Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- WEALTH COMPASS FINANCIAL, INC.Registered Investment Advisers · CRD # 290139 · CA · Approved
- WEALTH SCRIPT ADVISORS LLCRegistered Investment Advisers · CRD # 334760 · CA · Approved
- WEALTH STRATEGIES GROUPRegistered Investment Advisers · CRD # 326407 · CA · Approved
- WEALTH TEAMS ALLIANCE INC.Registered Investment Advisers · CRD # 168907 · CA · Approved
- WEALTHFRONT ADVISERS LLCRegistered Investment Advisers · CRD # 148456 · CA · Approved
- WEALTHFRONT STRATEGIES LLCRegistered Investment Advisers · CRD # 289148 · CA · Approved
- WEALTHGUARD ADVISORS, INC.Registered Investment Advisers · CRD # 297192 · CA · Approved
- WEALTHLYNK, INC.Registered Investment Advisers · CRD # 327527 · CA · Approved
- WEALTHRISE FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 283764 · CA · Approved
- WEALTHSPIRE RETIREMENT, LLCRegistered Investment Advisers · CRD # 121254 · CA · Approved
- WEALTHSPRING PARTNERS, LLCRegistered Investment Advisers · CRD # 322756 · CA · Approved
- WEALTHVALUES, LLCRegistered Investment Advisers · CRD # 140004 · CA · Approved
- WEATHERLY ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 106935 · CA · Approved
- WEAVER CONSULTING GROUP, LLCRegistered Investment Advisers · CRD # 287895 · CA · Approved
- WEBB INVESTMENT NETWORK MANAGEMENT, LLCExempt Reporting Advisers · CRD # 311579 · CA · ERA - Active
- WEDBUSH FUND ADVISERS, LLCRegistered Investment Advisers · CRD # 334057 · CA · Approved
- WEDBUSH SECURITIES INC.Registered Investment Advisers · CRD # 877 · CA · Approved
- WEDGEWOOD ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 312054 · CA · Approved
- WEFUNDER ADVISORS, LLCExempt Reporting Advisers · CRD # 167803 · CA · ERA - Active
- WEINBERGER ASSET MANAGEMENT, INCRegistered Investment Advisers · CRD # 106176 · CA · Approved
- WELLACRE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 306770 · CA · Approved
- WELTON INVESTMENT PARTNERS LLCRegistered Investment Advisers · CRD # 172452 · CA · Approved
- WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 139237 · CA · Approved
- WERLEMANN SECURITIES LLCRegistered Investment Advisers · CRD # 317777 · CA · Approved
- WESCAP MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 104759 · CA · Approved
- WESPAC ADVISORS SOCAL, LLCRegistered Investment Advisers · CRD # 158413 · CA · Approved
- WESPAC ADVISORS, LLCRegistered Investment Advisers · CRD # 148242 · CA · Approved
- WEST HALL CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 300828 · CA · ERA - Active
- WEST STAR MANAGEMENT LLCExempt Reporting Advisers · CRD # 339799 · CA · ERA - Active
- WEST WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 316644 · CA · Approved
- WESTBOUND EQUITY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 306955 · CA · Approved
- WESTBRIDGE CAPITAL US ADVISORS, LPRegistered Investment Advisers · CRD # 161527 · CA · Approved
- WESTCAP MANAGEMENT, LLCRegistered Investment Advisers · CRD # 301822 · CA · Approved
- WESTECH INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 110429 · CA · Approved
- WESTEND CAPITAL MANAGEMENT, LLC.Registered Investment Advisers · CRD # 120545 · CA · Approved
- WESTERLY CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 140089 · CA · Approved
- WESTERN ASSET MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 110441 · CA · Approved
- WESTERN FINANCIAL CORPORATIONRegistered Investment Advisers · CRD # 6118 · CA · Approved
- WESTERN STANDARD, LLCRegistered Investment Advisers · CRD # 147864 · CA · Approved
- WESTHILL FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 152506 · CA · Approved
- WESTLAKE BIOPARTNERS, LLCExempt Reporting Advisers · CRD # 299325 · CA · ERA - Active
- WESTLY CAPITAL MANAGEMENT III, L.L.C.Exempt Reporting Advisers · CRD # 285571 · CA · ERA - Active
- WESTLY CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 161882 · CA · ERA - Active
- WESTMOUNT PARTNERS, LLCRegistered Investment Advisers · CRD # 158857 · CA · Approved
- WESTPARK CAPITAL, INC.Registered Investment Advisers · CRD # 39914 · CA · Approved
- WESTSHORE WEALTH, LLCRegistered Investment Advisers · CRD # 283843 · CA · Approved
- WESTSIDE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 154522 · CA · Approved
- WESTWAVE CAPITAL LLCExempt Reporting Advisers · CRD # 290174 · CA · ERA - Active
- WESTWOOD WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 290658 · CA · Approved
- WHELAN FINANCIALRegistered Investment Advisers · CRD # 107227 · CA · Approved