Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- A.G.P. ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 339720 · NY · Approved
- A.R.T. ADVISORS, LLCRegistered Investment Advisers · CRD # 161643 · NY · Approved
- A.W. JONES ADVISORS, LLCRegistered Investment Advisers · CRD # 161260 · NY · Approved
- AACP INVESTMENTS, LLCRegistered Investment Advisers · CRD # 314568 · NY · Approved
- AARION MANAGEMENT LLCExempt Reporting Advisers · CRD # 342460 · NY · ERA - Active
- ABACUS CAPITAL GROUP LLCRegistered Investment Advisers · CRD # 157243 · NY · Approved
- ABACUS EQUITY PARTNERS LLCExempt Reporting Advisers · CRD # 335713 · NY · ERA - Active
- ABBONDANDOLO WEALTH MANAGEMENT CORPRegistered Investment Advisers · CRD # 168081 · NY · Approved
- ABBOTT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 106332 · NY · Approved
- ABDIEL CAPITAL ADVISORS, LPRegistered Investment Advisers · CRD # 161410 · NY · Approved
- ABERNATHY GROUP II LLCRegistered Investment Advisers · CRD # 152401 · NY · Approved
- ABG & CO INVESTMENT MANAGEMENT LLCExempt Reporting Advisers · CRD # 341763 · NY · ERA - Active
- ABINGER PARTNERS LLCExempt Reporting Advisers · CRD # 341372 · NY · ERA - Active
- ABR DYNAMIC FUNDS, LLCRegistered Investment Advisers · CRD # 171847 · NY · Approved
- AC INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 140443 · NY · Approved
- ACACIA ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 287857 · NY · Approved
- ACACIA GROVE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 332881 · NY · Approved
- ACADEMY ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 319774 · NY · Approved
- ACADIA INFRASTRUCTURE CAPITAL LPRegistered Investment Advisers · CRD # 326032 · NY · Approved
- ACCESS VENTURES CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 331222 · NY · Approved
- ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, LLCRegistered Investment Advisers · CRD # 126685 · NY · Approved
- ACCRETIVE, LLCExempt Reporting Advisers · CRD # 157364 · NY · ERA - Active
- ACCRUED EQUITIES INC.Registered Investment Advisers · CRD # 13452 · NY · Approved
- ACCUMULUS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 160501 · NY · Approved
- ACE & COMPANY NEW YORK, INC.Registered Investment Advisers · CRD # 304442 · NY · Approved
- ACHIEVE PARTNERS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 299883 · NY · Approved
- ACME CREDIT PARTNERS LLCRegistered Investment Advisers · CRD # 328087 · NY · Approved
- ACORE CAPITAL, LPRegistered Investment Advisers · CRD # 175054 · NY · Approved
- ACORN ADVISORY CAPITAL, L.P.Registered Investment Advisers · CRD # 133040 · NY · Approved
- ACORN CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 304164 · NY · Approved
- ACP VENTURE CAPITAL MANAGEMENT FUND LLCRegistered Investment Advisers · CRD # 298029 · NY · Approved
- ACRE MANAGER, LLCRegistered Investment Advisers · CRD # 311363 · NY · Approved
- ACRES CAPITAL, LLCRegistered Investment Advisers · CRD # 281190 · NY · Approved
- ACTIONS CAPITAL MANAGERS LLCExempt Reporting Advisers · CRD # 341513 · NY · ERA - Active
- ACUMEN CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 285564 · NY · ERA - Active
- ADALTA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 283771 · NY · Approved
- ADC WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 159083 · NY · Approved
- ADDIGENCE CORPORATIONRegistered Investment Advisers · CRD # 323504 · NY · Approved
- ADDITION, L.P.Exempt Reporting Advisers · CRD # 309075 · NY · ERA - Active
- ADIRONDACK CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 133305 · NY · Approved
- ADIRONDACK FINANCIAL SERVICES CORPRegistered Investment Advisers · CRD # 126155 · NY · Approved
- ADIRONDACK RESEARCH & MANAGEMENT INC.Registered Investment Advisers · CRD # 130987 · NY · Approved
- ADIT VENTURES MANAGEMENT, LLCRegistered Investment Advisers · CRD # 283262 · NY · Approved
- ADJACENT VENTURES LLCExempt Reporting Advisers · CRD # 306888 · NY · ERA - Active
- ADJUVANT CAPITAL, LPExempt Reporting Advisers · CRD # 301716 · NY · ERA - Active
- ADVANCED PORTFOLIO MANAGEMENT, LLCRegistered Investment Advisers · CRD # 138769 · NY · Approved
- ADVANTAGE ADVISERS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 108180 · NY · Approved
- ADVANTAGE ADVISERS MULTI-MANAGER, L.L.C.Registered Investment Advisers · CRD # 108178 · NY · Approved
- ADVANTAGE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 171128 · NY · Approved
- ADVENT CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 113013 · NY · Approved