Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ARES CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 131619 · CA · Approved
- ARES COMMERCIAL REAL ESTATE MANAGEMENT LLCRegistered Investment Advisers · CRD # 159050 · CA · Approved
- ARES FINANCIAL CONSULTING LLCRegistered Investment Advisers · CRD # 282852 · CA · Approved
- ARES MANAGEMENT LLCRegistered Investment Advisers · CRD # 130074 · CA · Approved
- ARGOS GLOBAL ADVISORS, LLCRegistered Investment Advisers · CRD # 287672 · CA · Approved
- ARGYLE CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 162246 · CA · Approved
- ARIA WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 288450 · CA · Approved
- ARIADNE WEALTH MANAGEMENT, LPRegistered Investment Advisers · CRD # 170999 · CA · Approved
- ARIAM GLOBAL INC.Registered Investment Advisers · CRD # 343104 · CA · Approved
- ARIMATHEARegistered Investment Advisers · CRD # 330140 · CA · Approved
- ARISTON SERVICES GROUP, LLCRegistered Investment Advisers · CRD # 146255 · CA · Approved
- ARISTOTLE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 109876 · CA · Approved
- ARISTOTLE INVESTMENT SERVICES, LLCRegistered Investment Advisers · CRD # 324207 · CA · Approved
- ARISTOTLE PACIFIC CAPITAL, LLCRegistered Investment Advisers · CRD # 298050 · CA · Approved
- ARISTOTLE PACIFIC CLO ADVISER III, LLCRegistered Investment Advisers · CRD # 339520 · CA · Approved
- ARIXA MANAGEMENT, LLCRegistered Investment Advisers · CRD # 336603 · CA · Approved
- ARK WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 309396 · CA · Approved
- ARLINGTON FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 283288 · CA · Approved
- ARROWROOT CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 285193 · CA · Approved
- ARROWROOT FAMILY OFFICE, LLCRegistered Investment Advisers · CRD # 168744 · CA · Approved
- ARROYO INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 130243 · CA · Approved
- ARTA FINANCE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 318714 · CA · Approved
- ARTIMAN MANAGEMENT, L.L.CExempt Reporting Advisers · CRD # 162908 · CA · ERA - Active
- ARTIS VENTURES MANAGEMENT, L.P.Exempt Reporting Advisers · CRD # 168686 · CA · ERA - Active
- ARTISANAL VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 318935 · CA · ERA - Active
- ARX MANAGEMENT, LLCRegistered Investment Advisers · CRD # 305659 · CA · Approved
- ASCENDANT CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 306257 · CA · Approved
- ASCENSION WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 146451 · CA · Approved
- ASIA ALTERNATIVES MANAGEMENT LLCRegistered Investment Advisers · CRD # 141481 · CA · Approved
- ASIA2G CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 329695 · CA · ERA - Active
- ASL FINANCIAL, LLCRegistered Investment Advisers · CRD # 115479 · CA · Approved
- ASPECT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 175357 · CA · ERA - Active
- ASPIREAN WEALTH, LLCRegistered Investment Advisers · CRD # 173138 · CA · Approved
- ASPIRIANT, LLCRegistered Investment Advisers · CRD # 146720 · CA · Approved
- ASSET DEDICATION, LLCRegistered Investment Advisers · CRD # 151988 · CA · Approved
- ASSET MANAGEMENT VENTURES, LLCExempt Reporting Advisers · CRD # 160606 · CA · ERA - Active
- ASSET PLANNING, INCRegistered Investment Advisers · CRD # 111535 · CA · Approved
- ASSETMARK, INC.Registered Investment Advisers · CRD # 109018 · CA · Approved
- ASTRAVIA FAMILY WEALTH OFFICE LLCRegistered Investment Advisers · CRD # 342263 · CA · 120-Day Approval
- AT ONE VENTURES OPCO, LLCExempt Reporting Advisers · CRD # 307972 · CA · ERA - Active
- ATALA FINANCIAL INCRegistered Investment Advisers · CRD # 318371 · CA · Approved
- ATARAXIA PARTNERS, LLCExempt Reporting Advisers · CRD # 317485 · CA · ERA - Active
- ATHENS CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 161885 · CA · ERA - Active
- ATINC, LLCExempt Reporting Advisers · CRD # 312506 · CA · ERA - Active
- ATLAS CAPITAL ADVISORS INC.Registered Investment Advisers · CRD # 127036 · CA · Approved
- ATLAS LEGACY ADVISORS LLCRegistered Investment Advisers · CRD # 329888 · CA · Approved
- ATLAS PEAK CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 168627 · CA · ERA - Active
- ATOMIC PARTNERS CONSULTING LLCExempt Reporting Advisers · CRD # 343879 · CA · ERA - Active
- ATTENTIVE INVESTMENTS, LLCRegistered Investment Advisers · CRD # 315478 · CA · Approved
- ATWATER CAPITAL, LLCRegistered Investment Advisers · CRD # 299075 · CA · Approved