Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SIMCOE CAPITAL, LLCRegistered Investment Advisers · CRD # 121505 · WA · Approved
- SKYLINE ADVISORS, INC.Registered Investment Advisers · CRD # 188511 · WA · Approved
- SLOY DAHL & HOLST HOLDINGS, INCRegistered Investment Advisers · CRD # 310107 · WA · Approved
- SLOY, DAHL & HOLST, LLCRegistered Investment Advisers · CRD # 110102 · WA · Approved
- SMART PORTFOLIOS, LLCRegistered Investment Advisers · CRD # 131342 · WA · Approved
- SNIDER RETIREMENT STRATEGIES, INC.Registered Investment Advisers · CRD # 117392 · WA · Approved
- SNR VENTURES MANAGEMENT, L.P.Exempt Reporting Advisers · CRD # 282706 · WA · ERA - Active
- SONATA CAPITAL GROUP INCRegistered Investment Advisers · CRD # 111277 · WA · Approved
- SOUNDPATH RETIREMENT STRATEGIES, LLCRegistered Investment Advisers · CRD # 315590 · WA · Approved
- SOUNDVIEW ADVISORS, INC.Registered Investment Advisers · CRD # 114437 · WA · Approved
- SPG ADVISORS LLCRegistered Investment Advisers · CRD # 284496 · WA · Approved
- SPRINGROCK MANAGEMENT CO.Exempt Reporting Advisers · CRD # 310447 · WA · ERA - Active
- STAPP WEALTH MANAGEMENT, PLLCRegistered Investment Advisers · CRD # 116553 · WA · Approved
- STEELHEAD PARTNERS,LLCRegistered Investment Advisers · CRD # 116569 · WA · Approved
- STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLCRegistered Investment Advisers · CRD # 330611 · WA · Approved
- STOLZ & ASSOCIATES, PSRegistered Investment Advisers · CRD # 117216 · WA · Approved
- STRATEGIC INCOME MANAGEMENT, LLCRegistered Investment Advisers · CRD # 151956 · WA · Approved
- STRIDE EXCHANGE INCExempt Reporting Advisers · CRD # 335268 · WA · ERA - Active
- SUNRISE FINANCIAL SERVICES LLCRegistered Investment Advisers · CRD # 325955 · WA · Approved
- SURIENCE PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 313055 · WA · Approved
- SYNERGY ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 117201 · WA · Approved
- TAIYO PACIFIC PARTNERS L.P.Registered Investment Advisers · CRD # 160930 · WA · Approved
- TALBOT FINANCIAL, LLCRegistered Investment Advisers · CRD # 155162 · WA · Approved
- TFS ADVISORS, LLCRegistered Investment Advisers · CRD # 167653 · WA · Approved
- THE FAUSER GROUP, LLCRegistered Investment Advisers · CRD # 282351 · WA · Approved
- THE PLANNER'S EDGE LLCRegistered Investment Advisers · CRD # 114616 · WA · Approved
- THE RETIREMENT SOLUTION LLCRegistered Investment Advisers · CRD # 148106 · WA · Approved
- THIRD STAGE INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 141951 · WA · Approved
- TIETON CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 135769 · WA · Approved
- TIMBERLANE REAL ASSET MANAGEMENT, LLCExempt Reporting Advisers · CRD # 338133 · WA · ERA - Active
- TOLA CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 173304 · WA · ERA - Active
- TRADEWINDS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 145934 · WA · Approved
- TRAIL FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 165063 · WA · Approved
- TRILOGY INVESTMENT ADVISORS, LLCExempt Reporting Advisers · CRD # 341443 · WA · ERA - Active
- TRUENORTH FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 118273 · WA · Approved
- TRUEWEALTH FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 316079 · WA · Approved
- TSP ADVISORS, LLCRegistered Investment Advisers · CRD # 281758 · WA · Approved
- UNITED PRIME SOCIETY INCExempt Reporting Advisers · CRD # 341858 · WA · ERA - Active
- UTA LLCRegistered Investment Advisers · CRD # 315427 · WA · Approved
- VICKERMAN INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 313240 · WA · Approved
- VIEWPOINT CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 158899 · WA · Approved
- VITA PLANNING GROUP LLCRegistered Investment Advisers · CRD # 312323 · WA · Approved
- VORPAHL WING ADVISORS, INC.Registered Investment Advisers · CRD # 47548 · WA · Approved
- VOYAGER CAPITAL LLCExempt Reporting Advisers · CRD # 162440 · WA · ERA - Active
- VVR HOLDINGS LLCRegistered Investment Advisers · CRD # 334343 · WA · Approved
- WAFD WEALTH, INCRegistered Investment Advisers · CRD # 337346 · WA · Approved
- WASHINGTON CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 105253 · WA · Approved
- WAYCROSS INVESTMENT MANAGEMENT COMPANYRegistered Investment Advisers · CRD # 105034 · WA · Approved
- WAYFINDING FINANCIAL, LLCRegistered Investment Advisers · CRD # 306208 · WA · Approved
- WEALTHCOLLAB LLCRegistered Investment Advisers · CRD # 269840 · WA · Approved