Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- MOSAIC WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 340681 · IN · Approved
- NEARSIDE ADVISORS, LLCRegistered Investment Advisers · CRD # 341851 · IN · Approved
- NORTHWEST FINANCIAL SERVICES INCRegistered Investment Advisers · CRD # 106805 · IN · Approved
- ONEAMERICA ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 165929 · IN · Approved
- ONEAMERICA SECURITIES, INC.Registered Investment Advisers · CRD # 4173 · IN · Approved
- OXFORD FINANCIAL GROUP, LTD. LLCRegistered Investment Advisers · CRD # 105303 · IN · Approved
- OXFORD HARRIMAN HOLDINGS ADV LLCRegistered Investment Advisers · CRD # 340313 · IN · 120-Day Approval
- OXINAS PARTNERS, LLCRegistered Investment Advisers · CRD # 297462 · IN · Approved
- PATHWAY FINANCIAL ADVISERS, LLCRegistered Investment Advisers · CRD # 166237 · IN · Approved
- PELOTON CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 109775 · IN · Approved
- PETTINGA FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 156369 · IN · Approved
- PHILLIPS FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 131344 · IN · Approved
- PRAXIS INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 105675 · IN · Approved
- PRECEDENT ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 169100 · IN · Approved
- PRIVATE COUNSEL GROUP, LTD.Registered Investment Advisers · CRD # 300083 · IN · Approved
- PROCOURSE FIDUCIARY ADVISORS, LLCRegistered Investment Advisers · CRD # 164328 · IN · Approved
- PROTEUS, LLCRegistered Investment Advisers · CRD # 164085 · IN · Approved
- PROVIDER FINANCIAL, INC.Registered Investment Advisers · CRD # 168964 · IN · Approved
- QBOX FIDUCIARY SOLUTIONS, LLCRegistered Investment Advisers · CRD # 167622 · IN · Approved
- QUANTUM FINANCIAL SERVICES INC.Registered Investment Advisers · CRD # 121631 · IN · Approved
- REIFY WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 121978 · IN · Approved
- RJP INVESTMENT ADVISORS, LLPRegistered Investment Advisers · CRD # 111536 · IN · Approved
- ROSENTHAL | HENRY CAPITAL ADVISORS, INC.Exempt Reporting Advisers · CRD # 158537 · IN · ERA - Active
- SAPIENT CAPITAL LLCRegistered Investment Advisers · CRD # 324899 · IN · Approved
- SBAUER FUNDS, LLCRegistered Investment Advisers · CRD # 144782 · IN · Approved
- SCHMIDT, JACOB AARONRegistered Investment Advisers · CRD # 121034 · IN · Approved
- SECURITY FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 122050 · IN · Approved
- SHEPHERD FINANCIAL INVESTMENT ADVISORY LLCRegistered Investment Advisers · CRD # 288623 · IN · Approved
- SMI ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 137872 · IN · Approved
- SMITH FINANCIAL INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 154022 · IN · Approved
- SPYGLASS INVESTMENT MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 122594 · IN · Approved
- STOREN LEGACY PARTNERS, LLCRegistered Investment Advisers · CRD # 339197 · IN · Approved
- STREET CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 309233 · IN · Approved
- STRIVE FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 333298 · IN · Approved
- SUNRISE CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 338975 · IN · ERA - Active
- SYCAMORE FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 14143 · IN · Approved
- SYM FINANCIAL CORPORATIONRegistered Investment Advisers · CRD # 107517 · IN · Approved
- TEEPLE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 147676 · IN · Approved
- THE FINANCIAL RESOURCE CENTER, INC.Registered Investment Advisers · CRD # 316747 · IN · Approved
- THE WELLINGTON GRP LLCRegistered Investment Advisers · CRD # 332803 · IN · Approved
- THOMAS STORY AND SON LLCRegistered Investment Advisers · CRD # 148774 · IN · Approved
- THURSTON SPRINGER ADVISORS, LLCRegistered Investment Advisers · CRD # 299201 · IN · Approved
- TITAN INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 291148 · IN · Approved
- TKG ADVISORS, LLCRegistered Investment Advisers · CRD # 168156 · IN · Approved
- TRADEWELL SECURITIES, LLCRegistered Investment Advisers · CRD # 332473 · IN · Approved
- TRUEDGE ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 323442 · IN · Approved
- TRUST INVESTMENT ADVISORS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 329218 · IN · Approved
- US AGRICULTURE, LLCRegistered Investment Advisers · CRD # 282576 · IN · Approved
- VALEO FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 127132 · IN · Approved
- VESTIA ADVISORS, LLCRegistered Investment Advisers · CRD # 290565 · IN · Approved