Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- LONE PEAK ADVISERS, LLCRegistered Investment Advisers · CRD # 296772 · UT · Approved
- LONE PEAK GLOBAL INVESTORS, LLCRegistered Investment Advisers · CRD # 153956 · UT · Approved
- LONGSHIP CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 327478 · UT · ERA - Active
- LUNT CAPITAL MANAGEMENT INC.Registered Investment Advisers · CRD # 125183 · UT · Approved
- M3F, INC.Registered Investment Advisers · CRD # 151191 · UT · Approved
- MADDIX CAPITAL LLCExempt Reporting Advisers · CRD # 324648 · UT · ERA - Active
- MED VENTURE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 335443 · UT · Approved
- MEDICUS WEALTH PLANNING, INC.Registered Investment Advisers · CRD # 282904 · UT · Approved
- MERCATO MANAGEMENT LEGACY, LLCExempt Reporting Advisers · CRD # 335389 · UT · ERA - Active
- MERCATO MANAGEMENT, LLCExempt Reporting Advisers · CRD # 163142 · UT · ERA - Active
- MERCATO SAVORY MANAGEMENT, LLCExempt Reporting Advisers · CRD # 336251 · UT · ERA - Active
- MERCATUS PARTNERS, LLCExempt Reporting Advisers · CRD # 318368 · UT · ERA - Active
- NARUS FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 173534 · UT · Approved
- NAVIGATE FINANCIAL LLCRegistered Investment Advisers · CRD # 325945 · UT · Approved
- NAVIGATE PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 170774 · UT · Approved
- NET WORTH ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 126983 · UT · Approved
- NEW MILLENNIUM GROUP, LLCRegistered Investment Advisers · CRD # 299249 · UT · Approved
- NORTH CAPITAL, INC.Registered Investment Advisers · CRD # 148802 · UT · Approved
- OAKHOUSE PARTNERS, LLCExempt Reporting Advisers · CRD # 290187 · UT · ERA - Active
- OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 165355 · UT · Approved
- OLYMPUS PEAKS FINANCIAL, LLCRegistered Investment Advisers · CRD # 283040 · UT · Approved
- OXFORD WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 332725 · UT · Approved
- PARAGON CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 105962 · UT · Approved
- PELION, INCExempt Reporting Advisers · CRD # 162762 · UT · ERA - Active
- PERIOPE, LCRegistered Investment Advisers · CRD # 144256 · UT · Approved
- PESCI WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 343428 · UT · 120-Day Approval
- PETERSON PARTNERS, LLCRegistered Investment Advisers · CRD # 159450 · UT · Approved
- PETERSON ROGERS PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 324001 · UT · Approved
- PETERSON WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 146349 · UT · Approved
- PETERSON WEALTH SERVICES INC.Registered Investment Advisers · CRD # 288620 · UT · Approved
- PHYSICIAN WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 106043 · UT · Approved
- PLATFORM WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 329313 · UT · Approved
- PORTSIDE WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 325175 · UT · Approved
- PRESTIGE WEALTHWIDE, LLCRegistered Investment Advisers · CRD # 321789 · UT · Approved
- PROMONTORY FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 153666 · UT · Approved
- PROSPER WEALTH SOLUTIONS, LLCRegistered Investment Advisers · CRD # 311144 · UT · Approved
- PROVIDENT LIVING FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 282665 · UT · Approved
- REACH WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 333710 · UT · Approved
- REEF INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 309186 · UT · Approved
- REFINED WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 169563 · UT · Approved
- RETV MANAGEMENT, LLCExempt Reporting Advisers · CRD # 292895 · UT · ERA - Active
- RILEY S. CROSBIE ADVISORY, LLCRegistered Investment Advisers · CRD # 336507 · UT · Approved
- ROYAL STREET VENTURES MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 305797 · UT · ERA - Active
- SANDLOT PARTNERS, LLCRegistered Investment Advisers · CRD # 311409 · UT · Approved
- SANDLOT PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 335925 · UT · Approved
- SAVORY CAPITAL LLCExempt Reporting Advisers · CRD # 334473 · UT · ERA - Active
- SEPIO CAPITAL, LPRegistered Investment Advisers · CRD # 285645 · UT · Approved
- SEVEN CANYONS ADVISORS, LLCRegistered Investment Advisers · CRD # 290334 · UT · Approved
- SG TRADING SOLUTIONS, LLCRegistered Investment Advisers · CRD # 322928 · UT · Approved
- SIGNAL PEAK VENTURES, LLCExempt Reporting Advisers · CRD # 159746 · UT · ERA - Active