Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- MODERN CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 131117 · NC · Approved
- MOLOKAI INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 339376 · NC · ERA - Active
- MORGAN CREEK CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 138401 · NC · Approved
- MOSAIC CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 334830 · NC · ERA - Active
- MUIRFIELD WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 316071 · NC · Approved
- NAPLES ASSET MANAGEMENT CO., LLCRegistered Investment Advisers · CRD # 133978 · NC · Approved
- NEW REPUBLIC CAPITAL, LLCRegistered Investment Advisers · CRD # 310907 · NC · Approved
- NOVARE CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 117949 · NC · Approved
- OAK CITY CONSULTING, LLCRegistered Investment Advisers · CRD # 162220 · NC · Approved
- OBP CAPITAL LLCRegistered Investment Advisers · CRD # 167619 · NC · Approved
- OCTAGON ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 286248 · NC · Approved
- OLD NORTH STATE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 148659 · NC · Approved
- OLD PEAK FINANCE LLCRegistered Investment Advisers · CRD # 154804 · NC · Approved
- OLD WELL PARTNERS, LLCExempt Reporting Advisers · CRD # 285195 · NC · ERA - Active
- OMNISTAR FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 138515 · NC · Approved
- ONE8ZERO8, LLCRegistered Investment Advisers · CRD # 332702 · NC · Approved
- OVAL PARK CAPITAL LLCExempt Reporting Advisers · CRD # 319283 · NC · ERA - Active
- PAMLICO CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 157532 · NC · Approved
- PAPPAS CAPITAL, LLCExempt Reporting Advisers · CRD # 163346 · NC · ERA - Active
- PASSPORT WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 297449 · NC · Approved
- PENDLETON FINANCIAL, LLCRegistered Investment Advisers · CRD # 325303 · NC · Approved
- PHOENIX WEALTH ADVISORS INC.Registered Investment Advisers · CRD # 118412 · NC · Approved
- PHYSICIANS FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 118519 · NC · Approved
- PIEDMONT CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 155682 · NC · Approved
- PINAFORE WEALTH COUNSEL INC.Registered Investment Advisers · CRD # 170540 · NC · Approved
- PLEXUS CAPITAL, LLCRegistered Investment Advisers · CRD # 310241 · NC · Approved
- POM INVESTMENT STRATEGIES, LLCRegistered Investment Advisers · CRD # 317067 · NC · Approved
- PORTUS WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 300558 · NC · Approved
- POWELL FINANCIAL, INC.Registered Investment Advisers · CRD # 144230 · NC · Approved
- PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLCRegistered Investment Advisers · CRD # 149889 · NC · Approved
- PROFESSIONAL WEALTH MANAGEMENT SERVICES LLCRegistered Investment Advisers · CRD # 150266 · NC · Approved
- PROVIDENCE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 174631 · NC · Approved
- PURSUIT WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 337709 · NC · Approved
- QHP CAPITAL, L.P.Registered Investment Advisers · CRD # 311710 · NC · Approved
- QUANTITATIVE PROCESS, LLCRegistered Investment Advisers · CRD # 165699 · NC · Approved
- QUEST 10 WEALTH BUILDERS, INC.Registered Investment Advisers · CRD # 154092 · NC · Approved
- RALEIGH CAPITAL MANAGEMENT INC.Registered Investment Advisers · CRD # 149538 · NC · Approved
- REH WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 153826 · NC · Approved
- REICHARD CAPITAL, LLCRegistered Investment Advisers · CRD # 305695 · NC · Approved
- RELIANT INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 297369 · NC · Approved
- RIDGELINE WEALTH ADVISORS, LLC.Registered Investment Advisers · CRD # 284843 · NC · Approved
- RIDGEMONT PARTNERS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157421 · NC · Approved
- ROAN HFH, LPExempt Reporting Advisers · CRD # 336443 · NC · ERA - Active
- ROGUE FUNDS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 343760 · NC · ERA - Active
- SABER CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 166103 · NC · Approved
- SAFE HARBOR FAMILY CAPITAL, LLCRegistered Investment Advisers · CRD # 317547 · NC · Approved
- SALEM INVESTMENT COUNSELORS INCRegistered Investment Advisers · CRD # 104855 · NC · Approved
- SAPERE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 119598 · NC · Approved
- SCHOLAR FINANCIAL ADVISING, LLCRegistered Investment Advisers · CRD # 298968 · NC · Approved
- SEMMAX FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 144978 · NC · Approved