Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- CROSS BORDER FINANCIAL PLANNING USA LLCRegistered Investment Advisers · CRD # 317154 · PA · Approved
- CROSSGATE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 121856 · PA · Approved
- CROSSOVER CAPITAL BRANDS LLCRegistered Investment Advisers · CRD # 326625 · PA · Approved
- CSM ADVISORS, LLCRegistered Investment Advisers · CRD # 306128 · PA · Approved
- D.B. ROOT & COMPANY, LLCRegistered Investment Advisers · CRD # 188512 · PA · Approved
- DAKOTA INVESTMENTS, LLCRegistered Investment Advisers · CRD # 290284 · PA · Approved
- DARK HORSE CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 321156 · PA · ERA - Active
- DEWITT INVESTMENT RESEARCH & MANAGEMENT INCRegistered Investment Advisers · CRD # 108232 · PA · Approved
- DICCIANNI FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 149332 · PA · Approved
- DINUZZO PRIVATE WEALTH, INC.Registered Investment Advisers · CRD # 112778 · PA · Approved
- DREXEL MORGAN & CO.Registered Investment Advisers · CRD # 151053 · PA · Approved
- DT INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 157646 · PA · Approved
- DUNCAN FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 309454 · PA · Approved
- DVB PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 341684 · PA · 120-Day Approval
- DWD PORTFOLIO SOLUTIONS, INC.Registered Investment Advisers · CRD # 121435 · PA · Approved
- EAB INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 165865 · PA · Approved
- EAGLE INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 144094 · PA · Approved
- ECHO FINANCE LLCExempt Reporting Advisers · CRD # 317145 · PA · ERA - Active
- ECON FINANCIAL SERVICES CORPORATIONRegistered Investment Advisers · CRD # 226774 · PA · Approved
- EDYN FINANCIAL INC.Registered Investment Advisers · CRD # 342781 · PA · 120-Day Approval
- EHB FINANCIAL RESOURCES MANAGEMENT, INC.Registered Investment Advisers · CRD # 116186 · PA · Approved
- ELECTRA CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 318664 · PA · Approved
- ELITE LIFE MANAGEMENT LLCRegistered Investment Advisers · CRD # 310917 · PA · Approved
- ELLIS INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 157669 · PA · Approved
- ELM CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 294012 · PA · Approved
- ELM PARTNERS MANAGEMENT LLCRegistered Investment Advisers · CRD # 167225 · PA · Approved
- EMERALD ADVISERS, LLCRegistered Investment Advisers · CRD # 107496 · PA · Approved
- EMERALD INVESTMENT ADVISERS, LLCRegistered Investment Advisers · CRD # 338769 · PA · Approved
- EMERALD MUTUAL FUND ADVISERS TRUSTRegistered Investment Advisers · CRD # 135130 · PA · Approved
- EMERALD SEPARATE ACCOUNT MANAGEMENT LLCRegistered Investment Advisers · CRD # 150202 · PA · Approved
- EMKO INDUSTRIAL GP I LLCExempt Reporting Advisers · CRD # 334508 · PA · ERA - Active
- EMPACTFUL CAPITAL LLCExempt Reporting Advisers · CRD # 325002 · PA · ERA - Active
- EMPOWERED FUNDS, LLCRegistered Investment Advisers · CRD # 171412 · PA · Approved
- EMSTONE ADVISERS, LLCRegistered Investment Advisers · CRD # 139061 · PA · Approved
- ENERTECH CAPITAL HOLDING COMPANY, L.P.Exempt Reporting Advisers · CRD # 161807 · PA · ERA - Active
- ENGLEBERT FINANCIAL ADVISERS, LLCRegistered Investment Advisers · CRD # 300568 · PA · Approved
- ENHANCING CAPITAL LLCRegistered Investment Advisers · CRD # 290018 · PA · Approved
- ENTRUST FINANCIAL LLCRegistered Investment Advisers · CRD # 174694 · PA · Approved
- ENVESTNET ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 111694 · PA · Approved
- ENVESTNET PORTFOLIO SOLUTIONS, INC.Registered Investment Advisers · CRD # 109662 · PA · Approved
- ENVESTNET RETIREMENT SOLUTIONS, LLCRegistered Investment Advisers · CRD # 171570 · PA · Approved
- EQT REAL ESTATE, LLCRegistered Investment Advisers · CRD # 161935 · PA · Approved
- EQUITA FINANCIAL NETWORK, INC.Registered Investment Advisers · CRD # 277031 · PA · Approved
- EQUUS CAPITAL PARTNERS, LTD.Registered Investment Advisers · CRD # 158719 · PA · Approved
- ERICKSON FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 299818 · PA · Approved
- ETHOS CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 313145 · PA · Approved
- ETHOS FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 321748 · PA · Approved
- EUREKA EQUITY PARTNERS, L.P.Registered Investment Advisers · CRD # 159236 · PA · Approved
- EWA, LLCRegistered Investment Advisers · CRD # 308977 · PA · Approved
- EXCORDE CAPITAL LLCRegistered Investment Advisers · CRD # 337589 · PA · 120-Day Approval