Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- MCBROOM & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 151187 · NV · Approved
- MISSION FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 311876 · NV · Approved
- MKAM ETF LLCRegistered Investment Advisers · CRD # 324607 · NV · Approved
- NAVELLIER & ASSOCIATES INCRegistered Investment Advisers · CRD # 107568 · NV · Approved
- OAK HARBOR CAPITAL, LLCRegistered Investment Advisers · CRD # 169089 · NV · Approved
- OCTAVE VENTURES LLCExempt Reporting Advisers · CRD # 309878 · NV · ERA - Active
- OGARD CAPITAL MARKETS RESEARCH LLCRegistered Investment Advisers · CRD # 337959 · NV · Approved
- ONE WEALTH MAP, LLCRegistered Investment Advisers · CRD # 171750 · NV · Approved
- OPEN WINDOW FINANCIAL SOLUTIONS, LTD.Registered Investment Advisers · CRD # 131562 · NV · Approved
- P4G CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 300645 · NV · Approved
- PALISADE INVESTMENTS, LLCRegistered Investment Advisers · CRD # 124776 · NV · Approved
- PANDORA WEALTH, INC.Registered Investment Advisers · CRD # 331816 · NV · Approved
- PARADIGM CAPITAL MANAGEMENT,LLCRegistered Investment Advisers · CRD # 120805 · NV · Approved
- PETERSON WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 285415 · NV · Approved
- PHESTOS CAPITAL, LLCExempt Reporting Advisers · CRD # 338948 · NV · ERA - Active
- PHOBOS, LLCExempt Reporting Advisers · CRD # 292170 · NV · ERA - Active
- PIF CAPITAL MANAGEMENT LTDExempt Reporting Advisers · CRD # 325402 · NV · ERA - Active
- PILGRIM GLOBAL ADVISORS LLCRegistered Investment Advisers · CRD # 323259 · NV · Approved
- PIPELINE CAPITAL PARTNERS I GP, LLCExempt Reporting Advisers · CRD # 288042 · NV · ERA - Active
- POWERHOUSE FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 338952 · NV · Approved
- QUAN CAPITAL MANAGEMENT (US) LLCExempt Reporting Advisers · CRD # 299480 · NV · ERA - Active
- RAREVIEW CAPITAL LLCRegistered Investment Advisers · CRD # 284474 · NV · Approved
- RB CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 125678 · NV · Approved
- READ & POWELL FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 130189 · NV · Approved
- RED HILLS HOLDINGS, LLCExempt Reporting Advisers · CRD # 291642 · NV · ERA - Active
- RESOURCE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 162781 · NV · Approved
- REYNOLDS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 107711 · NV · Approved
- RICHMOND GLOBAL VENTURES LLCExempt Reporting Advisers · CRD # 174282 · NV · ERA - Active
- RJJ PASADENA SECURITIES, INC.Registered Investment Advisers · CRD # 8425 · NV · Approved
- ROSTEN CAPITAL INVESTMENTS LLCExempt Reporting Advisers · CRD # 339888 · NV · ERA - Active
- SAHARA INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 341135 · NV · Approved
- SANCHEZ GAUNT CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 336187 · NV · Approved
- SCHULTZ FINANCIAL GROUP INCORPORATEDRegistered Investment Advisers · CRD # 108724 · NV · Approved
- SIMPLIFY ASSET MANAGEMENT INC.Registered Investment Advisers · CRD # 309535 · NV · Approved
- SKYLINE IM, LTD.Exempt Reporting Advisers · CRD # 338446 · NV · ERA - Active
- SKYOAK CAPITAL, INC.Registered Investment Advisers · CRD # 154248 · NV · Approved
- SRD INNOVATION FUND LLCExempt Reporting Advisers · CRD # 341877 · NV · ERA - Active
- SUMMIT PORTFOLIO MANAGEMENT LLCRegistered Investment Advisers · CRD # 111243 · NV · Approved
- SUNSHINE LAKE MANAGEMENT LLCExempt Reporting Advisers · CRD # 343893 · NV · ERA - Active
- THE AMERIFLEX GROUP, INC.Registered Investment Advisers · CRD # 305585 · NV · Approved
- THE INVESTMENT COUNSEL COMPANY OF NEVADARegistered Investment Advisers · CRD # 19608 · NV · Approved
- THOUGHTFUL MONEY LLCRegistered Investment Advisers · CRD # 329306 · NV · Approved
- TREO VENTURES, LLCExempt Reporting Advisers · CRD # 299417 · NV · ERA - Active
- ULTA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 310879 · NV · Approved
- UNCORRELATED ADVISORS LLCExempt Reporting Advisers · CRD # 305290 · NV · ERA - Active
- VOSHT LLCExempt Reporting Advisers · CRD # 344013 · NV · ERA - Active
- WCG WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 173194 · NV · Approved
- WELLS CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 342411 · NV · 120-Day Approval
- WEST RIDGE ADVISORS, LLCRegistered Investment Advisers · CRD # 282718 · NV · Approved
- WHALEN WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 311869 · NV · Approved