Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- SEAS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 334983 · SC · ERA - Active
- SMITH, BRIAN DAVIDRegistered Investment Advisers · CRD # 121757 · SC · Approved
- SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 165306 · SC · Approved
- SQN VENTURE PARTNERS, LLCRegistered Investment Advisers · CRD # 301483 · SC · Approved
- STOKES CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 281278 · SC · Approved
- TANDEM INVESTMENT ADVISORS INCRegistered Investment Advisers · CRD # 109392 · SC · Approved
- TASK FORCE X CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 321841 · SC · ERA - Active
- TAVERIK CAPITAL, LLCRegistered Investment Advisers · CRD # 156594 · SC · Approved
- THE CAVANAUGH GROUP INCRegistered Investment Advisers · CRD # 105931 · SC · Approved
- TIDEHAVEN WEALTH, LLCRegistered Investment Advisers · CRD # 281814 · SC · Approved
- VAN DER NOORD FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 135556 · SC · Approved
- VERITY AND VERITY, LLCRegistered Investment Advisers · CRD # 119630 · SC · Approved
- VICTORIA CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 107665 · SC · Approved
- VOLOFIN CAPITAL MANAGEMENT (US) LLCRegistered Investment Advisers · CRD # 309922 · SC · Approved
- WALLICK INVESTMENTS, LLCRegistered Investment Advisers · CRD # 162976 · SC · Approved
- WARREN CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 137449 · SC · Approved
- WEALTH INTELLIGENTLY NAVIGATED, LLCRegistered Investment Advisers · CRD # 340998 · SC · 120-Day Approval
- WEALTH MANAGEMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 171260 · SC · Approved
- WEBSTERROGERS FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 121006 · SC · Approved
- WILDES FINANCIAL STRATEGIES, INCRegistered Investment Advisers · CRD # 289496 · SC · Approved
- WILLIAM B. WALKUP & ASSOCIATES, INC.Registered Investment Advisers · CRD # 135533 · SC · Approved
- XRC INVESTMENT ADVISORS LLCExempt Reporting Advisers · CRD # 318074 · SC · ERA - Active
- YON DRAKE & ASSOCIATES INCRegistered Investment Advisers · CRD # 111491 · SC · Approved