Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- HOBART PRIVATE CAPITAL, LLCRegistered Investment Advisers · CRD # 168494 · NC · Approved
- HOLDERNESS INVESTMENTS CORegistered Investment Advisers · CRD # 106530 · NC · Approved
- HOLLINGSWORTH AVENT AVERRE & PURVIS, PARegistered Investment Advisers · CRD # 118943 · NC · Approved
- HORIZON FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 158798 · NC · Approved
- HORIZON INVESTMENTS LLCRegistered Investment Advisers · CRD # 109552 · NC · Approved
- HORIZONS WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 127457 · NC · Approved
- HUNTER STREET INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 145334 · NC · Approved
- IA NETWORK, LLCRegistered Investment Advisers · CRD # 319096 · NC · Approved
- IDEA FUND PARTNERS, LLCExempt Reporting Advisers · CRD # 222528 · NC · ERA - Active
- IFC CORE INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 302090 · NC · Approved
- IFC INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 305377 · NC · Approved
- INDEPENDENT ADVISOR ALLIANCE, LLCRegistered Investment Advisers · CRD # 168267 · NC · Approved
- INDEPENDENT WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 328786 · NC · Approved
- INDEXPERTS, LLCRegistered Investment Advisers · CRD # 314858 · NC · Approved
- INNOVATION PARTNERS LLC.Registered Investment Advisers · CRD # 146344 · NC · Approved
- INSIGHT FOLIOS INCRegistered Investment Advisers · CRD # 174411 · NC · Approved
- INTEGRATED WEALTHCARE, LLCRegistered Investment Advisers · CRD # 312929 · NC · Approved
- INTEGRATIVE PLANNING, INC.Registered Investment Advisers · CRD # 336307 · NC · Approved
- INTERCAROLINA FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 19475 · NC · Approved
- INTERSOUTH ADVISORS, INC.Exempt Reporting Advisers · CRD # 162113 · NC · ERA - Active
- INVEST APPALACHIA FUND MANAGER LLCExempt Reporting Advisers · CRD # 323052 · NC · ERA - Active
- INVESTOR ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 106837 · NC · Approved
- IP FINANCIAL ADVISORY SERVICES LLCRegistered Investment Advisers · CRD # 305772 · NC · Approved
- IRONSIDES ASSET ADVISORS, LLCRegistered Investment Advisers · CRD # 161683 · NC · Approved
- JOEL ADAMS AND ASSOCIATES INC.Registered Investment Advisers · CRD # 319379 · NC · Approved
- KANBRICK LLCRegistered Investment Advisers · CRD # 309288 · NC · Approved
- KENNETH FRENKE & CO., INC.Registered Investment Advisers · CRD # 109352 · NC · Approved
- KENSINGTON FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 127658 · NC · Approved
- KERUSSO CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 316352 · NC · Approved
- KIAN CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 329179 · NC · Approved
- KINETICOS LIFE SCIENCES MANAGEMENT LLCExempt Reporting Advisers · CRD # 318515 · NC · ERA - Active
- KUCHARO WEALTH, LLCRegistered Investment Advisers · CRD # 329601 · NC · Approved
- KUHN ADVISORS, INC.Registered Investment Advisers · CRD # 117816 · NC · Approved
- LAUREL WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 118469 · NC · Approved
- LEVEL WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 301381 · NC · Approved
- LEWIS FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 116344 · NC · Approved
- LIFEPLAN INVESTMENT ADVISORS, INCRegistered Investment Advisers · CRD # 144157 · NC · Approved
- LINDEN THOMAS ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 288557 · NC · Approved
- LINVILLE CAPITAL LLCExempt Reporting Advisers · CRD # 342522 · NC · ERA - Active
- LIONLIGHT CAPITAL, L.P.Exempt Reporting Advisers · CRD # 342659 · NC · ERA - Active
- LIVE OAK PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 297904 · NC · Approved
- LUMINA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 291548 · NC · Approved
- LYON WEALTH ADVISORS GROUP, LLCRegistered Investment Advisers · CRD # 325041 · NC · Approved
- MAUNEY-PITT FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 337870 · NC · Approved
- MBL WEALTH, LLCRegistered Investment Advisers · CRD # 305176 · NC · Approved
- MCGRATH & ASSOCIATES, INC.Registered Investment Advisers · CRD # 121197 · NC · Approved
- MEM MANAGER, LLCExempt Reporting Advisers · CRD # 344130 · NC · ERA - Active
- MILESTONE INVESTMENTS, INC.Registered Investment Advisers · CRD # 47090 · NC · Approved
- MILL CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 312798 · NC · Approved
- MILLBANK DARTMOOR PORTSMOUTH LLCRegistered Investment Advisers · CRD # 311046 · NC · Approved