Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- NANTUCKET MULTI MANAGERS, LLCRegistered Investment Advisers · CRD # 129024 · MI · Approved
- NORRIS PERNE & FRENCH LLPRegistered Investment Advisers · CRD # 104683 · MI · Approved
- NORTHERN EDGE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 338102 · MI · Approved
- NORTHERN FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 121088 · MI · Approved
- NORTHERN SHORE CAPITAL LLCExempt Reporting Advisers · CRD # 339563 · MI · ERA - Active
- O2 INVESTMENT PARTNERS, L.P.Registered Investment Advisers · CRD # 291435 · MI · Approved
- OCTO CAPITAL, LLCRegistered Investment Advisers · CRD # 174351 · MI · Approved
- OLD MISSION INVESTMENT COMPANY, LLCRegistered Investment Advisers · CRD # 140381 · MI · Approved
- OLD OAK FINANCIAL PLANNING, INC.Registered Investment Advisers · CRD # 122500 · MI · Approved
- ONTRACK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 311374 · MI · Approved
- OPTIMAL CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 144719 · MI · Approved
- OTTAWA AVENUE PRIVATE CAPITAL, LLCRegistered Investment Advisers · CRD # 282516 · MI · Approved
- PALATINE HILL, LLCRegistered Investment Advisers · CRD # 305619 · MI · Approved
- PATHWORKS FINANCIAL, INC.Registered Investment Advisers · CRD # 138393 · MI · Approved
- PATRICK FINANCIAL GROUP, L.L.C.Registered Investment Advisers · CRD # 124610 · MI · Approved
- PEAK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166944 · MI · Approved
- PEARL PLANNING, LLCRegistered Investment Advisers · CRD # 336568 · MI · Approved
- PENINSULA CAPITAL PARTNERS, L.L.C.Registered Investment Advisers · CRD # 157354 · MI · Approved
- PENSTOCK EQUITY MANAGEMENT LLCExempt Reporting Advisers · CRD # 340947 · MI · ERA - Active
- PILGRIMS CAPITAL ADVISORS, INC.Registered Investment Advisers · CRD # 121348 · MI · Approved
- PINNACLE WEALTH MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 281935 · MI · Approved
- PINNACLE WEALTH MANAGEMENT PARTNERS, INC.Registered Investment Advisers · CRD # 166853 · MI · Approved
- PLANNING ALTERNATIVES LTDRegistered Investment Advisers · CRD # 110268 · MI · Approved
- PLANTE MORAN FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 112158 · MI · Approved
- PLANTE MORAN REAL ESTATE INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 323718 · MI · Approved
- PLYMOUTH MANAGEMENT COMPANYExempt Reporting Advisers · CRD # 163181 · MI · ERA - Active
- POINTE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 152520 · MI · Approved
- PPS & V ASSET MANAGEMENT CONSULTANTS INCRegistered Investment Advisers · CRD # 110491 · MI · Approved
- PREMIER ESTATE PLANNERS, LLCRegistered Investment Advisers · CRD # 122638 · MI · Approved
- PROVIDENT INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 106976 · MI · Approved
- Q3 ASSET MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 137839 · MI · Approved
- RACHOR INVESTMENT ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 105495 · MI · Approved
- RBS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 336536 · MI · Approved
- RED CEDAR INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 170939 · MI · Approved
- REGAL INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 125004 · MI · Approved
- REHMANN CAPITAL ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 123047 · MI · Approved
- REITZ CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 167088 · MI · Approved
- RENAISSANCE VENTURE CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 162268 · MI · Approved
- RETIREMENT INCOME SOLUTIONS, INC.Registered Investment Advisers · CRD # 110145 · MI · Approved
- RETIREMENT RESOURCES, LLCRegistered Investment Advisers · CRD # 151889 · MI · Approved
- RETIREMITTEN FINANCIAL LLCRegistered Investment Advisers · CRD # 300779 · MI · Approved
- REVALUE LLCRegistered Investment Advisers · CRD # 165499 · MI · Approved
- RFM FINANCIAL SOLUTIONS, LLCRegistered Investment Advisers · CRD # 124468 · MI · Approved
- RHL GROUP, LLCRegistered Investment Advisers · CRD # 330716 · MI · Approved
- RICHARD W. PAUL & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 156812 · MI · Approved
- RICHMOND BROTHERS, INC.Registered Investment Advisers · CRD # 158916 · MI · Approved
- RIVER RAISIN INVESTMENT PARTNERS, INC.Registered Investment Advisers · CRD # 298014 · MI · Approved
- RM INVESTMENT STRATEGIES, LLCRegistered Investment Advisers · CRD # 322828 · MI · Approved
- ROBINSON CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166182 · MI · Approved
- ROCHESTER WEALTH STRATEGIES, LLCRegistered Investment Advisers · CRD # 299150 · MI · Approved