Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- IRONWOOD WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 200511 · AZ · Approved
- J. P. DAVIS, INC.Registered Investment Advisers · CRD # 289548 · AZ · Approved
- JOE ALLEN, LLCRegistered Investment Advisers · CRD # 342928 · AZ · 120-Day Approval
- JUNCTURE WEALTH STRATEGIES, LLCRegistered Investment Advisers · CRD # 298110 · AZ · Approved
- KEY GROUP MANAGEMENT, INC.Registered Investment Advisers · CRD # 146054 · AZ · Approved
- KINGDOM FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 155676 · AZ · Approved
- KLINKLOANS FUND, LLCExempt Reporting Advisers · CRD # 330004 · AZ · ERA - Active
- L. ROY PAPP & ASSOCIATES, LLPRegistered Investment Advisers · CRD # 105130 · AZ · Approved
- LANE BROTHERS & CO INCRegistered Investment Advisers · CRD # 105968 · AZ · Approved
- LARRY MATHIS FINANCIAL PLANNING, L.L.C.Registered Investment Advisers · CRD # 172858 · AZ · Approved
- LEGACY CORNERSTONE WEALTH LLCRegistered Investment Advisers · CRD # 281027 · AZ · Approved
- LEVIN FUNDING GROUP LLCRegistered Investment Advisers · CRD # 170087 · AZ · Approved
- LGM CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 283872 · AZ · Approved
- LILLIANO CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 339106 · AZ · Approved
- LUMINESCENT WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 337660 · AZ · Approved
- LUMINVEST WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 326261 · AZ · Approved
- MARTINSEN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 332433 · AZ · Approved
- MEIXLER INVESTMENT MANAGEMENT, LTD.Registered Investment Advisers · CRD # 168223 · AZ · Approved
- MILLER WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 342288 · AZ · Approved
- MSH CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 157835 · AZ · Approved
- MULHOLLAND WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 282408 · AZ · Approved
- NERDWALLET ADVISORY LLCRegistered Investment Advisers · CRD # 325767 · AZ · Approved
- NEXT UP WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 342136 · AZ · Approved
- NORTHRIM ADVISER, LLCRegistered Investment Advisers · CRD # 306796 · AZ · Approved
- NOVA FINANCIAL LLCRegistered Investment Advisers · CRD # 150148 · AZ · Approved
- NUMERIXS INVESTMENT TECHNOLOGIES INCRegistered Investment Advisers · CRD # 172022 · AZ · Approved
- O'CONNOR CAPITAL ADVISORY, LLCRegistered Investment Advisers · CRD # 152687 · AZ · Approved
- ONE WEALTH CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 331395 · AZ · Approved
- OPTIMA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 306036 · AZ · Approved
- OSAIC WEALTH, INC.Registered Investment Advisers · CRD # 23131 · AZ · Approved
- PANGAEA VENTURES US INC.Exempt Reporting Advisers · CRD # 281517 · AZ · ERA - Active
- PFG ADVISORS, LLCRegistered Investment Advisers · CRD # 173344 · AZ · Approved
- PHILIP O. JOHNSON & COMPANY, LTD.Registered Investment Advisers · CRD # 104621 · AZ · Approved
- PHX MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 327811 · AZ · ERA - Active
- PINNACLE PEAK PRIVATE CLIENT GROUP, LLCRegistered Investment Advisers · CRD # 282003 · AZ · Approved
- PRAVATI CAPITAL LLCRegistered Investment Advisers · CRD # 300435 · AZ · Approved
- PRESTON ADVISORY SERVICES LLCRegistered Investment Advisers · CRD # 289926 · AZ · Approved
- PROFOCUS, INCORPORATEDRegistered Investment Advisers · CRD # 113954 · AZ · Approved
- PROSPER PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 333708 · AZ · Approved
- R.H. INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 115994 · AZ · Approved
- RAINTREE CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 300716 · AZ · ERA - Active
- RBG CAPITAL LLCRegistered Investment Advisers · CRD # 343318 · AZ · 120-Day Approval
- REDEEM FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 313761 · AZ · Approved
- REDWOOD INVESTMENT MANAGEMENT, LLC.Registered Investment Advisers · CRD # 153139 · AZ · Approved
- RELEVE FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 285243 · AZ · Approved
- RESQ INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 169528 · AZ · Approved
- REVTEK ADVISORS, LLCExempt Reporting Advisers · CRD # 332452 · AZ · ERA - Active
- RIDGELINE WEALTH LLCRegistered Investment Advisers · CRD # 318258 · AZ · Approved
- ROVIN CAPITAL LLCRegistered Investment Advisers · CRD # 152662 · AZ · Approved
- RRA INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 306287 · AZ · Approved