - Active
- ALLIANZ CAPITAL PARTNERS GMBHExempt Reporting Advisers · CRD # 338726 · ERA - Active
- ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITEDRegistered Investment Advisers · CRD # 289358 · Approved
- ALLSPRING GLOBAL INVESTMENTS (SINGAPORE) PTE. LTD.Registered Investment Advisers · CRD # 324043 · Approved
- ALLSPRING GLOBAL INVESTMENTS (UK) LIMITEDRegistered Investment Advisers · CRD # 132377 · Approved
- ALLUMIA VENTURES MANAGEMENT, LPExempt Reporting Advisers · CRD # 335102 · ERA - Active
- ALLUVIAL CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 169638 · Approved
- ALLVET FINANCIAL LLCRegistered Investment Advisers · CRD # 336247 · Approved
- ALMA CAPITAL LONDON LIMITEDExempt Reporting Advisers · CRD # 332579 · ERA - Active
- ALOTHON GROUP LLCExempt Reporting Advisers · CRD # 161817 · ERA - Active
- ALPEN PARTNERS INTERNATIONAL AGRegistered Investment Advisers · CRD # 291759 · Approved
- ALPENGLOBAL CAPITAL, LLCRegistered Investment Advisers · CRD # 140186 · Approved
- ALPHA ASCENT VENTURES LLCExempt Reporting Advisers · CRD # 292578 · ERA - Active
- ALPHA BLUE CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 328350 · Approved
- ALPHA INNOVATIONS LTD.Registered Investment Advisers · CRD # 300529 · Approved
- ALPHA JWC MANAGEMENT, LTD.Exempt Reporting Advisers · CRD # 318580 · ERA - Active