Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- MCF ADVISORS, LLCRegistered Investment Advisers · CRD # 130372 · KY · Approved
- MCW FINANCIAL, INC.Registered Investment Advisers · CRD # 157609 · KY · Approved
- MERCURIO & ASSOCIATES INC.Registered Investment Advisers · CRD # 283632 · KY · Approved
- MERIDIAN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 151523 · KY · Approved
- MIDDLEGROUND MANAGEMENT, LPRegistered Investment Advisers · CRD # 297235 · KY · Approved
- OAK PROOF MANAGEMENT LLCExempt Reporting Advisers · CRD # 335186 · KY · ERA - Active
- OWEN LARUE, LLCRegistered Investment Advisers · CRD # 289436 · KY · Approved
- PARAGON PRIVATE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 312817 · KY · Approved
- PARTHENON LLCRegistered Investment Advisers · CRD # 107794 · KY · Approved
- PILLAR FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 121880 · KY · Approved
- PNC TC, LLCRegistered Investment Advisers · CRD # 172753 · KY · Approved
- PRINCIPLED WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 138143 · KY · Approved
- PRIVATE CLIENT SERVICES, LLCRegistered Investment Advisers · CRD # 120222 · KY · Approved
- Q2 WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 314932 · KY · Approved
- RAMSEY QUANTITATIVE SYSTEMS, INC.Registered Investment Advisers · CRD # 175257 · KY · Approved
- RELIANT WEALTH PLANNING, LLCRegistered Investment Advisers · CRD # 286230 · KY · Approved
- RICKETTS FINANCIAL, LLCRegistered Investment Advisers · CRD # 309381 · KY · Approved
- RIVER ROAD ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 134918 · KY · Approved
- RIVERSTONE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 161087 · KY · Approved
- RPS ADVISORY SOLUTIONS, LLCRegistered Investment Advisers · CRD # 311575 · KY · Approved
- RUSSELL CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 109513 · KY · Approved
- SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.Registered Investment Advisers · CRD # 125147 · KY · Approved
- STEGNER INVESTMENT ASSOCIATES INCRegistered Investment Advisers · CRD # 107480 · KY · Approved
- STRATEGIC WEALTH INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 165474 · KY · Approved
- THE GLEASON GROUP, INC.Registered Investment Advisers · CRD # 175104 · KY · Approved
- THE RENAISSANCE GROUP LLCRegistered Investment Advisers · CRD # 105916 · KY · Approved
- THE WEALTH ADVISORY TEAM, LLCRegistered Investment Advisers · CRD # 124957 · KY · Approved
- TODD ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 109473 · KY · Approved
- TOWNSEND FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 141571 · KY · Approved
- VAN LEEUWEN & ASSOCIATES, INC.Registered Investment Advisers · CRD # 289463 · KY · Approved
- VF ADVISORS, LLCRegistered Investment Advisers · CRD # 334305 · KY · Approved
- WALKER FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 145457 · KY · Approved
- WALLACE HART LLCRegistered Investment Advisers · CRD # 285981 · KY · Approved
- WARLOCK LTD.Exempt Reporting Advisers · CRD # 342413 · KY · ERA - Active
- WAYCROSS GP, LLCRegistered Investment Advisers · CRD # 339521 · KY · Approved
- WAYCROSS PARTNERS, LLCRegistered Investment Advisers · CRD # 153838 · KY · Approved
- WEALTH MANAGEMENT OF THE BLUEGRASS, LLC.Registered Investment Advisers · CRD # 289163 · KY · Approved
- WEALTHMD CORPORATIONRegistered Investment Advisers · CRD # 140498 · KY · Approved
- WINEBRENNER CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 154708 · KY · Approved