Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ANACAPA CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 169160 · CA · ERA - Active
- ANAGRAM ASSET MANAGEMENT, LLCExempt Reporting Advisers · CRD # 327114 · CA · ERA - Active
- ANAR MANAGEMENT LLCExempt Reporting Advisers · CRD # 290420 · CA · ERA - Active
- ANCHOR BAY CAPITAL, INC.Registered Investment Advisers · CRD # 116913 · CA · Approved
- ANCHOR BAY PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 327418 · CA · Approved
- ANCHOR CAPITAL MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 123543 · CA · Approved
- ANCHOR POINT FINANCIAL LLCRegistered Investment Advisers · CRD # 334103 · CA · Approved
- ANDRA CAPITAL LLCRegistered Investment Advisers · CRD # 314080 · CA · Approved
- ANDREWS, LUCIA WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 130931 · CA · Approved
- ANGELENO GROUP, LLCRegistered Investment Advisers · CRD # 159677 · CA · Approved
- ANGELES EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 281284 · CA · Approved
- ANGELES FAMILY OFFICE, LLCRegistered Investment Advisers · CRD # 338266 · CA · Approved
- ANGELES INVESTMENT ADVISORS, LLC.Registered Investment Advisers · CRD # 110213 · CA · Approved
- ANGELES WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 159952 · CA · Approved
- ANGELSDECK LLCExempt Reporting Advisers · CRD # 318857 · CA · ERA - Active
- ANKONA MANAGEMENT, LLCExempt Reporting Advisers · CRD # 305665 · CA · ERA - Active
- ANORAK VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 343541 · CA · ERA - Active
- ANT MONEY ADVISORS, LLCRegistered Investment Advisers · CRD # 308481 · CA · Approved
- ANTHOS MANAGEMENT, L.P.Registered Investment Advisers · CRD # 165980 · CA · Approved
- ANV MANAGEMENT, LLCExempt Reporting Advisers · CRD # 329682 · CA · ERA - Active
- AOF MANAGEMENT LLCRegistered Investment Advisers · CRD # 170193 · CA · Approved
- APC ASSET DEVELOPMENT I, LPRegistered Investment Advisers · CRD # 328513 · CA · Approved
- APC ASSET DEVELOPMENT II, LPRegistered Investment Advisers · CRD # 328587 · CA · Approved
- APERIO GROUP, LLCRegistered Investment Advisers · CRD # 111616 · CA · Approved
- APHIAS CAPITAL, L.P.Registered Investment Advisers · CRD # 336255 · CA · Approved
- APPIAN WAY FINANCIAL LLCRegistered Investment Advisers · CRD # 168109 · CA · Approved
- APPLE & ASSOCIATESRegistered Investment Advisers · CRD # 126849 · CA · Approved
- APPLESEED ADVISORY, LLCRegistered Investment Advisers · CRD # 342466 · CA · 120-Day Approval
- APPLIED VENTURES, LLCExempt Reporting Advisers · CRD # 334249 · CA · ERA - Active
- APRIEM ADVISORSRegistered Investment Advisers · CRD # 108188 · CA · Approved
- APS ADVISORSRegistered Investment Advisers · CRD # 153504 · CA · Approved
- APS MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 284697 · CA · Approved
- AQT CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 338922 · CA · ERA - Active
- AQUA CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 151887 · CA · Approved
- AR ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 110342 · CA · Approved
- ARANOVA CAPITAL, LLCExempt Reporting Advisers · CRD # 335003 · CA · ERA - Active
- ARC ADVISORY LLCRegistered Investment Advisers · CRD # 330258 · CA · Approved
- ARC CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 342797 · CA · Approved
- ARC70 ADVISERS LPRegistered Investment Advisers · CRD # 288087 · CA · Approved
- ARCA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 305964 · CA · Approved
- ARCA INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 298298 · CA · Approved
- ARCADIAN CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 304492 · CA · ERA - Active
- ARCANO CAPITAL USA, INC.Exempt Reporting Advisers · CRD # 317164 · CA · ERA - Active
- ARCHER CAPITAL GROUP MANAGEMENT, LLCRegistered Investment Advisers · CRD # 317047 · CA · Approved
- ARCHER POINTE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 308777 · CA · Approved
- ARCHITECT CAPITAL CORP.Registered Investment Advisers · CRD # 315010 · CA · Approved
- ARCHITECT EQUITY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 328703 · CA · Approved
- ARCHVEST WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 172087 · CA · Approved
- ARENA CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 170313 · CA · Approved
- ARES CAPITAL MANAGEMENT II LLCRegistered Investment Advisers · CRD # 157292 · CA · Approved