Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- LSB CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 310466 · IA · Approved
- MANCHESTERSTORY FUND MANAGEMENT, LPExempt Reporting Advisers · CRD # 298873 · IA · ERA - Active
- MATHESON & ROCK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 289603 · IA · Approved
- MIDWEST GROWTH ADVISORS, LLCExempt Reporting Advisers · CRD # 172104 · IA · ERA - Active
- MIDWEST HERITAGE BANK, FSBRegistered Investment Advisers · CRD # 306308 · IA · Approved
- MIDWESTERN FINANCIAL, LLCRegistered Investment Advisers · CRD # 270022 · IA · Approved
- MOKOSAK ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 287538 · IA · Approved
- NATIONS FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 44181 · IA · Approved
- NEXT LEVEL VENTURES, LLCExempt Reporting Advisers · CRD # 305666 · IA · ERA - Active
- NIKULSKI FINANCIAL, INC.Registered Investment Advisers · CRD # 151569 · IA · Approved
- NORTHWEST WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 152816 · IA · Approved
- OASIS ADVISORS, LLCRegistered Investment Advisers · CRD # 335555 · IA · Approved
- PALADIN ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 285303 · IA · Approved
- PECAUT & CO.Registered Investment Advisers · CRD # 2997 · IA · Approved
- PETERSON FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 169519 · IA · Approved
- PLAN2THRIVE FINANCIAL, LLCRegistered Investment Advisers · CRD # 317005 · IA · Approved
- PRINCIPAL ADVISED SERVICES, LLCRegistered Investment Advisers · CRD # 297324 · IA · Approved
- PRINCIPAL GLOBAL INVESTORS, LLCRegistered Investment Advisers · CRD # 109002 · IA · Approved
- PRINCIPAL REAL ESTATE INVESTORS, LLCRegistered Investment Advisers · CRD # 109008 · IA · Approved
- PRINCIPAL SECURITIES, INC.Registered Investment Advisers · CRD # 1137 · IA · Approved
- QUAD-CITIES INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 154113 · IA · Approved
- RDA FINANCIAL NETWORK, INC.Registered Investment Advisers · CRD # 147309 · IA · Approved
- RETIRERIGHT, LLCRegistered Investment Advisers · CRD # 300925 · IA · Approved
- RIA ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 152566 · IA · Approved
- RIA GROUP, LLCRegistered Investment Advisers · CRD # 343724 · IA · 120-Day Approval
- SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 321109 · IA · Approved
- SITUSAMC REAL ESTATE VALUATION SERVICES, LLCRegistered Investment Advisers · CRD # 106747 · IA · Approved
- STACKSTONE WEALTH, LLCRegistered Investment Advisers · CRD # 342692 · IA · 120-Day Approval
- STEELE CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 107097 · IA · Approved
- STONEFIELD INVESTMENT ADVISORY, INC.Registered Investment Advisers · CRD # 113802 · IA · Approved
- SYVERSON STREGE & COMPANYRegistered Investment Advisers · CRD # 109228 · IA · Approved
- TFP MANAGEMENT, LLCRegistered Investment Advisers · CRD # 313543 · IA · Approved
- THE HEATON HOPPES GROUP, LLCRegistered Investment Advisers · CRD # 115511 · IA · Approved
- TRANSAMERICA RETIREMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 107319 · IA · Approved
- TUVE INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 226702 · IA · Approved
- VALIANT WEALTH, LLCRegistered Investment Advisers · CRD # 146911 · IA · Approved
- VAN DIEST CAPITAL, LLCRegistered Investment Advisers · CRD # 334743 · IA · Approved
- VISIONX WEALTH PARTNERSRegistered Investment Advisers · CRD # 333559 · IA · Approved
- VIVID WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 322974 · IA · Approved
- WATER VALLEY INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 116936 · IA · Approved
- WEALTH ADVISORS GROUP, LLCRegistered Investment Advisers · CRD # 291648 · IA · Approved
- WEALTH ADVISORS OF IOWA, LLCRegistered Investment Advisers · CRD # 115088 · IA · Approved
- WEALTHSPAN PARTNERS, LLCRegistered Investment Advisers · CRD # 297712 · IA · Approved
- WEIS ADVISORY, LLCRegistered Investment Advisers · CRD # 217517 · IA · Approved
- WEITZEL FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 27346 · IA · Approved
- WEST FINANCIAL ADVISORS, L.L.C.Registered Investment Advisers · CRD # 142265 · IA · Approved