Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- PACKERLAND BROKERAGE SERVICES, INC.Registered Investment Advisers · CRD # 37031 · WI · Approved
- PALADIN PARTNERS, LLCRegistered Investment Advisers · CRD # 132024 · WI · Approved
- PARK CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 158965 · WI · Approved
- PAVLIC INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 111246 · WI · Approved
- PLUS GROUP WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 300714 · WI · Approved
- POEHLING CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 131668 · WI · Approved
- PORTFOLIO DESIGN SERVICES, LLCRegistered Investment Advisers · CRD # 131506 · WI · Approved
- PRESCIENT CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 309243 · WI · ERA - Active
- PROFESSIONAL FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 154016 · WI · Approved
- PROVIDENT TRUST COMPANYRegistered Investment Advisers · CRD # 110118 · WI · Approved
- RACON CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 166508 · WI · ERA - Active
- RAMIAH INVESTMENT GROUP, INC.Registered Investment Advisers · CRD # 130919 · WI · Approved
- REINHART PARTNERS, LLCRegistered Investment Advisers · CRD # 106432 · WI · Approved
- RESONANT CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 298451 · WI · Approved
- RETIREMENT INCOME STRATEGIES, LLCRegistered Investment Advisers · CRD # 318052 · WI · Approved
- RETIREMENT WEALTH SOLUTIONS LLCRegistered Investment Advisers · CRD # 317253 · WI · Approved
- REVIEW SERVICES INCRegistered Investment Advisers · CRD # 110277 · WI · Approved
- RIA SERVICES, LLCRegistered Investment Advisers · CRD # 281520 · WI · Approved
- RICHARDSON CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 130985 · WI · Approved
- RICHMOND INVESTMENT SERVICES LLCRegistered Investment Advisers · CRD # 327451 · WI · Approved
- RIVER1 ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 329230 · WI · Approved
- RIVERWATER PARTNERS LLCRegistered Investment Advisers · CRD # 283540 · WI · Approved
- RMG WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 310363 · WI · Approved
- ROBERT W. BAIRD & CO. INCORPORATEDRegistered Investment Advisers · CRD # 8158 · WI · Approved
- ROCK RIVER CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 306103 · WI · ERA - Active
- SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 319298 · WI · Approved
- SCHAPER BENZ & WISE INVESTMENT COUNSEL INCRegistered Investment Advisers · CRD # 107630 · WI · Approved
- SENTINEL ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 338121 · WI · Approved
- SENTRY INVESTMENT MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 105176 · WI · Approved
- SHAKESPEARE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 111950 · WI · Approved
- SIGNIFICANCE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 331940 · WI · Approved
- SIMS CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 129398 · WI · Approved
- SKYLANDS CAPITAL, LLCRegistered Investment Advisers · CRD # 131183 · WI · Approved
- SPECTRUM INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 108669 · WI · Approved
- STERLING CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 106822 · WI · Approved
- STONEHAVEN WEALTH & TAX SOLUTIONS, LLCRegistered Investment Advisers · CRD # 332731 · WI · Approved
- SUGAR MAPLE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 282632 · WI · Approved
- SULLIVAN INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 289217 · WI · Approved
- SUMNICHT & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 111421 · WI · Approved
- SYCAMORE INVESTMENT CONSULTING SERVICES, LLCRegistered Investment Advisers · CRD # 125081 · WI · Approved
- T. ANTON INVESTMENT HOUSE, INC.Registered Investment Advisers · CRD # 174970 · WI · Approved
- THE KIECKHEFER GROUP LLCRegistered Investment Advisers · CRD # 331128 · WI · Approved
- THE MILWEALTH GROUP, LLCRegistered Investment Advisers · CRD # 108931 · WI · Approved
- THOMPSON INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 129609 · WI · Approved
- TIDAL INVESTMENTS LLCRegistered Investment Advisers · CRD # 164201 · WI · Approved
- TITLETOWN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 307752 · WI · Approved
- TITLETOWNTECH VENTURES LLCExempt Reporting Advisers · CRD # 305882 · WI · ERA - Active
- TRANSCEND ADVISOR GROUP, LLCRegistered Investment Advisers · CRD # 311746 · WI · Approved
- UNCOMMON CENTS INVESTING, INCRegistered Investment Advisers · CRD # 290105 · WI · Approved
- UNIPLAN INVESTMENT COUNSEL, INC.Registered Investment Advisers · CRD # 154718 · WI · Approved