Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- AUDACIOUS MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 312217 · CA · ERA - Active
- AUDENT GLOBAL ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 308166 · CA · Approved
- AUDION MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 162304 · CA · ERA - Active
- AUGUST CAPITAL MASTER MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 160586 · CA · ERA - Active
- AULIS CAPITAL US ADVISOR, LLCExempt Reporting Advisers · CRD # 341217 · CA · ERA - Active
- AURORA CAPITAL PARTNERS MANAGEMENT VI L.P.Registered Investment Advisers · CRD # 304605 · CA · Approved
- AURUM EP GP LLCExempt Reporting Advisers · CRD # 337707 · CA · ERA - Active
- AURUM PARTNERS LLCExempt Reporting Advisers · CRD # 328902 · CA · ERA - Active
- AURUM VP GP LLCExempt Reporting Advisers · CRD # 343097 · CA · ERA - Active
- AUSPICIOUS FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 297962 · CA · Approved
- AUTHENTIC VENTURES INVESTMENT MANAGER, LLCRegistered Investment Advisers · CRD # 304938 · CA · Approved
- AUTILUS PARTNERS LLCRegistered Investment Advisers · CRD # 322882 · CA · Approved
- AUTOTECH MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 282525 · CA · ERA - Active
- AUXIN CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 336695 · CA · ERA - Active
- AV CAPITAL MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 288140 · CA · ERA - Active
- AVALAN, LLCRegistered Investment Advisers · CRD # 156109 · CA · Approved
- AVALON BIOVENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 316674 · CA · ERA - Active
- AVALON CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 107501 · CA · Approved
- AVALON GLOBAL ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 107785 · CA · Approved
- AVALON VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 161930 · CA · ERA - Active
- AVANATH CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 172704 · CA · Approved
- AVANTE CAPITAL PARTNERS LPExempt Reporting Advisers · CRD # 165358 · CA · ERA - Active
- AVF MANAGEMENT LLCExempt Reporting Advisers · CRD # 285846 · CA · ERA - Active
- AVILA RE CAPITAL, LLCRegistered Investment Advisers · CRD # 325431 · CA · Approved
- AVISE FINANCIAL COOPERATIVE, INC.Registered Investment Advisers · CRD # 328790 · CA · Approved
- AVISEN ADVISORS, LLCRegistered Investment Advisers · CRD # 113791 · CA · Approved
- AWESOME ENABLERS, L.L.C.Exempt Reporting Advisers · CRD # 298755 · CA · ERA - Active
- AWR INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 118538 · CA · Approved
- AXEVIL CAPITAL, LLCExempt Reporting Advisers · CRD # 323970 · CA · ERA - Active
- AXIAL PARTNERS, LLCExempt Reporting Advisers · CRD # 331811 · CA · ERA - Active
- AXXCESS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164081 · CA · Approved
- AZURE91 MANAGEMENT, LLCExempt Reporting Advisers · CRD # 314488 · CA · ERA - Active
- B CAPITAL GROUP MANAGEMENT, L.P.Exempt Reporting Advisers · CRD # 287986 · CA · ERA - Active
- B. RILEY VENTURE CAPITAL, LLCExempt Reporting Advisers · CRD # 332565 · CA · ERA - Active
- B.B. GRAHAM & COMPANY, INC.Registered Investment Advisers · CRD # 41533 · CA · Approved
- BAILARD, INC.Registered Investment Advisers · CRD # 110550 · CA · Approved
- BAKER AVENUE ASSET MANAGEMENT, LPRegistered Investment Advisers · CRD # 132657 · CA · Approved
- BAKER STREET ADVISORS, LLCRegistered Investment Advisers · CRD # 128066 · CA · Approved
- BALANCE CASH MANAGEMENT INC.Registered Investment Advisers · CRD # 333867 · CA · Approved
- BALLAST POINT FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 283295 · CA · Approved
- BALLISTIC VENTURES ALPHA LLCExempt Reporting Advisers · CRD # 318512 · CA · ERA - Active
- BALMORAL MANAGEMENT II L.P.Registered Investment Advisers · CRD # 164956 · CA · Approved
- BAM VENTURES M ANAGEMENT, LLCExempt Reporting Advisers · CRD # 329944 · CA · ERA - Active
- BANCREEK CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 328736 · CA · Approved
- BANCREEK CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 312900 · CA · Approved
- BANCREEK CAPITAL STRATEGIES, LLCRegistered Investment Advisers · CRD # 341539 · CA · Approved
- BANNEKER PARTNERS LLCRegistered Investment Advisers · CRD # 296624 · CA · Approved
- BANTA ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 142987 · CA · Approved
- BANYAN ALPHA INVESTMENT L.P.Registered Investment Advisers · CRD # 311857 · CA · Approved
- BANYAN TREE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 168384 · CA · Approved