Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- NORTHSTAR ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 129112 · NJ · Approved
- NPA ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 131534 · NJ · Approved
- NPPG PLAN PROFESSIONALS, LLCRegistered Investment Advisers · CRD # 324646 · NJ · Approved
- OAKTOP CAPITAL MANAGEMENT II, L.P.Registered Investment Advisers · CRD # 161896 · NJ · Approved
- OLESEN CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 170638 · NJ · ERA - Active
- OLIVER LUXXE ASSETS LLCRegistered Investment Advisers · CRD # 169588 · NJ · Approved
- OM ADVISERS LPRegistered Investment Advisers · CRD # 309024 · NJ · Approved
- OMEGA CAPITAL MANAGEMENT,LLCRegistered Investment Advisers · CRD # 129167 · NJ · Approved
- OMNI 360 WEALTH, INC.Registered Investment Advisers · CRD # 124878 · NJ · Approved
- ONEX CREDIT ADVISOR, LLCRegistered Investment Advisers · CRD # 330076 · NJ · Approved
- ONEX CREDIT PARTNERS, LLCRegistered Investment Advisers · CRD # 138941 · NJ · Approved
- OZE CAPITAL LLCRegistered Investment Advisers · CRD # 327276 · NJ · Approved
- PALANTE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 175298 · NJ · Approved
- PALISADE CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 104581 · NJ · Approved
- PARADIGM INVESTMENT ADVISORY, LLCRegistered Investment Advisers · CRD # 334370 · NJ · Approved
- PARADIGM WEALTH ADVISORY LLCRegistered Investment Advisers · CRD # 283120 · NJ · Approved
- PARISI GRAY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 286388 · NJ · Approved
- PASSAIC PARTNERS LLCRegistered Investment Advisers · CRD # 313290 · NJ · Approved
- PATHSTONE FAMILY OFFICE, LLCRegistered Investment Advisers · CRD # 151736 · NJ · Approved
- PAVISE CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 298486 · NJ · ERA - Active
- PCB CAPITAL LLCRegistered Investment Advisers · CRD # 309784 · NJ · Approved
- PCG ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 148208 · NJ · Approved
- PEGASUS ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 104766 · NJ · Approved
- PEGASUS GROUP, LLCRegistered Investment Advisers · CRD # 113499 · NJ · Approved
- PEPIN CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 307745 · NJ · ERA - Active
- PERSONAL CFO SOLUTIONS LLCRegistered Investment Advisers · CRD # 158248 · NJ · Approved
- PERSONAL FINANCIAL SOLUTIONS, LLCRegistered Investment Advisers · CRD # 129095 · NJ · Approved
- PERSONAL WEALTH STRATEGIES LLCRegistered Investment Advisers · CRD # 344140 · NJ · 120-Day Approval
- PFS PARTNERS, LLCRegistered Investment Advisers · CRD # 147872 · NJ · Approved
- PGIM CUSTOM HARVEST LLCRegistered Investment Advisers · CRD # 290235 · NJ · Approved
- PGIM DC SOLUTIONS LLCRegistered Investment Advisers · CRD # 318800 · NJ · Approved
- PGIM INVESTMENTS LLCRegistered Investment Advisers · CRD # 105670 · NJ · Approved
- PGIM PRIVATE PLACEMENT INVESTORS, L.P.Registered Investment Advisers · CRD # 106442 · NJ · Approved
- PGIM QUANTITATIVE SOLUTIONS LLCRegistered Investment Advisers · CRD # 129752 · NJ · Approved
- PGIM REAL ESTATE ADVISORS LLCRegistered Investment Advisers · CRD # 327165 · NJ · Approved
- PGIM, INC.Registered Investment Advisers · CRD # 105676 · NJ · Approved
- PHILADELPHIA INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 122733 · NJ · Approved
- PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANYRegistered Investment Advisers · CRD # 173995 · NJ · Approved
- PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 158332 · NJ · Approved
- PIONEER ADVISORY LLCRegistered Investment Advisers · CRD # 337502 · NJ · Approved
- PIONEX INVESTMENTS INC.Registered Investment Advisers · CRD # 318475 · NJ · Approved
- PODELL FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 325383 · NJ · Approved
- POET ADVISORS LLCExempt Reporting Advisers · CRD # 161052 · NJ · ERA - Active
- POETIC GROUP LLCRegistered Investment Advisers · CRD # 293886 · NJ · Approved
- PORTFOLIO ADVISORY PARTNERS LLCRegistered Investment Advisers · CRD # 336215 · NJ · Approved
- PORTFOLIO STRATEGIES INC NYRegistered Investment Advisers · CRD # 106942 · NJ · Approved
- PR MORTGAGE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 313210 · NJ · Approved
- PREMIER PATH WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 325300 · NJ · Approved
- PRESTIGE WEALTH MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 127381 · NJ · Approved
- PRESTIGE WEALTH SERVICES GROUP, INC.Registered Investment Advisers · CRD # 166641 · NJ · Approved