Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- PINNACLE EQUITY PARTNERS GP LLCExempt Reporting Advisers · CRD # 330485 · PR · ERA - Active
- PLEASANT LAKE PARTNERS LLCRegistered Investment Advisers · CRD # 304281 · PR · Approved
- POPULAR ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 313653 · PR · Approved
- POPULAR SECURITIES, LLCRegistered Investment Advisers · CRD # 8096 · PR · Approved
- PRAETORIAN PR LLCRegistered Investment Advisers · CRD # 323280 · PR · Approved
- PREFERRED CAPITAL FUND MANAGEMENT LLCExempt Reporting Advisers · CRD # 341073 · PR · ERA - Active
- RATIONAL ADVISORS, INC.Registered Investment Advisers · CRD # 111452 · PR · Approved
- RE INVESTMENT ADVISORS, LLCExempt Reporting Advisers · CRD # 315087 · PR · ERA - Active
- REBEL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 334378 · PR · ERA - Active
- RIOBLANCO CAPITAL LLCRegistered Investment Advisers · CRD # 325702 · PR · Approved
- ROCANA-SEMILLERO ADVISORS PR LLCExempt Reporting Advisers · CRD # 331188 · PR · ERA - Active
- SABANERA PRIVATE EQUITY MANAGER LLCExempt Reporting Advisers · CRD # 332175 · PR · ERA - Active
- SAVA CAPITAL LLCRegistered Investment Advisers · CRD # 335379 · PR · Approved
- SAVILE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 337692 · PR · Approved
- SAVILE PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 339409 · PR · Approved
- SEMILLERO ADVISORS, LLCExempt Reporting Advisers · CRD # 284615 · PR · ERA - Active
- STONECREST INVESTMENT MANAGEMENT LLCExempt Reporting Advisers · CRD # 328875 · PR · ERA - Active
- STRATAGEM CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 333623 · PR · ERA - Active
- SWAN GLOBAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 173621 · PR · Approved
- SYGNUS CAPITAL PR LLCRegistered Investment Advisers · CRD # 283447 · PR · Approved
- TALON LLCRegistered Investment Advisers · CRD # 298714 · PR · Approved
- TC LATIN AMERICA PARTNERS LLCRegistered Investment Advisers · CRD # 307441 · PR · Approved
- THE PHOENIX FUND ADVISOR LLCRegistered Investment Advisers · CRD # 316384 · PR · Approved
- THOMAS WRIGHT ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 105192 · PR · Approved
- TROLUCE CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 313120 · PR · Approved
- TYRELL LLCExempt Reporting Advisers · CRD # 336576 · PR · ERA - Active
- UBS TRUST COMPANY OF PUERTO RICORegistered Investment Advisers · CRD # 313696 · PR · Approved
- UNIVERSAL FINANCIAL SERVICES INC.Registered Investment Advisers · CRD # 131558 · PR · Approved
- VAUBAN WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 305222 · PR · Approved
- VEX HOLDINGS PUERTO RICO CORPExempt Reporting Advisers · CRD # 337207 · PR · ERA - Active
- VRM PENZINI CAPITAL L.L.C.Registered Investment Advisers · CRD # 336315 · PR · Approved
- X-SQUARE CAPITAL, LLCRegistered Investment Advisers · CRD # 167237 · PR · Approved
- YOLO MANAGEMENT LLCExempt Reporting Advisers · CRD # 321815 · PR · ERA - Active