SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 601–650 of 5,752 matchingSource: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- AURA CAPITAL, LLCExempt Reporting Advisers · CRD # 339918 · ERA - Active
- AURA INVESTMENTS LLCRegistered Investment Advisers · CRD # 342730 · 120-Day Approval
- AUREANA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 154124 · Approved
- AURELIA FOUNDRY MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 327707 · ERA - Active
- AURELIUS INVESTMENT ADVISORY LIMITEDExempt Reporting Advisers · CRD # 314916 · ERA - Active
- AUSBIL INVESTMENT MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 289468 · Approved
- AUSPAC INVESTMENT MANAGEMENT PTE. LTD.Exempt Reporting Advisers · CRD # 337544 · ERA - Active
- AUTONOMOUS CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 291219 · ERA - Active
- AUTONOMY CAPITAL (JERSEY) L.P.Exempt Reporting Advisers · CRD # 338365 · ERA - Active
- AVALOR INVESTMENT AGRegistered Investment Advisers · CRD # 283227 · Approved
- AVANDA INVESTMENT MANAGEMENT PTE LTDExempt Reporting Advisers · CRD # 285656 · ERA - Active
- AVANT BLOCKCHAIN CAPITALExempt Reporting Advisers · CRD # 333401 · ERA - Active
- AVATAR GROWTH CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 323116 · ERA - Active
- AVCF LLCExempt Reporting Advisers · CRD # 319381 · ERA - Active
- AVEDON CAPITAL PARTNERS B.V.Exempt Reporting Advisers · CRD # 312290 · ERA - Active
- AVENDUS CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 321058 · ERA - Active
- AVENDUS PE INVESTMENT ADVISORS PRIVATE LIMITEDExempt Reporting Advisers · CRD # 332349 · ERA - Active
- AVENDUS WEALTH MANAGEMENT PRIVATE LIMITEDRegistered Investment Advisers · CRD # 156771 · Approved
- AVENIDA PARTNERS LLCExempt Reporting Advisers · CRD # 297739 · ERA - Active
- AVENTE CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 288127 · ERA - Active
- AVENTICUM CAPITAL MANAGEMENT (QATAR) LLCExempt Reporting Advisers · CRD # 282157 · ERA - Active
- AVIATOR'S WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 330735 · 120-Day Approval
- AVINOVA CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 343601 · ERA - Active
- AVIVA INVESTORS CANADA INC.Registered Investment Advisers · CRD # 333457 · Approved
- AVIVAR ADVISORS, LLCRegistered Investment Advisers · CRD # 215516 · Approved
- AVM CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 339585 · ERA - Active
- AVP MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 283298 · ERA - Active
- AVRIO WEALTH PTE LTDRegistered Investment Advisers · CRD # 306064 · Approved
- AW CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 333969 · ERA - Active
- AWEALTH INTERNATIONAL AGRegistered Investment Advisers · CRD # 343883 · Approved
- AXA INVESTMENT MANAGERS PARISExempt Reporting Advisers · CRD # 309494 · ERA - Active
- AXA INVESTMENT MANAGERS UK LIMITEDExempt Reporting Advisers · CRD # 319562 · ERA - Active
- AXA REAL ESTATE INVESTMENT MANAGERS SGPExempt Reporting Advisers · CRD # 282641 · ERA - Active
- AXCEL MANAGEMENT A/SExempt Reporting Advisers · CRD # 308113 · ERA - Active
- AXEBROOK CAPITAL LLPExempt Reporting Advisers · CRD # 319419 · ERA - Active
- AXIA ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 173148 · Approved
- AXIOM ALTERNATIVE INVESTMENTS SARLRegistered Investment Advisers · CRD # 282155 · Approved
- AXIOM ASIA PRIVATE CAPITAL MANAGEMENT SERVICES, LPExempt Reporting Advisers · CRD # 163156 · ERA - Active
- AXIOM EQUITY 2 GP LTD.Exempt Reporting Advisers · CRD # 341278 · ERA - Active
- AXIOM EQUITY CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 341328 · ERA - Active
- AXIOMQED LLCExempt Reporting Advisers · CRD # 337869 · ERA - Active
- AXIUM CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 337522 · ERA - Active
- AXIUM INFRASTRUCTURE INC.Registered Investment Advisers · CRD # 286454 · Approved
- AYAL CAPITAL ADVISORS LIMITEDExempt Reporting Advisers · CRD # 169853 · ERA - Active
- AYM CAPITAL, LLCExempt Reporting Advisers · CRD # 163556 · ERA - Active
- AZIMUTH CAPITAL MANAGEMENT IV LTD.Exempt Reporting Advisers · CRD # 292608 · ERA - Active
- AZIMUTH CAPITAL MANAGEMENT V LTD.Exempt Reporting Advisers · CRD # 325225 · ERA - Active
- AZIMUTH ENERGY PARTNERS GP III LPExempt Reporting Advisers · CRD # 163399 · ERA - Active
- AZLIN CONSULTANTS PVT. LTD.Exempt Reporting Advisers · CRD # 284296 · ERA - Active
- AZURITE MANAGEMENT LLCExempt Reporting Advisers · CRD # 310225 · ERA - Active